Alpha Pro Tech (APT) Director Receives 5,615 RSUs; Ownership Updated

Rhea-AI Filing Summary

David R. Garcia, a director of Alpha Pro Tech Ltd (APT), reported a grant of 5,615 time-based restricted stock units under the company's Omnibus Plan on 09/29/2025. The RSUs vest in full on the first anniversary of the grant date, subject to the Plan and the applicable award agreement. Following the reported transaction, Mr. Garcia beneficially owned 19,768 shares of APT common stock. The Form 4 discloses the award as a non-derivative acquisition at a $0 per-share price, reflecting a compensation grant rather than an open-market purchase.

Positive

• Director awarded 5,615 time-based restricted stock units under the Alpha Pro Tech, Ltd. Omnibus Plan
• RSUs vest in full on the first anniversary of the grant date, creating a clear retention schedule
• Post-transaction beneficial ownership disclosed as 19,768 shares, enhancing transparency

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Director received time-based RSUs that vest in one year, modestly increasing insider alignment without immediate dilution.

The reported grant of 5,615 restricted stock units is a routine director compensation mechanism to align management and board interests with shareholders. The RSUs vest in full on the first anniversary, which provides a one-year retention incentive. The transaction is recorded as an acquisition at $0, consistent with compensation awards rather than market transactions. The incremental beneficial ownership of 19,768 shares is disclosed, but the filing does not state the company's total outstanding shares or material financial impact.

Securities Analyst

TL;DR: This Form 4 reflects a non-cash compensation grant to a director; it is informational and likely immaterial to valuation on its own.

The Form 4 documents a time-based RSU grant under the Omnibus Plan and records the post-transaction beneficial ownership figure. Because the award is disclosed at $0 price, it represents compensation expense for the issuer rather than an open-market acquisition by the director. The filing lacks details on total dilution potential, grant fair value, or company-wide equity compensation expense, so its materiality to investors cannot be fully assessed from this form alone.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Garcia David R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	common stock	5,615	$0.00	--

Holdings After Transaction: common stock — 19,768 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Garcia David R

(Last) (First) (Middle)

53 WELLINGTON STREET EAST

(Street)

AURORA A6 L4G 1H6

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	09/29/2025		A		5,615(1)	A	$0	19,768	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of time-based restricted stock units granted under the Alpha Pro Tech, Ltd. Omnibus Plan (the "Plan") that will vest in full on the first anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement.

	/s/ David Garcia	10/02/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change did David R. Garcia report on the Form 4 for APT?

He reported the acquisition of 5,615 time-based restricted stock units under the company's Omnibus Plan, vesting in full one year after grant.

How many APT shares does David R. Garcia beneficially own after the reported transaction?

The Form 4 shows 19,768 shares beneficially owned following the reported grant.

Was the reported transaction a market purchase for APT common stock?

No. The transaction is recorded as an acquisition at $0 per share, indicating a compensation grant of RSUs rather than an open-market purchase.

When do the restricted stock units granted to Mr. Garcia vest?

The RSUs will vest in full on the first anniversary of the grant date, subject to the terms of the Plan and award agreement.

Does the Form 4 disclose the financial impact or fair value of the RSU grant?

No. The filing states the number of RSUs and vesting schedule but does not provide grant fair value or the impact on company equity expense.