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Director at Artisan Partners (NYSE: APAM) receives 2,876 Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Artisan Partners Asset Management director Brenan Clarence Kane reported receiving 2,876 Class A common shares of the company. The shares were acquired on January 29, 2026 in a transaction coded "A" at a reported price of $0.00 per share, indicating a likely stock award rather than an open‑market purchase. After this transaction, Kane beneficially owns 2,876 Class A shares, all held directly in his name.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brenan Clarence Kane

(Last) (First) (Middle)
C/O ARTISAN PARTNERS ASSET MANAGEMENT
875 E. WISCONSIN AVE., SUITE 800

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Artisan Partners Asset Management Inc. [ APAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share 01/29/2026 A 2,876 A $0 2,876 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Lisa A. Moran, attorney-in-fact for Mr. Brenan 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Brenan Clarence Kane report at APAM?

Director Brenan Clarence Kane reported acquiring 2,876 Class A common shares of Artisan Partners Asset Management. The transaction occurred on January 29, 2026 and was coded “A,” indicating an acquisition rather than a sale, with all shares now held directly.

How many Artisan Partners (APAM) shares does Brenan Clarence Kane now own?

Following the reported transaction, Brenan Clarence Kane beneficially owns 2,876 Class A common shares of Artisan Partners Asset Management. The filing shows this entire amount as his direct ownership after the January 29, 2026 acquisition.

At what price were Brenan Clarence Kane’s APAM shares acquired?

The 2,876 Class A shares reported by Brenan Clarence Kane were acquired at a stated price of $0.00 per share. This suggests the shares were likely granted as compensation or an award rather than bought in the open market.

What does transaction code "A" mean in the APAM Form 4 filing?

In this Form 4 for Artisan Partners, transaction code “A” indicates an acquisition of securities. For Brenan Clarence Kane, it reflects receiving 2,876 Class A shares, which increased his directly held beneficial ownership to 2,876 shares after the transaction.

Is Brenan Clarence Kane a director or officer of Artisan Partners (APAM)?

The filing identifies Brenan Clarence Kane as a director of Artisan Partners Asset Management Inc. He is not listed as an officer or 10% owner in this report, and the transaction relates to his position as a director.
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