American Resources ex-officer ends insider status

American Resources Corp (AREC) reported that Thomas M. Sauve, identified as a former officer and director, has ceased to be subject to ongoing Form 4 and Form 5 reporting obligations.

Rhea-AI Filing Summary

American Resources Corp (AREC) reported that Thomas M. Sauve, identified as a former officer and director, has ceased to be subject to ongoing Form 4 and Form 5 reporting obligations. This change took effect upon the conclusion of the company’s annual shareholder meeting on April 15, 2026. The filing does not report any new transactions in AREC securities.

Key Figures

End of reporting obligation: April 15, 2026

1 metrics

End of reporting obligation April 15, 2026 Conclusion of American Resources Corp annual shareholder meeting when insider reporting ceased

Key Terms

Form 4, Form 5, Rule 10b5-1

3 terms

Form 4 regulatory

"ceased being subject to Form 4 and Form 5 obligation"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 5 regulatory

"ceased being subject to Form 4 and Form 5 obligation"

A Form 5 is an annual report filed with the U.S. securities regulator by company insiders—such as officers, directors and large shareholders—to disclose any equity transactions or holdings that were missed or deferred during the year. Think of it as an end-of-year ledger adjustment that shows final insider ownership and late-reported trades; investors use it to verify insider confidence, detect possible conflicts of interest, and spot unusual patterns in insiders’ buying or selling.

Rule 10b5-1 regulatory

"aff_10b5_one": true"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider reporting change did AREC disclose for Thomas M. Sauve?

AREC disclosed that Thomas M. Sauve, a former officer and director, ceased to be subject to Form 4 and Form 5 reporting obligations upon conclusion of the annual shareholder meeting on April 15, 2026. No new transactions in AREC securities were reported in this filing.

Did the AREC Form 4 report any stock transactions by Thomas M. Sauve?

No. The Form 4 for AREC lists no transactions for Thomas M. Sauve. The filing only notes that his obligation to file Forms 4 and 5 ended following the annual shareholder meeting on April 15, 2026.

Why is Thomas M. Sauve no longer required to file Forms 4 and 5 for AREC?

Thomas M. Sauve is described as a Former Officer and Director. The filing states that his Form 4 and Form 5 obligations ended at the conclusion of AREC’s annual shareholder meeting on April 15, 2026.

What does the April 15, 2026 date signify in the AREC Form 4?

The date April 15, 2026 marks the conclusion of AREC’s annual shareholder meeting, after which Thomas M. Sauve ceased being subject to Form 4 and Form 5 reporting obligations as an insider.

Does this AREC Form 4 mention a Rule 10b5-1 trading plan?

Yes. The filing’s Rule 10b5-1 checkbox is marked true, indicating affirmation related to a trading plan. However, this Form 4 does not report any actual transactions in AREC securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/20/2026 - 04:01 PM Accepted by SEC EDGAR 08/20/2026 - 04:01 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sauve Thomas M.

(Last) (First) (Middle)

12115 VISIONARY WAY

SUITE 174

(Street)

FISHERS INDIANA 46038

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
American Resources Corp [ AREC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Former Officer and Director

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Reporting person ceased being subject to Form 4 and Form 5 obligation upon the conclusion of the annual shareholder meeting of American Resources Corporation on April 15, 2026.

	Thomas Sauve	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)