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Adaptin Bio opens Phase 1 brain cancer trial

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

ADAPTIN BIO, INC. (APTN) announced that enrollment has opened for a Phase 1, open-label, dose-escalation clinical trial of its proprietary BRiTE (Brain Bispecific T cell Engager) therapeutic APTN-101 as a treatment for EGFRvIII-positive glioblastoma, in collaboration with Duke University.

The study will enroll up to 15 adult patients with World Health Organization Grade IV Malignant Glioma. The primary objective is to evaluate the safety profile and maximum tolerated dose, with the primary endpoint being the proportion of patients with a dose limiting toxicity at each dose level. Secondary endpoints include pharmacokinetics and objective response rate, and exploratory endpoints include cytokine changes, anti-BRiTE antibodies, overall survival and progression free survival.

In preclinical models, APTN-101 increased brain distribution of an EGFRvIII T-cell engager by more than 7-fold and completely eradicated EGFRvIII glioblastoma tumors in 70%–80% of mice, while showing an excellent safety profile. The company highlights the significant unmet need in glioblastoma, where median survival is 12–18 months and about 5% of patients survive beyond five years.

Positive

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Negative

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Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Planned trial enrollment Up to 15 adult patients Phase 1 open-label, dose-escalation trial of APTN-101 in WHO Grade IV Malignant Glioma
Preclinical brain distribution increase Greater than 7-fold Increase in distribution of EGFRvIII T-cell engager into the brain with APTN-101 vs EGFRvIII T-cell engager alone
Preclinical tumor eradication rate 70%–80% Complete eradication of EGFRvIII glioblastoma tumors in mice treated with APTN-101
Median survival in GBM 12–18 months Median survival for patients diagnosed with glioblastoma under current standard-of-care therapies
Five-year survival in GBM 5% Approximate proportion of glioblastoma patients surviving beyond five years
GBM treatment market size 2025 $3.02 billion Estimated glioblastoma multiforme treatment market value in 2025
Projected GBM treatment market 2030 $4.44 billion Forecast market value by 2030 with 8% CAGR
GBM new cases U.S. Approximately 15,000 per year Annual incidence of glioblastoma in the United States
Phase 1 clinical trial medical
"enrollment has opened for a Phase 1 clinical trial evaluating its proprietary BRiTE"
A phase 1 clinical trial is the first stage of testing a new drug or treatment in people, typically involving a small group to assess safety, how the body handles the treatment, and appropriate dosing. For investors, phase 1 results are an early risk check — like a test drive that can reveal fatal flaws or promising signals — and they often cause big changes in a drug’s perceived value and the company’s prospects.
dose limiting toxicity medical
"primary endpoint is the proportion of patients with a dose limiting toxicity"
Dose-limiting toxicity is a harmful side effect from a drug or treatment that becomes serious enough to prevent giving a higher dose; think of it as the safety limit that stops increasing the medicine’s amount. It matters to investors because that limit shapes how effective the drug can be, influences trial design, development costs and timelines, and can determine whether regulators approve the therapy or whether its commercial potential is reduced.
pharmacokinetics medical
"Secondary endpoints are the pharmacokinetics of APTN-101, and the objective response rate"
Pharmacokinetics is the study of how a substance, such as a drug or chemical, moves through and is processed by the body over time. It tracks how it is absorbed, distributed, broken down, and eventually eliminated. For investors, understanding pharmacokinetics helps gauge the effectiveness, safety, and potential risks of new medications or treatments, which can influence a company’s success and valuation in the healthcare industry.
progression free survival medical
"Exploratory endpoints include an assessment of biological activity as evidenced by changes in cytokine levels, formation of anti-BRiTE antibodies, overall survival and progression free survival."
Progression free survival is the length of time during and after a treatment when a disease, such as cancer, does not get worse or spread. It is an important measure because longer periods of stability can indicate that a treatment is effectively controlling the condition. For investors, it provides insight into the potential durability and success of a therapy or medication.
blood-brain barrier medical
"designed to overcome the limitations for effective treatment of malignant brain tumors by enhancing the transport of therapies across the blood-brain barrier"
A protective barrier of tightly packed cells and supporting tissue that controls what substances in the blood can enter the brain, acting like a security checkpoint that keeps out most pathogens and many drugs while allowing essential nutrients through. For investors, the barrier matters because whether a therapy can cross or safely bypass it often determines clinical success, regulatory approval and commercial potential for treatments of brain disorders.
EGFRvIII medical
"GBM that expresses Epidermal Growth Factor Receptor variant III [EGFRvIII]"

FAQ

What did APTN announce in this Form 8-K filing?

APTN announced that enrollment has opened for a Phase 1, open-label, dose-escalation clinical trial of its BRiTE therapeutic APTN-101 for patients with EGFRvIII-positive glioblastoma, with Duke University as the study site for this first-in-human trial.

What is the design and goal of APTN-101’s Phase 1 trial for APTN?

