Welcome to our dedicated page for Sphere 3D SEC filings (Ticker: ANY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sphere 3D Corp. (NASDAQ: ANY) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its Bitcoin and cryptocurrency mining business. These SEC filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, where the company presents Bitcoin mining revenue, operating costs and expenses, self-mined Bitcoin balances, and information on items such as depreciation, impairment, and changes in the fair value of Bitcoin.
Investors reviewing Sphere 3D’s filings can also examine current reports on Form 8-K, which the company uses to disclose material events. Recent 8-K filings describe capital-raising transactions, including registered direct offerings, private placements, and warrant inducement agreements, as well as the terms of new and amended warrants. Other 8-Ks outline executive employment agreements and leadership changes, such as the appointment of a Chief Executive Officer and related compensation arrangements.
For those tracking corporate governance and compensation, proxy-related materials and referenced employment agreements provide information on executive roles and benefits. Filings may also discuss settlements with hosting partners and other counterparties, and the impact of these arrangements on the company’s operations and financial condition.
On Stock Titan’s SEC filings page for ANY, users can access these documents as they are made available through EDGAR, along with AI-powered summaries that highlight key points from lengthy reports. This includes simplified explanations of annual reports (Form 10-K), quarterly reports (Form 10-Q), and material event disclosures (Form 8-K), as well as visibility into equity and warrant transactions and other regulatory information relevant to Sphere 3D’s Bitcoin mining business.
Sphere 3D Corp. furnished an 8-K to announce that it issued a press release with financial results for its third fiscal quarter ended September 30, 2025. The press release is incorporated by reference as Exhibit 99.1 and the information under Item 2.02 is being furnished and not deemed filed under the Exchange Act.
The company’s common shares trade on the NASDAQ Capital Market under the symbol ANY.
Sphere 3D Corp. (ANY) filed its Q3 2025 10‑Q. Bitcoin mining revenue was $2.6 million versus $2.4 million a year ago, while the quarter posted a net loss of $4.2 million. For the first nine months, revenue was $8.5 million versus $14.0 million last year, reflecting the April 2024 halving and a fleet refresh.
Cash was $5.3 million, total assets $31.1 million, and shareholders’ equity $29.5 million as of September 30, 2025. The company reported substantial doubt about its ability to continue as a going concern without additional funding. Operating cash outflow was $13.4 million year‑to‑date.
Sphere 3D held 22.7 Bitcoin valued at $2.6 million and mined 84.3 Bitcoin year‑to‑date. Subsequent to quarter end, it received $4.1 million gross from a warrant exercise inducement and issued new warrants, entered a new hosting agreement effective November 1, 2025, and purchased $3.9 million of new miners. Common shares outstanding were 29,360,954 as of September 30, 2025, and 33,729,165 as of October 28, 2025.
Sphere 3D Corp. (ANY) entered a warrant inducement with an accredited investor, reducing the exercise price on 4,368,211 Existing Warrants to $0.94 per share and issuing New Warrants equal to 200% of exercised shares, up to 8,736,422.
If all Existing Warrants are exercised, the Company expects approximately $4 million in gross proceeds, to be used for working capital and general corporate purposes. The New Warrants have a $0.94 exercise price, become exercisable upon Stockholder Approval, and expire five years after that approval. A 9.99% beneficial ownership cap limits exercises.
Closing is expected on October 17, 2025, subject to customary conditions. A resale registration statement is due by November 16, 2025 and must be declared effective within 60 days (or 90 days if reviewed). The Company will seek Stockholder Approval at a meeting on or before January 15, 2026. A.G.P./Alliance Global Partners will receive a 7.0% commission on gross proceeds and $40,000 in expense reimbursement.
Kurt L. Kalbfleisch, Acting CEO and CFO of Sphere 3D Corp. (ticker ANY), reported changes in beneficial ownership on Form 4. On 09/03/2025 he received 195,201 Restricted Stock Units (RSUs) (code M) that convert into common stock, increasing his direct beneficial ownership to 550,380 shares. The filing also shows a sale (code F) of 85,010 common shares at $0.6069 per share, reducing direct holdings to 465,370 shares. Additionally, 2,142 shares are reported as indirectly owned by each of his daughter and son. The RSU disclosure notes multiple vesting events: 11,607 RSUs vested 6/20/2025, 89,844 vested 6/30/2025, and 93,750 vested 9/01/2025, and details three awards with specified quarterly vesting schedules through 6/01/2027. The Form is signed by Denise Garrett on behalf of Mr. Kalbfleisch on 09/05/2025.
Armistice Capital, LLC and Steven Boyd report beneficial ownership of 1,996,000 common shares of Sphere 3D Corp., representing 7.05% of the outstanding class. The stake is held through Armistice Capital Master Fund Ltd., for which Armistice Capital acts as investment manager and exercises shared voting and dispositive power. The reported percent is based on 28,320,832 shares outstanding as of July 31, 2025. Both Armistice Capital and Steven Boyd report 0 sole voting or dispositive power and 1,996,000 shared voting and dispositive power. The filing states the securities are held in the ordinary course of business and not for the purpose of changing or influencing control.
Sphere 3D (Ticker: ANY) filed a Form S-8 on June 29, 2025 to register 4,596,408 common shares for future equity awards under the new 2025 Performance Incentive Plan.
The share pool consists of (i) 3,000,000 newly authorized shares and (ii) 1,596,408 shares carried forward from the company’s 2015 plan, plus any additional shares that may become issuable under the plan’s adjustment and anti-dilution provisions. The filing incorporates by reference the company’s most recent Annual Report on Form 10-K, the March 31, 2025 Form 10-Q, and several 2025 Form 8-Ks, ensuring those disclosures are part of the prospectus delivered to plan participants.
The registration enables Sphere 3D to issue stock-based compensation to employees, officers, directors and other eligible participants. Standard undertakings cover post-effective amendments, automatic incorporation of future Exchange Act filings, and director/officer indemnification consistent with the Business Corporations Act (Ontario). Exhibits include the full 2025 Plan, legal opinions, auditor consent, and the filing-fee table.