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Aptiv (NYSE: APTV) SVP logs performance share grant and tax withholding

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aptiv PLC senior vice president and chief accounting officer Allan J. Brazier reported routine equity compensation activity involving the company’s ordinary shares. He acquired 1,437 shares on February 28, 2026 at a stated price of $0.0000 per share through a grant classified as a “grant, award, or other acquisition.” A footnote explains these additional shares were earned by achieving performance for the 2023–2025 period in excess of target. On the same date, 3,385 shares were disposed of at $73.5400 per share in a transaction coded as a tax-withholding disposition, with a footnote stating the shares were withheld to cover tax liabilities tied to vesting restricted stock units. After these transactions, Brazier directly owned 47,872 ordinary shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brazier Allan J

(Last) (First) (Middle)
5725 INNOVATION DRIVE

(Street)
TROY MI 48098

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aptiv PLC [ APTV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 02/28/2026 A 1,437 A $0.00(1) 51,257 D
Ordinary Shares 02/28/2026 F 3,385 D $73.54(2) 47,872 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Additional ordinary shares acquired in connection with achievement in excess of target of specified performance criteria for the 2023-2025 performance period.
2. Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.
/s/ Rachel V. Friedenberg, Attorney-in-fact for Allan J. Brazier 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Aptiv (APTV) report for Allan J. Brazier?

Aptiv reported that Allan J. Brazier received 1,437 ordinary shares as an equity grant and had 3,385 shares withheld to cover tax liabilities. Both transactions occurred on February 28, 2026, and were classified as routine compensation-related movements in ordinary shares.

Why did Allan J. Brazier acquire 1,437 Aptiv (APTV) ordinary shares?

He acquired 1,437 ordinary shares through an award linked to performance over the 2023–2025 period. A footnote states the shares were added because performance exceeded target levels under specified criteria, resulting in additional equity being earned by the executive.

What does the tax-withholding disposition in Aptiv (APTV) Form 4 mean?

The Form 4 shows 3,385 ordinary shares were disposed of in a tax-withholding transaction. A footnote explains these shares were withheld to pay tax liabilities arising from the vesting of restricted stock units, rather than being sold in an open-market transaction.

How many Aptiv (APTV) shares does Allan J. Brazier own after these transactions?

Following the award and the tax-withholding disposition, Allan J. Brazier directly holds 47,872 ordinary shares. The Form 4 explicitly states this post-transaction balance, reflecting his remaining equity stake after both reported movements on February 28, 2026.

Were Allan J. Brazier’s Aptiv (APTV) transactions open-market buys or sells?

The transactions were not open-market trades. One entry reflects an equity grant tied to performance, and the other is coded as a tax-withholding disposition. Footnotes clarify these were compensation-related events, including shares withheld to satisfy tax obligations on vested restricted stock units.
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