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Alpha Pro Tech (APT) CEO and President awarded 12,425 RSU shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alpha Pro Tech Ltd. reported an equity award to its CEO and President, Lloyd Hoffman, who is also a director. On January 5, 2026, Hoffman received 12,425 shares of common stock at a price of $0 per share, recorded as an acquisition of non-derivative securities. Following this grant, he beneficially owns 255,515 shares of Alpha Pro Tech common stock in direct form.

According to the footnote, the transaction represents time-based restricted stock units granted under the company’s 2020 Omnibus Plan. These units are scheduled to vest in full on the first anniversary of the grant date, subject to the terms of the plan and the applicable award agreement. This reflects routine executive compensation through stock-based incentives rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOFFMAN LLOYD

(Last) (First) (Middle)
53 WELLINGTON STREET EAST

(Street)
AURORA A6 L4G 1H6

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO AND PRESIDENT
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 01/05/2026 A(1) 12,425 A $0 255,515 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of time-based restricted stock units granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the first anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement
/s/ Lloyd Hoffman 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Alpha Pro Tech (APT) disclose for January 5, 2026?

Alpha Pro Tech disclosed that CEO, President, and director Lloyd Hoffman acquired 12,425 shares of common stock on January 5, 2026, at a price of $0 per share as a stock-based award.

How many Alpha Pro Tech (APT) shares does Lloyd Hoffman own after this transaction?

After the reported transaction, Lloyd Hoffman beneficially owns 255,515 shares of Alpha Pro Tech common stock in direct ownership form.

What type of equity award did the Alpha Pro Tech (APT) CEO receive?

The award consists of time-based restricted stock units granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan, which are settled in common stock.

When do Lloyd Hoffman’s new restricted stock units in Alpha Pro Tech (APT) vest?

The restricted stock units will vest in full on the first anniversary of the grant date, subject to the terms of the 2020 Omnibus Plan and the applicable award agreement.

Was the Alpha Pro Tech (APT) CEO’s Form 4 transaction an open-market purchase or a grant?

The Form 4 reflects a grant of restricted stock units at $0 per share as part of equity compensation, not an open-market purchase.

What roles does Lloyd Hoffman hold at Alpha Pro Tech (APT)?

Lloyd Hoffman is reported as a director and an officer of Alpha Pro Tech, serving as CEO and President.
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