Director at Apollomics (APLM) gains 500 shares from vested RSUs

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Apollomics Inc. director Jan Chen-Huan reported a routine equity compensation event, with 500 Restricted Stock Units vesting into 500 Class A Ordinary Shares on June 15, 2026. Each RSU represents a right to receive one Class A share. Following this vesting and related derivative exercise, Chen-Huan directly holds 1,500 Class A Ordinary Shares and 500 RSUs, with no open-market purchases or sales disclosed.

Insider Trade Summary

500 shares exercised/converted

Mixed 2 txns

Insider Jan Chen-Huan

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	500	$0.00	--
Exercise	CLASS A ORDINARY SHARES	500	$0.00	--

Holdings After Transaction: Restricted Stock Units — 500 shares (Direct, null); CLASS A ORDINARY SHARES — 1,500 shares (Direct, null)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026 and an additional 500 shares will vest on September 15, 2026. This transaction represents the vesting of 500 RSUs on June 15, 2026.

Key Figures

RSUs vested: 500 units Shares received from vesting: 500 shares Shares held after transaction: 1,500 shares +2 more

5 metrics

RSUs vested 500 units Vested into Class A Ordinary Shares on June 15, 2026

Shares received from vesting 500 shares Class A Ordinary Shares from RSU conversion at $0.0000

Shares held after transaction 1,500 shares Total direct Class A Ordinary Shares following June 15, 2026

Remaining RSUs 500 units Restricted Stock Units outstanding after June 15, 2026 vesting

Exercise price $0.0000 per share Conversion of RSUs into Class A Ordinary Shares

Key Terms

Restricted Stock Units, Class A Ordinary Shares, derivative exercise/conversion, Form 3/A

4 terms

Restricted Stock Units financial

"This transaction represents the vesting of 500 RSUs on June 15, 2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Ordinary Shares financial

"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

derivative exercise/conversion financial

"transaction_action": "derivative exercise/conversion""

Form 3/A regulatory

"previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026."

An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.

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Form 4 Insider Transactions: What Each Field Means →

06/16/2026 - 05:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jan Chen-Huan

(Last)

(First)

(Middle)

989 E HILLSDALE BLVD, SUITE 220

(Street)

FOSTER CITY

CALIFORNIA

94404

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
CLASS A ORDINARY SHARES	06/15/2026		M		500	A	$0	1,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	06/15/2026		M			500	⁽²⁾	⁽²⁾	CLASS A ORDINARY SHARES	500	$0	500	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share

2. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026 and an additional 500 shares will vest on September 15, 2026. This transaction represents the vesting of 500 RSUs on June 15, 2026.

	/s/ Alison M. Pear, Attorney-In-Fact	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Apollomics (APLM) disclose for Jan Chen-Huan?

Apollomics director Jan Chen-Huan reported 500 Restricted Stock Units vesting into 500 Class A Ordinary Shares on June 15, 2026. This is a routine equity compensation event, not an open-market share purchase or sale.

How many Apollomics (APLM) shares does Jan Chen-Huan hold after this transaction?

After the June 15, 2026 transaction, Jan Chen-Huan holds 1,500 Class A Ordinary Shares directly. In addition, 500 Restricted Stock Units remain outstanding, representing contingent rights to receive further Class A shares as they vest.

Were Apollomics (APLM) shares bought or sold on the market in this insider report?

No open-market buying or selling is shown. The report reflects 500 RSUs vesting and converting into 500 Class A Ordinary Shares at a zero exercise price, a standard compensation-related derivative exercise rather than a market trade.

What do the Apollomics (APLM) RSU footnotes say about this vesting?

The footnotes explain that each RSU equals one Class A share and that 500 RSUs vested on February 9, March 15, and June 15, 2026. Another 500 RSUs are scheduled to vest on September 15, 2026 under the same grant.

How many Restricted Stock Units remain for Apollomics (APLM) director Jan Chen-Huan?

Following the June 15, 2026 vesting of 500 RSUs, 500 Restricted Stock Units remain outstanding. These RSUs represent contingent rights to receive additional Apollomics Class A Ordinary Shares as future vesting dates are met.