The Phase 1 trial will enroll up to 15 adult patients and uses an open-label, dose-escalation design. Its primary objective is to evaluate the safety profile and determine the maximum tolerated dose, with the main endpoint being dose limiting toxicities at each dose level.

What preclinical results for APTN-101 does APTN highlight?

APTN reports that in preclinical studies APTN-101 produced a greater than 7-fold increase in brain distribution of the EGFRvIII T-cell engager and achieved complete eradication of EGFRvIII glioblastoma tumors in 70%–80% of mice, with an excellent safety profile and minimal off-target effects.

How severe is glioblastoma according to APTN’s disclosure?

Glioblastoma is described as one of the most aggressive and deadly brain cancers, with patients having a median survival of 12–18 months and only about 5% surviving beyond five years. It accounts for approximately 15,000 new cases per year in the U.S.

What market data for glioblastoma treatment does APTN provide?

APTN cites that the glioblastoma multiforme treatment market is valued at $3.02 billion in 2025 and is forecast to grow at an 8% CAGR to reach $4.44 billion by 2030, driven by demand for therapies that prolong survival.

What is BRiTE technology as described by APTN?

BRiTE is APTN’s proprietary Brain Bispecific T cell Engager technology, designed to enhance transport across the blood-brain barrier and selectively target EGFRvIII-expressing glioma cells. It leverages manipulated immune cells’ “hitchhiking” capabilities to deliver agents directly to brain tumors.

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false 0001938571 0001938571 2026-08-20 2026-08-20 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 20, 2026

 

ADAPTIN BIO, INC.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   000-56583   88-1566415

(State or Other Jurisdiction

of Incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

3540 Toringdon Way, Suite 200, #250

Charlotte, North Carolina

  28277
(Address of Principal Executive Offices)   (Zip Code)

 

(888)-609-1498

(Registrant’s telephone number, including area code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act: None.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

   

 

 

ITEM 8.01 OTHER EVENTS.

 

On August 20, 2026, Adaptin Bio, Inc. announced that enrollment has opened for a Phase 1 clinical trial evaluating its proprietary BRiTE (Brain Bispecific T cell Engager) therapeutic, APTN-101, as a treatment for glioblastoma. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

 

(d) Exhibits

 

Exhibit No.   Description
99.1   Press release, dated August 20, 2026.
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 1 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Adaptin Bio, Inc.
     
Date: August 25, 2026 By:  /s/ Michael J. Roberts
    Michael J. Roberts
    President and Chief Executive Officer

 

 

 2 

Exhibit 99.1

 

Adaptin Bio Announces Opening of Enrollment in a Phase 1 Clinical Trial Evaluating Treatment of Malignant Brain Tumors with APTN-101

 

APTN-101’s unique mechanism of action is designed to overcome the limitations for effective treatment of malignant brain tumors by enhancing the transport of therapies across the blood-brain barrier and selectively targeting EGFRvIII+ glioma cells

 

Phase 1 study being conducted in collaboration with Duke University

 

CHARLOTTE, N.C.— August 20, 2026—Adaptin Bio, Inc. (OTCQB: APTN) (“Adaptin” or the “Company”), a biotechnology company focused on developing precision cancer therapies with improved delivery to the brain and other tissues, announced today that enrollment has opened for a Phase 1 clinical trial evaluating its proprietary BRiTE (Brain Bispecific T cell Engager) therapeutic, APTN-101, as a treatment for glioblastoma (GBM), the most common and aggressive primary brain tumor. The BRiTE platform was developed by a distinguished team of researchers at Duke University, the study site for the first-in-human clinical trial.

 

The Phase 1 clinical trial has an open-label, dose-escalation design with the primary objective to evaluate the safety profile and maximum tolerated dose of APTN-101 in patients diagnosed with World Health Organization (WHO) Grade IV Malignant Glioma (GBM that expresses Epidermal Growth Factor Receptor variant III [EGFRvIII]). The study is expected to enroll up to 15 adult patients, and the primary endpoint is the proportion of patients with a dose limiting toxicity observed within each dose level. Secondary endpoints are the pharmacokinetics of APTN-101, and the objective response rate based on modified Response Assessment in Neuro-Oncology Criteria. Exploratory endpoints include an assessment of biological activity as evidenced by changes in cytokine levels, formation of anti-BRiTE antibodies, overall survival and progression free survival.

 

“Opening enrollment in the Phase 1 trial is an important milestone in the clinical development of APTN-101, a potential best-in-class therapy for the treatment of glioblastoma,” said Michael J. Roberts, Ph.D., President and CEO of Adaptin Bio. “In preclinical studies, APTN-101 demonstrated impressive efficacy targeting glioma cells with precision, eliminating some malignant glioma tumors across multiple aggressive disease models. Our proprietary BRiTE technology was developed to enhance APTN-101’s ability to cross the blood-brain barrier, to selectively target and then attack glioma tumor cells. We believe this mechanism of action is a significant innovation that provides a key differentiator compared to standard-of-care therapies. Since such standard-of-care therapies (including surgery, radiotherapy and chemotherapy) are not curative, disease recurrence is common. As a result, patients diagnosed with GBM currently have a median survival of only 12 to 18 months with just 5% of patients surviving beyond five years. Given the promising preclinical data that has been generated for APTN-101 so far, we believe that leveraging the BRiTE technology with APTN-101 has potential to become an important therapeutic option for patients diagnosed with this difficult-to-treat disease.”

