STOCK TITAN

Apollomics (APLM) CFO adds 26,667 shares in private deal

(High)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Apollomics Inc. executive Peter Kuan-How Lin, the Chief Financial Officer, purchased 26,667 Class A Ordinary Shares of APLM on August 14, 2026 at $15.00 per share. The shares were acquired pursuant to a private placement transaction referenced in a Form 6-K filed on August 12, 2026. Following this transaction, Lin directly holds 48,979 Class A Ordinary Shares.

Positive

  • None.

Negative

  • None.

Insights

Analyzing...

Insider LIN PETER KUAN-HOW
Role Chief Financial Officer
Bought 26,667 shs ($400K)
Type Security Shares Price Value
Purchase CLASS A ORDINARY SHARES F1 26,667 $15.00 $400K
Holdings After Transaction: CLASS A ORDINARY SHARES — 48,979 shares (Direct)
Footnotes (1)
  1. F1. Acquired pursuant to the private placement transaction described in the Issuer's Report on Form 6-K filed on August 12, 2026.
Shares Purchased 26,667 shares Class A Ordinary Shares acquired by CFO on August 14, 2026
Purchase Price $15.00 per share Price paid for Class A Ordinary Shares in the reported transaction
Shares Held After Transaction 48,979 shares Direct Class A Ordinary Share holdings of CFO following the purchase
Net Buy Shares 26,667 shares Net share change across all reported transactions in this filing
private placement transaction financial
"Acquired pursuant to the private placement transaction described in the Issuer's Report"
Class A Ordinary Shares financial
"security_title: CLASS A ORDINARY SHARES"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
Form 6-K regulatory
"described in the Issuer's Report on Form 6-K filed on August 12, 2026"
A Form 6-K is a report that companies listed in certain countries file to provide important updates, such as financial results, corporate changes, or other significant information, to regulators and investors. It functions like an official company update or news release, helping investors stay informed about developments that could affect their investment decisions.

FAQ

What insider transaction did Apollomics (APLM) report for its CFO?

Apollomics reported that CFO Peter Kuan-How Lin acquired 26,667 Class A Ordinary Shares on August 14, 2026. The acquisition was structured as a purchase transaction, increasing his direct holdings in Apollomics shares.

How many Apollomics (APLM) shares did the CFO buy and at what price?

The CFO bought 26,667 Class A Ordinary Shares of Apollomics at $15.00 per share. This transaction reflects a single reported purchase event and is treated as a non-derivative acquisition of common equity.

What are the total Apollomics (APLM) shares held by the CFO after this transaction?

After the purchase, CFO Peter Kuan-How Lin directly holds 48,979 Class A Ordinary Shares of Apollomics. This total reflects his post-transaction direct ownership as disclosed in the Form 4 filing.

Was the Apollomics (APLM) CFO share purchase part of a private placement?

Yes. The 26,667 shares were acquired pursuant to a private placement transaction. The footnote states the purchase relates to a private placement described in Apollomics’ Form 6-K filed on August 12, 2026.

Was the Apollomics (APLM) CFO transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan election. The transaction is therefore not identified as executed pursuant to a pre-arranged 10b5-1 trading plan in this disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LIN PETER KUAN-HOW

(Last)(First)(Middle)
989 E HILLSDALE BLVD, SUITE 220

(Street)
FOSTER CITY CALIFORNIA 94404

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A ORDINARY SHARES08/14/2026P26,667(1)A$1548,979D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired pursuant to the private placement transaction described in the Issuer's Report on Form 6-K filed on August 12, 2026.
/s/ Alison M. Pear, Attorney-In-Fact08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)