Antalpha (NASDAQ: ANTA) CEO reports options and indirect share stakes

Rhea-AI Filing Summary

Antalpha Platform Holding Co director and CEO Jin Xin (Moore) has filed an initial Form 3 detailing existing equity interests. She holds options over 750,000 Class A ordinary shares at an exercise price of $0.04 expiring on November 29, 2029, which vest 25% on November 29, 2025 and monthly thereafter over three years. She also holds options over 1,500,000 Class B ordinary shares at an exercise price of $0.01 expiring on July 20, 2031, vesting in two tranches tied to the issuer achieving $1 billion and $2 billion market capitalization. In addition, 750,000 Class A ordinary shares are held indirectly through Innoval Capital Holding Limited, which is beneficially owned by her.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Jin Xin (Moore)

(Last) (First) (Middle)

#31-02 SUNTEC TOWER 1, 7 TEMASEK

BOULEVARD

(Street)

SINGAPORE SINGAPORE 038987

(City) (State) (Zip)

SINGAPORE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Antalpha Platform Holding Co [ ANTA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	750,000	I	By Innoval Capital Holding Limited(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (right to buy)	(2)	11/29/2029	Class A ordinary shares	750,000	$0.04	D
Options (right to buy)	(3)	07/20/2031	Class B ordinary shares	1,500,000	$0.01	D

Explanation of Responses:

1. Shares held of record by Innoval Capital Holding Limited, which is beneficially owned by the reporting person.

2. The options were granted to the reporting person on November 29, 2024. The options vest over a four-year period as follows: 25% of the options will vest on November 29, 2025, and the remaining 75% will vest in equal monthly installments over the following 36 months beginning on November 29, 2025.

3. The options were granted to the reporting person on July 21, 2025. The options vest as follows: 50% of the options will vest upon the Issuer achieving a market capitalization of at least US$1 billion, and the remaining 50% will vest upon the Issuer achieving a market capitalization of at least US$2 billion.

	/s/ Jin Xin Moore	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Antalpha (ANTA) CEO Jin Xin (Moore) report on this Form 3?

The filing reports Jin Xin (Moore)’s existing equity interests in Antalpha. It lists stock options over Class A and Class B ordinary shares and indirect ownership of Class A shares held through Innoval Capital Holding Limited, establishing her baseline beneficial ownership as a director and CEO.

How many Antalpha options does the CEO hold according to the Form 3?

She is shown holding options over 750,000 Class A ordinary shares and 1,500,000 Class B ordinary shares. These option positions provide rights to acquire shares at fixed exercise prices before specified expiration dates, subject to detailed vesting conditions described in the filing footnotes.

What are the exercise prices and expirations of the Antalpha CEO’s options?

The Class A options have a $0.04 exercise price and expire on November 29, 2029. The Class B options have a $0.01 exercise price and expire on July 20, 2031. Both grants vest over time or upon Antalpha reaching specific market capitalization milestones.

How do the Antalpha CEO’s Class A options vest over time?

The Class A options vest over four years. Twenty-five percent vest on November 29, 2025, with the remaining 75% vesting in equal monthly installments over the following 36 months, aligning ongoing vesting with continued service and time-based conditions at Antalpha.

What performance conditions apply to the Antalpha CEO’s Class B options?

The Class B options vest in two performance-based stages. Fifty percent vest when Antalpha reaches at least $1 billion market capitalization, and the remaining 50% vest when it reaches at least $2 billion, directly linking vesting to company valuation milestones.

What indirect share ownership does the Antalpha CEO report?

The Form 3 states that 750,000 Class A ordinary shares are held of record by Innoval Capital Holding Limited. This entity is described as being beneficially owned by the reporting person, so these indirectly held shares are included in her disclosed beneficial ownership.