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Apogee Enterprises (APOG) CEO gets stock, deferred units awards detailed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Apogee Enterprises Chief Executive Officer Donald A. Nolan reported new equity awards. On January 14, 2026, he acquired 7,386 shares of common stock at $35.54 per share, bringing his directly held common stock to 15,433 shares after the transaction.

On the same date, he was granted 41,854 deferred restricted stock units at an indicated value of $35.54, increasing his total deferred restricted stock units to 72,265. The shares from one grant vest over a one-year period with all shares vesting on January 14, 2027. The deferred restricted stock units, allocated under the company’s stock incentive plans, are to be settled 1-for-1 in common stock after the director’s termination from the Board or upon other events specified in the plans and include units from a dividend equivalent reinvestment feature.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nolan Donald A

(Last) (First) (Middle)
C/O APOGEE ENTERPRISES, INC.
4400 WEST 78TH STREET, SUITE 520

(Street)
MINNEAPOLIS MN 55435

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APOGEE ENTERPRISES, INC. [ APOG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/14/2026 A 7,386(1) A $35.54 15,433 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Restricted Stock Units(2) (3) 01/14/2026 A 41,854 (2) (2) Common Stock 41,854 $35.54 72,265(4) D
Explanation of Responses:
1. Shares vest over a one year vesting period with all of the shares vesting on 1/14/2027.
2. The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan, the 2019 Non-Employee Director Stock Plan and the 2019 Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
3. Settled 1- for -1.
4. Includes deferred restricted stock units pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan, the 2019 Non-Employee Director Stock Plan and the 2019 Stock Incentive Plan.
Remarks:
/s/ Meghan M. Elliot, Attorney-in-Fact for Donald A. Nolan 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Apogee (APOG) report for Donald A. Nolan?

The filing reports that Chief Executive Officer Donald A. Nolan acquired 7,386 shares of Apogee common stock at $35.54 per share on January 14, 2026, and was also granted 41,854 deferred restricted stock units on the same date.

How many Apogee common shares does Donald A. Nolan hold after this Form 4 transaction?

Following the reported transaction, Donald A. Nolan beneficially owns 15,433 shares of Apogee common stock in direct ownership.

How many deferred restricted stock units does Donald A. Nolan hold after the award?

After the award of 41,854 deferred restricted stock units, Donald A. Nolan holds a total of 72,265 deferred restricted stock units, each settled on a 1-for-1 basis in common stock.

When do Donald A. Nolan’s new Apogee stock awards vest or settle?

According to the disclosure, one grant of shares vests over a one-year period with all shares vesting on January 14, 2027. The deferred restricted stock units are to be settled in shares of common stock following the director’s termination from the Board or upon other plan-specified events.

Under which plans were Donald A. Nolan’s deferred restricted stock units allocated?

The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan, the 2019 Non-Employee Director Stock Plan, and the 2019 Stock Incentive Plan, and include amounts from a dividend equivalent reinvestment feature.

What transaction code is used in this Apogee Form 4 for Donald A. Nolan’s awards?

The transactions for both the common stock and the deferred restricted stock units are reported with transaction code "A", indicating acquisitions of securities.

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789.42M
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Building Products & Equipment
Glass Products, Made of Purchased Glass
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United States
MINNEAPOLIS