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Artisan Partners (NYSE: APAM) director adds 5,522 Class A shares at $0

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Artisan Partners Asset Management director reports stock acquisition

Director Jeffrey A. Joerres reported acquiring 5,522 shares of Artisan Partners Asset Management Inc. Class A common stock on 01/29/2026 at a stated price of $0 per share. Following this transaction, he beneficially owns 77,157 Class A shares in direct ownership.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOERRES JEFFREY A

(Last) (First) (Middle)
C/O ARTISAN PARTNERS ASSET MANAGEMENT
875 E WISCONSIN AVE, SUITE 800

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Artisan Partners Asset Management Inc. [ APAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share 01/29/2026 A 5,522 A $0 77,157 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Lisa A. Moran, attorney-in-fact for Mr. Joerres 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did APAM director Jeffrey A. Joerres report?

Jeffrey A. Joerres reported acquiring 5,522 shares of Artisan Partners Asset Management Inc. Class A common stock. The transaction occurred on January 29, 2026, at a stated price of $0 per share, increasing his directly held beneficial ownership.

How many APAM shares does Jeffrey A. Joerres own after this Form 4?

After the reported transaction, Jeffrey A. Joerres beneficially owns 77,157 shares of Artisan Partners Asset Management Inc. Class A common stock. The filing shows this as directly owned, following the January 29, 2026 acquisition of 5,522 additional shares.

What was the price per share in Jeffrey A. Joerres’ January 29, 2026 APAM transaction?

The Form 4 reports a transaction price of $0 per share for the 5,522 Artisan Partners Asset Management Inc. Class A shares acquired. This typically reflects a form of equity award rather than an open-market purchase, based on the disclosed price.

Is Jeffrey A. Joerres an officer or only a director of Artisan Partners Asset Management Inc.?

The filing identifies Jeffrey A. Joerres as a director of Artisan Partners Asset Management Inc. and not as an officer or 10% owner. The officer and 10% owner boxes are unchecked, while the director box is marked on the Form 4.

Is the ownership reported by Jeffrey A. Joerres in APAM shares direct or indirect?

The Form 4 lists Jeffrey A. Joerres’ 77,157 shares of Artisan Partners Asset Management Inc. Class A common stock as directly owned. The ownership form column is marked “D,” and no nature of indirect beneficial ownership is disclosed in the filing.
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