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Apollomics (APLM) director acquires 500 shares through RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Apollomics Inc. director CHU YI-AN acquired 500 Class A Ordinary Shares through the vesting and exercise of Restricted Stock Units (RSUs). The shares were issued at a price of $0.00 per share as part of previously granted equity awards.

Following this transaction, CHU YI-AN directly holds 1,500 Class A Ordinary Shares. The footnotes state that the initial RSU grant vested in four equal tranches of 500 shares, with three tranches (including this one on June 15, 2026) already vested and an additional 500 RSUs scheduled to vest on September 15, 2026.

Positive

  • None.

Negative

  • None.
Insider CHU YI-AN
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 500 $0.00 --
Exercise CLASS A ORDINARY SHARES 500 $0.00 --
Holdings After Transaction: Restricted Stock Units — 500 shares (Direct, null); CLASS A ORDINARY SHARES — 1,500 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026, and June 15, 2026 and an additional 500 shares will vest on September 15, 2026. This transaction represents the vesting of 500 RSUs on June 15, 2026.
RSUs vested 500 units Vesting and exercise on June 15, 2026
Shares acquired 500 Class A Ordinary Shares Issued from RSU vesting at $0.00 per share
Post-transaction holdings 1,500 Class A Ordinary Shares Directly held after June 15, 2026 transaction
RSU exercise price $0.00 per share Conversion or exercise price for vested RSUs
Remaining scheduled RSUs 500 units Additional 500 RSUs scheduled to vest on September 15, 2026
Restricted Stock Units financial
"The reported vesting involved 500 Restricted Stock Units, each converting into one Class A Ordinary Share."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Ordinary Shares financial
"Director CHU YI-AN reported acquiring 500 Class A Ordinary Shares via vesting of Restricted Stock Units."
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
vesting financial
"This transaction represents the vesting of 500 RSUs on June 15, 2026."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CHU YI-AN
(Last)(First)(Middle)
989 E HILLSDALE BLVD, SUITE 220
(Street)
FOSTER CITY CALIFORNIA 94404
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A ORDINARY SHARES06/15/2026M500A$01,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/15/2026M500 (2) (2)CLASS A ORDINARY SHARES500$0500D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
2. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026, and June 15, 2026 and an additional 500 shares will vest on September 15, 2026. This transaction represents the vesting of 500 RSUs on June 15, 2026.
/s/ Alison M. Pear, Attorney-In-Fact06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Apollomics (APLM) director CHU YI-AN report in this Form 4?

Director CHU YI-AN reported acquiring 500 Class A Ordinary Shares via vesting of Restricted Stock Units. This was an exercise of previously granted equity awards at $0.00 per share, increasing directly held Class A Ordinary Shares to 1,500 after the transaction.

How many Apollomics (APLM) shares does CHU YI-AN own after this transaction?

After the RSU vesting on June 15, 2026, CHU YI-AN directly holds 1,500 Class A Ordinary Shares. These shares result from multiple vesting events under an earlier RSU grant, as disclosed in the Form 4 transaction details and accompanying footnotes.

What is the size of the RSU vesting for Apollomics (APLM) director CHU YI-AN?

The reported vesting involved 500 Restricted Stock Units, each converting into one Class A Ordinary Share. The Form 4 notes that prior tranches of 500 vested earlier in 2026, with this 500-share tranche vesting on June 15, 2026 as part of that schedule.

Were the Apollomics (APLM) RSUs exercised at a cost to CHU YI-AN?

No cash exercise price was paid for this RSU vesting. The filing shows a transaction price per share and conversion or exercise price of $0.00, meaning 500 Class A Ordinary Shares were delivered from the RSUs without a cash outlay by the director.

Does Apollomics (APLM) indicate any remaining RSUs for CHU YI-AN after this vesting?

The footnotes state that 500 RSUs will vest on September 15, 2026. Earlier tranches of 500 vested on February 9, March 15, and June 15, 2026, indicating a final 500-share tranche remains scheduled under the initial RSU grant.