false
0001938571
0001938571
2026-08-20
2026-08-20
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 20, 2026
ADAPTIN BIO, INC.
(Exact Name of Registrant as Specified in Charter)
| Delaware |
|
000-56583 |
|
88-1566415 |
|
(State or Other Jurisdiction
of Incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
|
3540 Toringdon Way, Suite 200, #250
Charlotte, North Carolina |
|
28277 |
| (Address of Principal Executive Offices) |
|
(Zip Code) |
(888)-609-1498
(Registrant’s telephone number, including
area code)
N/A
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act: None.
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
ITEM 8.01 OTHER EVENTS.
On August 20, 2026, Adaptin Bio, Inc. announced
that enrollment has opened for a Phase 1 clinical trial evaluating its proprietary BRiTE (Brain Bispecific T cell Engager) therapeutic,
APTN-101, as a treatment for glioblastoma. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by
reference.
ITEM
9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits
| Exhibit No. |
|
Description |
| 99.1 |
|
Press release, dated August 20, 2026. |
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document).
|
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
Adaptin Bio, Inc. |
| |
|
|
| Date: August 25, 2026 |
By: |
/s/ Michael J. Roberts |
| |
|
Michael J. Roberts |
| |
|
President and Chief Executive Officer |
Exhibit 99.1
Adaptin Bio Announces
Opening of Enrollment in a Phase 1 Clinical Trial Evaluating Treatment of Malignant Brain Tumors with APTN-101
APTN-101’s unique mechanism of action is
designed to overcome the limitations for effective treatment of malignant brain tumors by enhancing the transport of therapies across
the blood-brain barrier and selectively targeting EGFRvIII+ glioma cells
Phase 1 study being conducted in collaboration
with Duke University
CHARLOTTE, N.C.— August 20, 2026—Adaptin Bio, Inc.
(OTCQB: APTN) (“Adaptin” or the “Company”), a biotechnology company focused on developing precision cancer therapies
with improved delivery to the brain and other tissues, announced today that enrollment has opened for a Phase 1 clinical trial evaluating
its proprietary BRiTE (Brain Bispecific T cell Engager) therapeutic, APTN-101, as a treatment for glioblastoma (GBM), the most common
and aggressive primary brain tumor. The BRiTE platform was developed by a distinguished team of researchers at Duke University, the study
site for the first-in-human clinical trial.
The Phase 1 clinical trial has an open-label, dose-escalation design
with the primary objective to evaluate the safety profile and maximum tolerated dose of APTN-101 in patients diagnosed with World Health
Organization (WHO) Grade IV Malignant Glioma (GBM that expresses Epidermal Growth Factor Receptor variant III [EGFRvIII]). The study is
expected to enroll up to 15 adult patients, and the primary endpoint is the proportion of patients with a dose limiting toxicity observed
within each dose level. Secondary endpoints are the pharmacokinetics of APTN-101, and the objective response rate based on modified Response
Assessment in Neuro-Oncology Criteria. Exploratory endpoints include an assessment of biological activity as evidenced by changes in cytokine
levels, formation of anti-BRiTE antibodies, overall survival and progression free survival.
“Opening enrollment in the Phase 1 trial is an important milestone
in the clinical development of APTN-101, a potential best-in-class therapy for the treatment of glioblastoma,” said Michael J. Roberts,
Ph.D., President and CEO of Adaptin Bio. “In preclinical studies, APTN-101 demonstrated impressive efficacy targeting glioma
cells with precision, eliminating some malignant glioma tumors across multiple aggressive disease models. Our proprietary BRiTE technology
was developed to enhance APTN-101’s ability to cross the blood-brain barrier, to selectively target and then attack glioma tumor
cells. We believe this mechanism of action is a significant innovation that provides a key differentiator compared to standard-of-care
therapies. Since such standard-of-care therapies (including surgery, radiotherapy and chemotherapy) are not curative, disease recurrence
is common. As a result, patients diagnosed with GBM currently have a median survival of only 12 to 18 months with just 5% of patients
surviving beyond five years. Given the promising preclinical data that has been generated for APTN-101 so far, we believe that leveraging
the BRiTE technology with APTN-101 has potential to become an important therapeutic option for patients diagnosed with this difficult-to-treat
disease.”
BRiTE’s unique delivery mechanism and mode of action harness
the ability of T cells to precisely target and destroy glioma cells while effectively navigating the brain’s unique environment.
