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Apollomics (APLM) director discloses 1,000 restricted stock units award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Apollomics Inc. director CHU YI-AN reports equity holdings consisting of restricted stock units and related Class A Ordinary Shares. The filing shows 1,000 restricted stock units, each representing a contingent right to receive one Class A Ordinary Share at an exercise price of $0.0000 per share.

According to the disclosure, these restricted stock units are scheduled to vest with respect to 500 shares on June 15, 2026 and 500 shares on September 15, 2026. Following this reporting, the position includes 1,000 Class A Ordinary Shares tied to this award, all held as direct ownership.

Positive

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Negative

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Insider CHU YI-AN
Role Director
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Class A Ordinary Shares -- -- --
Holdings After Transaction: Restricted Stock Units — 1,000 shares (Direct); Class A Ordinary Shares — 1,000 shares (Direct)
Footnotes (1)
  1. The restricted stock units will vest with respect to 500 shares on each of June 15, 2026 and September 15, 2026. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Restricted stock units 1,000 units Each unit tied to one Class A Ordinary Share
First vesting tranche 500 shares Scheduled vesting on June 15, 2026
Second vesting tranche 500 shares Scheduled vesting on September 15, 2026
Exercise price $0.0000 per share Restricted stock units underlying Class A Ordinary Shares
Restricted Stock Units financial
"The restricted stock units will vest with respect to 500 shares on each of June 15, 2026 and September 15, 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Ordinary Shares financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
CHU YI-AN
(Last)(First)(Middle)
989 E HILLSDALE BLVD, SUITE 220
(Street)
FOSTER CITY CALIFORNIA 94404
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares1,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Class A Ordinary Shares1,000(2)D
Explanation of Responses:
1. The restricted stock units will vest with respect to 500 shares on each of June 15, 2026 and September 15, 2026.
2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Remarks:
This Amendment to the Initial Statement of Beneficial Ownership is being filed to reflect the vesting of certain restricted stock units that occurred prior to the filing date.
/s/ Alison M. Pear, Attorney-In-Fact04/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider holdings does Apollomics (APLM) director CHU YI-AN report?

The director reports holdings of 1,000 restricted stock units, each linked to one Class A Ordinary Share. These units carry a nominal exercise price of $0.0000 per share and represent contingent rights rather than currently issued stock.

How do CHU YI-AN’s Apollomics (APLM) restricted stock units vest?

The restricted stock units vest in two equal tranches of 500 shares each. Vesting occurs on June 15, 2026 and September 15, 2026, reflecting a time-based schedule tied to continued service or other plan conditions.

What does each Apollomics (APLM) restricted stock unit represent for CHU YI-AN?

Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share. Actual share delivery depends on vesting; until then, the units are a promise of future stock rather than currently outstanding shares.

Are CHU YI-AN’s Apollomics (APLM) restricted stock units considered direct ownership?

Yes. The filing classifies these restricted stock units and related Class A Ordinary Shares as direct ownership. This indicates the holdings are attributed personally to CHU YI-AN, not to an external trust or affiliated entity.

Does this Apollomics (APLM) Form 3/A show any insider buying or selling?

No buy or sell activity is shown; the entry is categorized as holding with an unknown transaction code. It updates reported positions by detailing CHU YI-AN’s restricted stock unit award and the associated underlying Class A Ordinary Shares.