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Apollomics (APLM) CFO details 20,000 RSUs and 15,900 shares in Form 3/A

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Apollomics Inc. Chief Financial Officer LIN PETER KUAN-HOW reported his equity holdings in an amended Form 3. He holds restricted stock units representing 20,000 Class A Ordinary Shares and 15,900 Class A Ordinary Shares directly. The restricted stock units will vest in two equal installments of 10,000 shares each on June 15, 2026 and September 15, 2026.

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Insider LIN PETER KUAN-HOW
Role Chief Financial Officer
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Class A Ordinary Shares -- -- --
Holdings After Transaction: Restricted Stock Units — 20,000 shares (Direct); Class A Ordinary Shares — 15,900 shares (Direct)
Footnotes (1)
  1. The restricted stock units will vest with respect to 10,000 shares on each of June 15, 2026 and September 15, 2026. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
RSU underlying shares 20,000 shares Restricted stock units tied to Class A Ordinary Shares
Direct share holdings 15,900 shares Class A Ordinary Shares held directly after reported holdings
First vesting tranche 10,000 shares RSUs scheduled to vest on June 15, 2026
Second vesting tranche 10,000 shares RSUs scheduled to vest on September 15, 2026
RSU exercise price $0.0000 per share Exercise price for restricted stock units
Restricted Stock Units financial
"The restricted stock units will vest with respect to 10,000 shares on each of June 15, 2026 and September 15, 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Ordinary Shares financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
LIN PETER KUAN-HOW
(Last)(First)(Middle)
989 E HILLSDALE BLVD, SUITE 220
(Street)
FOSTER CITY CALIFORNIA 94404
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares15,900D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Class A Ordinary Shares20,000(2)D
Explanation of Responses:
1. The restricted stock units will vest with respect to 10,000 shares on each of June 15, 2026 and September 15, 2026.
2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Remarks:
This Amendment to the Initial Statement of Beneficial Ownership is being filed to reflect the vesting of certain restricted stock units that occurred prior to the filing date.
/s/ Alison M. Pear, Attorney-In-Fact04/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Apollomics (APLM) CFO LIN PETER KUAN-HOW report in this Form 3/A?

He reported his equity holdings in Apollomics, including restricted stock units and common shares. The filing shows 20,000 restricted stock units tied to Class A Ordinary Shares and 15,900 Class A Ordinary Shares held directly, with no new buy or sell transactions disclosed.

How many restricted stock units does the Apollomics (APLM) CFO hold?

He holds restricted stock units linked to 20,000 Class A Ordinary Shares. Footnotes state these units vest in two equal tranches of 10,000 shares each on June 15, 2026 and September 15, 2026, subject to the award’s standard vesting conditions and continued service requirements.

When will the Apollomics (APLM) CFO’s restricted stock units vest?

The restricted stock units will vest with respect to 10,000 shares on June 15, 2026 and another 10,000 shares on September 15, 2026. Vesting dates indicate when he may receive Class A Ordinary Shares if all conditions under the grant are satisfied.

How many Apollomics (APLM) Class A Ordinary Shares does the CFO hold directly?

He holds 15,900 Class A Ordinary Shares directly, according to the holdings information. This direct ownership is separate from his 20,000 restricted stock units, which represent a contingent right to receive additional Class A Ordinary Shares upon future vesting events.

Does this Apollomics (APLM) Form 3/A show the CFO buying or selling shares?

The filing presents holdings information rather than new market transactions. Transaction codes and summaries indicate no recorded buys or sells; instead, it details existing positions in restricted stock units and Class A Ordinary Shares, along with the future vesting schedule for the restricted stock units.

What does each restricted stock unit represent for Apollomics (APLM) CFO’s award?

Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share. This means the CFO does not yet own those shares; they will be delivered only if the units vest as scheduled and all applicable conditions under the equity award are met.