Applied Digital grants Nottenburg 14,450 stock units

Each restricted stock unit converts into one share of Applied Digital common stock.

Available on EDGAR 11/06/2026 - 08:24 AM EST Accepted by SEC EDGAR 11/06/2026 - 08:23 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Applied Digital Corp. director Richard N. Nottenburg received 14,450 restricted stock units for board service on November 4, 2026. The units have no expiration date and vest in full on November 4, 2027, subject to his continued service through that date. His reported direct position following the transaction was 116,578 shares.

Insider Trade Summary

Grant/Award: 14,450 shares

Grant/Award 1 txn

Insider Nottenburg Richard N

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	14,450	$0.00	$0.00

Holdings After Transaction: Common Stock — 116,578 shares (Direct)

Holdings Before and After: Common Stock, 102,128 to 116,578 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units ("RSUs") granted on November 4, 2026 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 4, 2027, subject to the Reporting Person's continued service through such date.

Key Figures

Restricted stock units awarded: 14,450 restricted stock units Conversion: 1 common share per restricted stock unit Reported direct position after transaction: 116,578 shares +1 more

4 metrics

Restricted stock units awarded 14,450 restricted stock units Granted November 4, 2026, for board service

Conversion 1 common share per restricted stock unit Conversion into Applied Digital common stock

Reported direct position after transaction 116,578 shares Following the award

Vesting date November 4, 2027 Vests in full, subject to continued service through that date

Key Terms

Restricted stock units, vest in full, continued service

3 terms

Restricted stock units financial

"Restricted stock units ("RSUs") granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest in full financial

"vest in full on November 4, 2027"

continued service financial

"subject to the Reporting Person's continued service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did APLD director Richard N. Nottenburg receive?

Richard N. Nottenburg, a director of Applied Digital Corp., received 14,450 restricted stock units on November 4, 2026, for board service; his reported direct position following the transaction was 116,578 shares.

When do APLD director Richard N. Nottenburg's RSUs vest?

The restricted stock units vest in full on November 4, 2027, subject to Richard N. Nottenburg's continued service through that date. Each unit converts into one share of common stock and has no expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nottenburg Richard N

(Last) (First) (Middle)

3811 TURTLE CREEK BOULEVARD

SUITE 2100

(Street)

DALLAS TEXAS 75219

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Applied Digital Corp. [ APLD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/04/2026		A		14,450(1)	A	$0	116,578	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units ("RSUs") granted on November 4, 2026 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 4, 2027, subject to the Reporting Person's continued service through such date.

Remarks:

	/s/ Mark Chavez as Attorney-in-Fact	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)