Apollomics (ticker: APLM) CEO details direct and indirect share stakes
Rhea-AI Filing Summary
Apollomics Inc. director and CEO Chen Hung-Wen has updated his reported equity holdings. The filing shows direct ownership of 143,334 Class A Ordinary Shares and indirect ownership of 763,028 Class A Ordinary Shares through King Regent Management Limited, where he is the sole director and shareholder and has voting and dispositive power.
He also holds Restricted Stock Units representing a contingent right to receive 10,000 Class A Ordinary Shares at an exercise price of $0.0000 per share. These RSUs are scheduled to vest in two equal tranches of 5,000 shares on June 15, 2026 and September 15, 2026. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Chen Hung-Wen
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 10,000 shares (Direct);
Class A Ordinary Shares — 143,334 shares (Direct);
Class A Ordinary Shares — 763,028 shares (Indirect, Through King Regent Management Limited)
Footnotes (3)
- F1. The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein.
- F2. The restricted stock units will vest with respect to 5,000 shares on each of June 15, 2026 and September 15, 2026.
- F3. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Key Figures
Direct common shares: 143,334 shares
Indirect common shares: 763,028 shares
Restricted Stock Units underlying shares: 10,000 shares
+3 more
6 metrics
Direct common shares
143,334 shares
Class A Ordinary Shares held directly following holdings dated March 19, 2026
Indirect common shares
763,028 shares
Class A Ordinary Shares held indirectly through King Regent Management Limited
Restricted Stock Units underlying shares
10,000 shares
Class A Ordinary Shares underlying RSUs held directly
RSU exercise price
$0.0000 per share
Exercise price for Class A Ordinary Shares underlying RSUs
First RSU vesting tranche
5,000 shares
Scheduled to vest on June 15, 2026
Second RSU vesting tranche
5,000 shares
Scheduled to vest on September 15, 2026
Key Terms
Restricted Stock Units, Class A Ordinary Shares, beneficial owner, disclaims beneficial ownership, +1 more
5 terms
Restricted Stock Units financial
"The restricted stock units will vest with respect to 5,000 shares on each of June 15, 2026 and September 15, 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
beneficial owner financial
"Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares."
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
disclaims beneficial ownership financial
"Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein."
dispositive power financial
"The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited."
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider holdings does Apollomics (APLM) CEO Chen Hung-Wen report in this Form 3/A?
Chen Hung-Wen reports 143,334 Class A Ordinary Shares held directly and 763,028 Class A Ordinary Shares held indirectly through King Regent Management Limited. He also reports Restricted Stock Units representing a contingent right to receive 10,000 additional Class A Ordinary Shares.
How many restricted stock units does the Apollomics (APLM) CEO hold and what do they represent?
The CEO holds Restricted Stock Units tied to 10,000 Class A Ordinary Shares. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share, with all 10,000 underlying shares currently reported as a derivative position in this amendment.
When will Chen Hung-Wen’s Apollomics (APLM) restricted stock units vest?
The restricted stock units will vest in two equal tranches of 5,000 shares each. Vesting is scheduled for June 15, 2026 and September 15, 2026, after which the corresponding Class A Ordinary Shares may be delivered subject to plan terms.
What is the relationship between Chen Hung-Wen and King Regent Management Limited in this Apollomics (APLM) filing?
Chen Hung-Wen is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over its Apollomics shares. He may be deemed the beneficial owner but disclaims beneficial ownership except to the extent of his pecuniary interest in those securities.
What is the exercise price of the Apollomics (APLM) restricted stock units reported by the CEO?
The restricted stock units reported by the CEO have an exercise price of $0.0000 per underlying Class A Ordinary Share. This indicates the shares are issuable without additional cash consideration when vesting and settlement conditions under the applicable equity plan are satisfied.