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Apollomics (APLM) director Huang Ya-Chi discloses 2,000 RSU grant in Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Apollomics Inc. director Huang Ya-Chi filed an initial ownership report showing a holding of restricted stock units tied to the company’s Class A Ordinary Shares. The filing reflects 2,000 restricted stock units, vesting in four installments of 500 shares each during 2026. Each unit represents the right to receive one Class A Ordinary Share.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Huang Ya-Chi

(Last)(First)(Middle)
989 E HILLSDALE BLVD, SUITE 220

(Street)
FOSTER CITY94404

(City)(State)(Zip)


(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Class A Ordinary Shares2,000(2)D
Explanation of Responses:
1. The restricted stock units were vested with respect to 500 shares on February 17, 2026, with an additional 500 shares vesting on each of May 17, 2026, August 17, 2026 and November 17, 2026.
2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Remarks:
This Initial Statement of Beneficial Ownership is being filed in connection with the enactment of the Holding Foreign Insiders Accountable Act and the rules and regulations adopted in association therewith.
/s/ Huang, Ya-Chi (Claudia)03/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider position did Huang Ya-Chi report in Apollomics (APLM)?

Huang Ya-Chi reported holding restricted stock units linked to Apollomics Class A Ordinary Shares. The position totals 2,000 RSUs, providing a contingent right to receive the same number of Class A Ordinary Shares upon vesting and settlement.

How many Apollomics (APLM) shares are covered by Huang Ya-Chi’s RSUs?

The RSU award covers 2,000 underlying Class A Ordinary Shares. Each restricted stock unit corresponds to one Class A Ordinary Share, so the full grant, once vested and settled, would deliver 2,000 shares, subject to applicable plan terms and conditions.

What is the vesting schedule for Huang Ya-Chi’s Apollomics (APLM) RSUs?

The RSUs vest in four equal tranches of 500 shares during 2026. Vesting occurs on February 17, May 17, August 17 and November 17, 2026, reflecting a quarterly vesting pattern across that year.

Does Huang Ya-Chi’s RSU holding indicate a buy or sell of Apollomics (APLM) stock?

The disclosure reflects a holding of restricted stock units, not an open-market buy or sell transaction. It is an ownership statement showing an equity-based award that vests over time rather than a reported purchase or sale of existing shares.

What does each restricted stock unit represent for Apollomics (APLM) director Huang Ya-Chi?

Each restricted stock unit represents a contingent right to receive one Apollomics Class A Ordinary Share. Delivery of shares depends on satisfaction of vesting conditions and any other terms specified in the company’s equity incentive arrangements.
APOLLOMICS INC

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