APT affiliate files Form 144 to sell 2,260 shares

APT affiliate filed a Form 144 notice to sell 2,260 shares of Common stock through Morgan Stanley Smith Barney LLC.

Rhea-AI Filing Summary

APT affiliate filed a Form 144 notice to sell 2,260 shares of Common stock through Morgan Stanley Smith Barney LLC. The filing lists the broker, an as-of date of 03/16/2026, and states the shares arose from restricted stock vesting under a registered plan on 09/21/2018 for services rendered.

Insights

Securities Compliance Attorney

Routine Rule 144 notice for an affiliate sale; compliance and timing are the main issues.

The filing reports a proposed disposition of 2,260 shares via Morgan Stanley Smith Barney LLC with an 03/16/2026 filing date. The shares are described as restricted stock that vested under a registered plan on 09/21/2018.

Under Rule 144 mechanics, the listed facts indicate a brokered resale pathway; cash‑flow treatment and any holding‑period or volume‑limitation details are not provided in the excerpt. Subsequent transaction details will appear in trading reports if and when sales occur.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does APT's Form 144 filing disclose?

It discloses an affiliate's intention to sell 2,260 shares. The notice lists the broker, a filing date of 03/16/2026, and that the shares vested on 09/21/2018 under a registered plan for services rendered.

Who is handling the proposed sale in the APT Form 144?

The broker named is Morgan Stanley Smith Barney LLC. The filing identifies the broker's address and indicates brokerage execution as the proposed distribution method; exact sale mechanics are not shown in the excerpt.

Why were the APT shares eligible for sale?

The shares arose from restricted stock vesting under a registered plan on 09/21/2018. The filing links the shares to compensation for services rendered, making them eligible for resale under Rule 144 provisions.

Does the Form 144 state when the shares will be sold?

The filing shows a notice date of 03/16/2026 but does not specify actual sale dates. Execution timing and proceeds details are not provided in the excerpt.

Will APT receive proceeds from this sale?

The excerpt identifies the transaction as a selling affiliate's notice; it does not state whether proceeds go to the issuer. Proceeds attribution is not specified in the provided content.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/16/2026 - 05:14 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001258162
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ALPHA PRO TECH, LTD.
SEC File Number	001-15725
Address of Issuer	53 Wellington Street East Aurora ONTARIO, CANADA L4G 1H6
Phone	905-479-0654
Name of Person for Whose Account the Securities are To Be Sold	JOHN P. RITOTA DDS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2260	11164.63	10185427	03/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/21/2018	Restricted stock vesting under a registered plan	Issuer			2260	09/21/2018	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/16/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ John P Ritota
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)