STOCK TITAN

[Form 4/A] ALPHA PRO TECH LTD Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Dr. John Ritota, a director of Alpha Pro Tech Ltd (APT), reported an amended Form 4 correcting the filing date to October 1, 2025. The filing shows a grant of 5,615 time-based restricted stock units under the companys 2020 Omnibus Plan that vest in full on the first anniversary of the grant, with an acquisition price of $0. After the grant Dr. Ritota beneficially owns 48,355 shares. The form also discloses 5,000 shares held indirectly by his daughter and 7,000 shares held indirectly by his spouse, with Dr. Ritota disclaiming beneficial ownership of those indirect holdings.

Dott. John Ritota, membro del consiglio di Alpha Pro Tech Ltd (APT), ha comunicato una Form 4 rettificata che modifica la data di deposito al 1 ottobre 2025. Il documento mostra l’assegnazione di 5.615 unità di azioni restritte basate sul tempo ai sensi del piano Omnibus 2020 dell’azienda, che maturano completamente al primo anniversario dell’assegnazione, con prezzo d’esercizio di 0$. Dopo l’assegnazione, il Dott. Ritota detiene direttamente 48.355 azioni. Il modulo segnala inoltre 5.000 azioni detenute indirettamente da sua figlia e 7.000 azioni detenute indirettamente da suo coniuge, con il Dott. Ritota che nega la titolarità beneficiaria di tali detenute indirette.

El Dr. John Ritota, director de Alpha Pro Tech Ltd (APT), presentó una Form 4 enmendada corrigiendo la fecha de presentación al 1 de octubre de 2025. El documento muestra una asignación de 5.615 unidades de acciones restringidas basadas en el tiempo conforme al Plan Omnibus 2020 de la empresa, que vencen por completo en el primer aniversario de la concesión, con un precio de adquisición de 0 $. Después de la concesión, el Dr. Ritota posee de forma beneficiosa 48.355 acciones. El formulario también revela 5.000 acciones poseídas indirectamente por su hija y 7.000 acciones por su cónyuge, con el Dr. Ritota declinando la titularidad beneficiosa de esas participaciones indirectas.

Alpha Pro Tech Ltd(APT)의 이사인 Dr. John Ritota는 제출일을 2025년 10월 1일로 수정한 개정 Form 4를 보고했습니다. 이 서류는 회사의 2020 Omnibus Plan에 따라 시간 기반의 5,615주식의 제한 보통주를 부여했으며, 이는 부여 1주년일에 전액 vesting되고 매입 가격은 0달러입니다. 부여 후 Ritota 박사는 실질적으로 48,355주를 소유합니다. 또한 서류에는 그의 딸이 간접적으로 보유한 5,000주, 그의 배우자가 간접적으로 보유한 7,000주도 기재되어 있으며, Ritota 박사는 이 간접 보유에 대한 실질 소유권을 부인합니다.

Le docteur John Ritota, directeur d’Alpha Pro Tech Ltd (APT), a déclaré un Formulaire 4 modifié corrigeant la date de dépôt au 1er octobre 2025. Le dossier indique l’octroi de 5 615 unités d’actions restreintes basées sur le temps dans le cadre du plan Omnibus 2020 de l’entreprise, qui vestent intégralement au premier anniversaire de l’octroi, avec un prix d’acquisition de 0 $. Après l’octroi, le docteur Ritota détient avantageusement 48 355 actions. Le formulaire révèle également que 5 000 actions sont détenues indirectement par sa fille et 7 000 actions par son conjoint, le Dr Ritota déclinant toute propriété bénéficiaire de ces détentions indirectes.

Dr. John Ritota, Vorstandsmitglied von Alpha Pro Tech Ltd (APT), meldete ein geändertes Formblatt 4, das das Einreichungsdatum auf den 1. Oktober 2025 korrigiert. Das Formular weist eine Zuteilung von 5.615 zeitbasierte eingeschränkte Aktieneinheiten gemäß dem Omnibusplan 2020 des Unternehmens aus, die am ersten Jahrestag der Gewährung voll vesten, mit einem Erwerbspreis von 0 $. Nach der Gewährung besitzt Dr. Ritota wirtschaftlich 48.355 Aktien. Das Formular offenbart außerdem, dass 5.000 Aktien indirekt von seiner Tochter und 7.000 Aktien indirekt von seinem Ehepartner gehalten werden; Dr. Ritota verweigert jegliche wirtschaftliche Eigentümerschaft an diesen indirekten Beständen.