Specifically, APTN-101 is engineered to cross the blood-brain barrier (BBB) to target EGFRvIII, a specific protein linked to aggressive
brain tumors. In preclinical studies, APTN-101 demonstrated a greater than 7-fold increase in distribution of the EGFRvIII T-cell engager
into the brain compared to the EGFRvIII T-cell engager alone. This resulted in complete eradication of EGFRvIII GMB tumors in 70%-80%
of mice. The novel treatment is associated with an excellent safety profile and minimal off-target effects in preclinical models.
“Glioblastoma is a disease with a significant unmet clinical
need, limited therapeutic options, and little improvement in outcomes,” said Mustafa Khasraw,
M.D., professor at Duke University School of Medicine, who led the preclinical development team for APTN-101 and is the principal investigator
of the upcoming clinical trial. “By combining immune-based tumor targeting with enhanced delivery to the brain, APTN-101
is designed to address two major challenges in glioblastoma treatment. This first-in-human study is an important step in determining whether
this approach can translate into meaningful benefit for patients.”
Glioblastoma is one of the most aggressive and deadly forms of brain
cancer, accounting for approximately 15,000 new cases per year in the U.S. Secondary malignant brain tumors account for about 200,000
new cases annually. The glioblastoma multiforme treatment market is valued at $3.02 billion in 2025, and researchers forecast an 8% CAGR
over the next five years, reaching $4.44 billion by 2030.1 Growing demand for therapies that prolong survival is a top driver
of the projected growth.
| 1 | Source: https://www.mordorintelligence.com/industry-reports/glioblastoma-multiforme-treatment-market |
About BRiTE
Adaptin Bio’s proprietary BRiTE technology leverages the enhanced
“hitchhiking” capabilities of manipulated immune cells to deliver therapeutic agents directly to brain tumors. This innovative
approach has demonstrated high specificity for EGFRvIII expressing glioma cells, dose-responsive efficacy against diverse patient-derived
glioma cell lines, and a favorable safety profile. Additional BRiTE targets are being evaluated. By manipulating the immune system either
in vivo or ex vivo, BRiTE aims to overcome traditional treatment barriers and offer a promising new therapeutic option for patients with
intracerebral malignancies.
Adaptin Bio, Inc.
Adaptin Bio, Inc. is a biotechnology company developing novel therapies
for oncology and central nervous system disorders with improved drug delivery to the brain and other tissues. The company’s proprietary
Brain Bispecific T cell Engager (BRiTE) technology was developed by researchers at the Department of Neurosurgery at Duke University.
The Company’s mission is to develop novel therapies to improve patient outcomes in difficult-to-treat cancers as well as other disease
states that can benefit from a precisely targeted treatment. For more information, visit www.adaptinbio.com.
Caution Regarding Forward
Looking Statements:
Except for historical information, all of the statements, expectations
and assumptions contained in this press release are forward-looking statements. These forward-looking statements may include information
concerning our clinical trials and possible or projected future business operations. Actual results might differ materially from those
explicit or implicit in the forward-looking statements. Important factors that could cause actual results to differ materially include:
risks of our clinical trials, including, but not limited to, the timing, delays, costs, design, initiation, enrollment, and results of
such trials; any delays in regulatory review and approval of product candidates in development; reliance on third parties to supply drug
substance and drug product for our clinical trials and preclinical studies, and produce commercial supplies of product candidates; the
potential advantages of our product candidates; our ability to market and commercialize our products, if approved; our product candidates’
ability to achieve market acceptance, if approved; our competitive position; our estimates regarding the potential market opportunity
for our product candidates; our ability to raise additional money to fund our operations for at least the next 12 months as a going concern
and develop our product candidates as anticipated; our ability to control costs associated with our operations; risks related to our ability
to develop a market for common stock; our ability to maintain our culture and recruit, integrate and retain qualified personnel and advisors,
including on our Board of Directors; intellectual property risks; volatility and uncertainty in the global economy and financial markets;
changes in legal, regulatory and legislative environments in the markets in which we operate and the impact of these changes on our ability
to obtain regulatory approval for our products; and other risks and uncertainties set forth from time to time in our SEC filings. Adaptin
assumes no obligation and does not intend to update these forward-looking statements except as required by law.
Investor Contact:
1-800-428-8070
investor@adaptinbio.com