Form 144: 9,413 APT Shares Planned Sale ($80K) on 09/09/2025

The filer has submitted a Form 144 to sell 9,413 shares of common stock with an aggregate market value of $80,000, with an approximate sale date of 09/09/2025 on the NYSE American.

Rhea-AI Filing Summary

The filer has submitted a Form 144 to sell 9,413 shares of common stock with an aggregate market value of $80,000, with an approximate sale date of 09/09/2025 on the NYSE American. The filing lists the broker as Virtu Financial (NITE), 1633 Broadway, 41st Floor, New York, NY. The shares to be sold equal the sum of restricted stock units that vested on 12/14/2021 (2,228 shares), 09/26/2022 (3,785 shares) and 09/25/2023 (3,400 shares). The filing shows 10,472,902 shares outstanding. The notice includes the filer’s signed representation that they are not aware of any material nonpublic information about the issuer.

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice for sale of vested RSUs representing a small portion of outstanding shares.

The filing discloses a planned sale of 9,413 shares derived from RSU vesting events across 2021–2023. At an aggregate market value of $80,000 against 10,472,902 shares outstanding, the position represents roughly 0.09% of the outstanding float, indicating limited dilution or market impact. The use of a broker and the representation about material nonpublic information are standard compliance items. This appears procedural rather than material.

Corporate Governance Specialist

TL;DR: Filing shows a compliant insider sale under Rule 144 with customary disclosures and no red flags.

The notice documents acquisition dates and nature of acquisition (RSU vesting) for all securities to be sold and declares no known undisclosed material information, satisfying typical Rule 144 transparency requirements. The planned sale date and broker are specified. There are no reported sales in the prior three months. Based on the disclosed sizes and dates, this filing aligns with standard executive/employee equity monetization practices.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for APT report?

The Form 144 reports an intended sale of 9,413 common shares with aggregate market value of $80,000 on or about 09/09/2025 via Virtu Financial.

How were the shares to be sold acquired?

All reported shares were acquired through RSU vesting: 2,228 on 12/14/2021, 3,785 on 09/26/2022, and 3,400 on 09/25/2023.

How large is the proposed sale relative to outstanding shares?

The proposed 9,413-share sale is shown against 10,472,902 shares outstanding, approximately 0.09% of outstanding shares.

Does the filing indicate any recent sales by the same person?

The filing states "Nothing to Report" for securities sold during the past three months by the person for whose account the securities are to be sold.

What compliance representations does the filer make?

The filer represents by signature that they do not know any material adverse nonpublic information about the issuer and that the notice is provided in accordance with Rule 144 requirements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/11/2025 - 04:18 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001703326
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ALPHA PRO TECH,LTD.
SEC File Number	001-15725
Address of Issuer	53 WELLINGTON STREET EAST AURORA ONTARIO, CANADA L4G 1H6
Phone	19054790654
Name of Person for Whose Account the Securities are To Be Sold	James W Buchan
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common stock	Virtu Financial (NITE) 1633 Broadway, 41st floor New York NY 10019	9413	80000	10472902	09/09/2025	NYSE American

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common stock	12/14/2021	RSU vest	Company			2228	12/14/2021	na
common stock	09/26/2022	RSU vest	Company			3785	09/26/2022	na
common stock	09/25/2023	RSU vest	Company			3400	09/25/2023	na

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/11/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ James Buchan
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)