 

BRiTE’s unique delivery mechanism and mode of action harness the ability of T cells to precisely target and destroy glioma cells while effectively navigating the brain’s unique environment. Specifically, APTN-101 is engineered to cross the blood-brain barrier (BBB) to target EGFRvIII, a specific protein linked to aggressive brain tumors. In preclinical studies, APTN-101 demonstrated a greater than 7-fold increase in distribution of the EGFRvIII T-cell engager into the brain compared to the EGFRvIII T-cell engager alone. This resulted in complete eradication of EGFRvIII GMB tumors in 70%-80% of mice. The novel treatment is associated with an excellent safety profile and minimal off-target effects in preclinical models.

 

“Glioblastoma is a disease with a significant unmet clinical need, limited therapeutic options, and little improvement in outcomes,” said Mustafa Khasraw, M.D., professor at Duke University School of Medicine, who led the preclinical development team for APTN-101 and is the principal investigator of the upcoming clinical trial. “By combining immune-based tumor targeting with enhanced delivery to the brain, APTN-101 is designed to address two major challenges in glioblastoma treatment. This first-in-human study is an important step in determining whether this approach can translate into meaningful benefit for patients.”

 

Glioblastoma is one of the most aggressive and deadly forms of brain cancer, accounting for approximately 15,000 new cases per year in the U.S. Secondary malignant brain tumors account for about 200,000 new cases annually. The glioblastoma multiforme treatment market is valued at $3.02 billion in 2025, and researchers forecast an 8% CAGR over the next five years, reaching $4.44 billion by 2030.1 Growing demand for therapies that prolong survival is a top driver of the projected growth.

 

 

1Source: https://www.mordorintelligence.com/industry-reports/glioblastoma-multiforme-treatment-market

 

   

 

 

 

About BRiTE

 

Adaptin Bio’s proprietary BRiTE technology leverages the enhanced “hitchhiking” capabilities of manipulated immune cells to deliver therapeutic agents directly to brain tumors. This innovative approach has demonstrated high specificity for EGFRvIII expressing glioma cells, dose-responsive efficacy against diverse patient-derived glioma cell lines, and a favorable safety profile. Additional BRiTE targets are being evaluated. By manipulating the immune system either in vivo or ex vivo, BRiTE aims to overcome traditional treatment barriers and offer a promising new therapeutic option for patients with intracerebral malignancies.

 

Adaptin Bio, Inc.

 

Adaptin Bio, Inc. is a biotechnology company developing novel therapies for oncology and central nervous system disorders with improved drug delivery to the brain and other tissues. The company’s proprietary Brain Bispecific T cell Engager (BRiTE) technology was developed by researchers at the Department of Neurosurgery at Duke University. The Company’s mission is to develop novel therapies to improve patient outcomes in difficult-to-treat cancers as well as other disease states that can benefit from a precisely targeted treatment. For more information, visit www.adaptinbio.com.

 

Caution Regarding Forward Looking Statements:

 

Except for historical information, all of the statements, expectations and assumptions contained in this press release are forward-looking statements. These forward-looking statements may include information concerning our clinical trials and possible or projected future business operations. Actual results might differ materially from those explicit or implicit in the forward-looking statements. Important factors that could cause actual results to differ materially include: risks of our clinical trials, including, but not limited to, the timing, delays, costs, design, initiation, enrollment, and results of such trials; any delays in regulatory review and approval of product candidates in development; reliance on third parties to supply drug substance and drug product for our clinical trials and preclinical studies, and produce commercial supplies of product candidates; the potential advantages of our product candidates; our ability to market and commercialize our products, if approved; our product candidates’ ability to achieve market acceptance, if approved; our competitive position; our estimates regarding the potential market opportunity for our product candidates; our ability to raise additional money to fund our operations for at least the next 12 months as a going concern and develop our product candidates as anticipated; our ability to control costs associated with our operations; risks related to our ability to develop a market for common stock; our ability to maintain our culture and recruit, integrate and retain qualified personnel and advisors, including on our Board of Directors; intellectual property risks; volatility and uncertainty in the global economy and financial markets; changes in legal, regulatory and legislative environments in the markets in which we operate and the impact of these changes on our ability to obtain regulatory approval for our products; and other risks and uncertainties set forth from time to time in our SEC filings. Adaptin assumes no obligation and does not intend to update these forward-looking statements except as required by law. 

 

Investor Contact:

 

1-800-428-8070

investor@adaptinbio.com

 

   

 

 

Filing Exhibits & Attachments

4 documents