الدكتور جون ريتوتا، عضو مجلس إدارة Alpha Pro Tech Ltd (APT)، أبلغ عن نموذج 4 المعدل الذي يصحح تاريخ التقديم إلى 1 أكتوبر 2025. يظهر الملف منح 5,615 وحدة أسهم مقيدة تعتمد على الوقت بموجب خطة Omnibus 2020 للشركة، والتي تستحق بالكامل في الذكرى السنوية الأولى للمنح، بسعر اكتساب مقداره 0 دولار. بعد المنح، يمتلك الدكتور ريتوتا فعلياً 48,355 سهماً. كما يكشف النموذج أن 5,000 سهم مملوكة بشكل غير مباشر من قبل ابنته و7,000 سهم مملوكة بشكل غير مباشر من قبل زوجته، مع إعلان الدكتور ريتوتا عن عدم امتلاكه المميز لتلك الحيازات غير المباشرة.

约翰·里托塔博士,Alpha Pro Tech Ltd(APT)的董事,提交的经修订的 Form 4 将申报日期更正为 2025 年 10 月 1 日。该申报显示根据公司 2020 年 Omnibus 计划授予 5,615 单位基于时间的受限股票单位,这些单位在授予后的第一个周年日全部归属,取得价格为 0 美元。授予后,里托塔博士实际持有 48,355 股。表格还披露他的女儿间接持有 5,000 股、他的配偶间接持有 7,000 股,里托塔博士对这些间接持有的受益所有权予以免责声明。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: A routine director RSU grant was reported and the filing date was corrected; this is standard executive compensation reporting.

The amended Form 4 documents a time-based restricted stock unit award of 5,615 RSUs to a company director that vest in one year and carry no purchase price, consistent with equity-based compensation practices for non-employee directors or executive directors. The correction to the filing date appears administrative. The disclosure of indirect holdings by immediate family members with a disclaimer by Dr. Ritota is standard and clarifies his direct versus indirect ownership. Overall, the filing is procedural and does not indicate unusual governance actions.

TL;DR: The transaction increases reported insider alignment with shareholders but is not likely material to valuation.

The 5,615 RSU grant increases the directors direct reported stake to 48,355 shares; because the award vests after one year and was granted at $0, it represents standard retention or compensation rather than a cash investment. For most investors this size of grant is immaterial relative to a public companys market capitalization unless APT is very small. The amendment correcting the filing date improves regulatory accuracy but does not change the economics of the grant.

Dott. John Ritota, membro del consiglio di Alpha Pro Tech Ltd (APT), ha comunicato una Form 4 rettificata che modifica la data di deposito al 1 ottobre 2025. Il documento mostra l’assegnazione di 5.615 unità di azioni restritte basate sul tempo ai sensi del piano Omnibus 2020 dell’azienda, che maturano completamente al primo anniversario dell’assegnazione, con prezzo d’esercizio di 0$. Dopo l’assegnazione, il Dott. Ritota detiene direttamente 48.355 azioni. Il modulo segnala inoltre 5.000 azioni detenute indirettamente da sua figlia e 7.000 azioni detenute indirettamente da suo coniuge, con il Dott. Ritota che nega la titolarità beneficiaria di tali detenute indirette.

El Dr. John Ritota, director de Alpha Pro Tech Ltd (APT), presentó una Form 4 enmendada corrigiendo la fecha de presentación al 1 de octubre de 2025. El documento muestra una asignación de 5.615 unidades de acciones restringidas basadas en el tiempo conforme al Plan Omnibus 2020 de la empresa, que vencen por completo en el primer aniversario de la concesión, con un precio de adquisición de 0 $. Después de la concesión, el Dr. Ritota posee de forma beneficiosa 48.355 acciones. El formulario también revela 5.000 acciones poseídas indirectamente por su hija y 7.000 acciones por su cónyuge, con el Dr. Ritota declinando la titularidad beneficiosa de esas participaciones indirectas.

