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[Form 4] ALPHA & OMEGA SEMICONDUCTOR Ltd Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Alpha & Omega Semiconductor (AOSL) reported an insider equity grant. A director acquired 5,681 common shares on 11/11/2025 through a restricted share unit (RSU) award at $0 per share. Following this transaction, the director’s beneficial ownership is 71,294 shares, held directly.

The RSU award was granted for Board service under the company’s 2018 Omnibus Incentive Plan and will vest in four successive equal quarterly installments upon completion of each quarter of Board service after the grant date.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pfeiffer Michael L

(Last) (First) (Middle)
C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED
475 OAKMEAD PARKWAY

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALPHA & OMEGA SEMICONDUCTOR Ltd [ AOSL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 11/11/2025 A 5,681(1) A $0 71,294 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the Issuer's common shares subject to restricted share units (RSUs) award granted to the Reporting Person for services on the Board of Directors of the Issuer under the Issuer's 2018 Omnibus Incentive Plan. The RSUs will vest in four (4) successive equal quarterly installments upon the Reporting Person's completion of each quarter of Board service following the grant date.
Remarks:
/s/ Yanbing Hong, attorney-in-fact for Michael L. Pfeiffer 11/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AOSL disclose in this Form 4?

A director acquired 5,681 common shares on 11/11/2025 via an RSU grant at $0 per share.

How many AOSL shares does the reporting person now own?

After the reported transaction, beneficial ownership is 71,294 shares, held directly.

What are the vesting terms of the AOSL RSU grant?

The RSUs vest in four successive equal quarterly installments following the grant date, contingent on Board service.

What plan governs the RSU award for AOSL?

The award was granted under the 2018 Omnibus Incentive Plan.

What was the transaction code and price reported?

Transaction code A (grant/award); reported price was $0 per share.

What is the relationship of the reporting person to AOSL?

The reporting person is a Director.

Alpha And Omega

NASDAQ:AOSL

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571.17M
25.08M
16.5%
73.16%
4.51%
Semiconductors
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United States
SUNNYVALE