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Director at Artisan Partners (NYSE: APAM) granted 5,752 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Artisan Partners Asset Management Inc. director Peter B. Crawford reported receiving an award of Class A common stock. On January 29, 2026, he acquired 5,752 Class A shares at a price of $0 per share, increasing his directly held beneficial ownership to 5,752 shares.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Crawford Peter B.

(Last) (First) (Middle)
C/O ARTISAN PARTNERS ASSET MANAGEMENT
875 E. WISCONSIN AVE., SUITE 800

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Artisan Partners Asset Management Inc. [ APAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share 01/29/2026 A 5,752 A $0 5,752 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
s/Lisa A. Moran, attorney-in-fact for Mr. Crawford 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did APAM director Peter B. Crawford report?

Peter B. Crawford reported receiving 5,752 shares of Artisan Partners Asset Management Class A common stock. The shares were acquired on January 29, 2026, and recorded at a price of $0 per share, indicating a stock award rather than an open-market purchase.

How many APAM shares does Peter B. Crawford own after this Form 4?

After the reported transaction, Peter B. Crawford beneficially owns 5,752 shares of Artisan Partners Asset Management Class A common stock. All of these shares are shown as directly owned, reflecting the full amount acquired in the January 29, 2026 stock award.

Was the APAM Form 4 transaction a purchase or a grant of shares?

The Form 4 for Artisan Partners Asset Management shows a grant of shares. Transaction code "A" and a price of $0 per share indicate an acquisition such as a stock award to director Peter B. Crawford, rather than a cash purchase on the open market.

What type of security did Peter B. Crawford receive from APAM?

Peter B. Crawford received Class A common stock of Artisan Partners Asset Management, with a par value of $0.01 per share. The Form 4 reports 5,752 non-derivative shares acquired directly, reflecting an equity stake rather than options or other derivative securities.

Does the APAM Form 4 involve any derivative securities?

The Form 4 for Artisan Partners Asset Management reports only non-derivative securities. It shows an acquisition of 5,752 shares of Class A common stock, with no entries in the derivative securities table for options, warrants, or other derivative instruments.

How is ownership of the new APAM shares classified for Peter B. Crawford?

The 5,752 newly acquired Artisan Partners Asset Management shares are classified as directly owned. The Form 4 identifies the ownership form as "D" for direct ownership, with no indication of indirect holdings through trusts, partnerships, or other related entities.
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