Alpha Pro Tech Ltd(APT)의 이사인 Dr. John Ritota는 제출일을 2025년 10월 1일로 수정한 개정 Form 4를 보고했습니다. 이 서류는 회사의 2020 Omnibus Plan에 따라 시간 기반의 5,615주식의 제한 보통주를 부여했으며, 이는 부여 1주년일에 전액 vesting되고 매입 가격은 0달러입니다. 부여 후 Ritota 박사는 실질적으로 48,355주를 소유합니다. 또한 서류에는 그의 딸이 간접적으로 보유한 5,000주, 그의 배우자가 간접적으로 보유한 7,000주도 기재되어 있으며, Ritota 박사는 이 간접 보유에 대한 실질 소유권을 부인합니다.

Le docteur John Ritota, directeur d’Alpha Pro Tech Ltd (APT), a déclaré un Formulaire 4 modifié corrigeant la date de dépôt au 1er octobre 2025. Le dossier indique l’octroi de 5 615 unités d’actions restreintes basées sur le temps dans le cadre du plan Omnibus 2020 de l’entreprise, qui vestent intégralement au premier anniversaire de l’octroi, avec un prix d’acquisition de 0 $. Après l’octroi, le docteur Ritota détient avantageusement 48 355 actions. Le formulaire révèle également que 5 000 actions sont détenues indirectement par sa fille et 7 000 actions par son conjoint, le Dr Ritota déclinant toute propriété bénéficiaire de ces détentions indirectes.

Dr. John Ritota, Vorstandsmitglied von Alpha Pro Tech Ltd (APT), meldete ein geändertes Formblatt 4, das das Einreichungsdatum auf den 1. Oktober 2025 korrigiert. Das Formular weist eine Zuteilung von 5.615 zeitbasierte eingeschränkte Aktieneinheiten gemäß dem Omnibusplan 2020 des Unternehmens aus, die am ersten Jahrestag der Gewährung voll vesten, mit einem Erwerbspreis von 0 $. Nach der Gewährung besitzt Dr. Ritota wirtschaftlich 48.355 Aktien. Das Formular offenbart außerdem, dass 5.000 Aktien indirekt von seiner Tochter und 7.000 Aktien indirekt von seinem Ehepartner gehalten werden; Dr. Ritota verweigert jegliche wirtschaftliche Eigentümerschaft an diesen indirekten Beständen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RITOTA JOHN

(Last) (First) (Middle)
53 WELLINGTON STREET EAST

(Street)
AURORA A6 L4G 1H6

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
10/01/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/29/2025 A 5,615(1) A $0 48,355 D
Common Stock 5,000 I by daughter, Dr. Ritota disclaims beneficial ownership
Common Stock 7,000 I by spouse, Dr.Ritota disclaims beneficial ownership
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of time-based restricted stock units granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan ( the "Plan") that will vest in full on the first anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement.
Remarks:
this is to correct the filing date to October 1, 2025 to be todays filing date.
/s/ Dr. John Ritota 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Dr. John Ritota report on the Form 4/A for APT?

He reported a grant of 5,615 time-based restricted stock units that vest in full on the first anniversary and updated the filing date to October 1, 2025.

How many APT shares does Dr. Ritota beneficially own after the reported transaction?

48,355 shares beneficially owned following the RSU grant.

Were there any indirect holdings disclosed on the Form 4/A for APT?

Yes: 5,000 shares held by his daughter and 7,000 shares held by his spouse, with Dr. Ritota disclaiming beneficial ownership of those shares.

What is the vesting schedule and cost for the RSUs granted to Dr. Ritota?

The 5,615 RSUs vest in full on the first anniversary of the grant date and were reported with an acquisition price of $0.

Does the amended Form 4/A indicate any sale or disposition by Dr. Ritota?

No disposals were reported; the filing records an acquisition of RSUs and lists existing direct and indirect holdings.
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