STOCK TITAN

ARM (ARM) chief architect sells 24,339 shares after large RSU vesting and grants

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

ARM Holdings Chief Architect Richard Roy Grisenthwaite reported a set of equity compensation events and a share sale. On May 15, 2026, multiple performance-based restricted stock units vested and were converted into Ordinary Shares held as American Depositary Shares, while 21,301 Ordinary Shares were withheld to cover tax obligations on these RSU vestings. He also received new RSU awards, including 34,785 performance-based RSUs and 6,648 RSUs with future vesting schedules. On May 18, 2026, he executed an open-market sale of 24,339 Ordinary Shares at a weighted average price of about $209.15 per share, leaving no directly held Ordinary Shares after the sale.

Positive

  • None.

Negative

  • None.
Insider Grisenthwaite Richard Roy
Role Chief Architect
Sold 24,339 shs ($5.09M)
Type Security Shares Price Value
Sale Ordinary Shares 24,339 $209.15 $5.09M
Grant/Award Restricted Stock Units 6,648 $0.00 --
Grant/Award Restricted Stock Units 34,785 $0.00 --
Exercise Restricted Stock Units 2,046 $0.00 --
Exercise Restricted Stock Units 14,595 $0.00 --
Exercise Restricted Stock Units 1,631 $0.00 --
Exercise Restricted Stock Units 4,352 $0.00 --
Grant/Award Ordinary Shares 5,217 $0.00 --
Exercise Ordinary Shares 2,046 $0.00 --
Exercise Ordinary Shares 14,595 $0.00 --
Grant/Award Ordinary Shares 4,158 $0.00 --
Exercise Ordinary Shares 1,631 $0.00 --
Grant/Award Ordinary Shares 13,315 $0.00 --
Exercise Ordinary Shares 4,352 $0.00 --
Tax Withholding Ordinary Shares 21,301 $209.16 $4.46M
Holdings After Transaction: Ordinary Shares — 0 shares (Direct, null); Restricted Stock Units — 106,282 shares (Direct, null)
Footnotes (1)
  1. Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share. Represents performance-based restricted stock units granted on May 1, 2025, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee (the "Remuneration Committee") of the Board of Directors of the Company. Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS. This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company. Represents performance-based RSUs granted on May 13, 2024, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee. This RSU award was granted on May 13, 2024, 30% of which vested on each of May 15, 2025 and May 15, 2026. The remaining 40% will vest on May 15, 2027, subject to continued service to the Company. Represents performance-based RSUs granted on May 23, 2023, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee. This RSU award was granted on May 23, 2023 and vested on May 15, 2026. Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs. Represents weighted average sales price. The shares were sold at prices ranging from $209.03 to $209.66. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price This RSU award was granted effective May 15, 2026. 30% will vest on each of May 15, 2027, and May 15, 2028, and the remaining 40% will vest on May 15, 2029, subject to continued service to the Company. This RSU award was granted effective May 15, 2026. 50% will vest on each of May 15, 2028 and May 15, 2029, subject to continued service to the Company.
Open-market sale 24,339 shares at $209.15 Ordinary Shares sold on May 18, 2026
Shares after sale 0 Ordinary Shares Direct holdings following May 18, 2026 sale
Tax withholding 21,301 shares Ordinary Shares withheld for RSU tax obligations on May 15, 2026
RSU exercises 22,624 shares Total shares from derivative exercises (M code) in summary
Performance RSU grant 34,785 RSUs Performance-based RSUs granted effective May 15, 2026
Additional RSU grant 6,648 RSUs RSUs granted effective May 15, 2026
Net share direction -24,339 shares Net buy/sell shares in transaction summary (net-sell)
Restricted Stock Units financial
"security_title": "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance-based restricted stock units financial
"Represents performance-based restricted stock units granted on May 1, 2025"
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
Remuneration Committee financial
"following certification of the satisfaction of certain performance conditions by the Remuneration Committee"
A remuneration committee is a group of independent board members who design, approve and oversee pay packages for a company’s executives and directors. Think of them as the household budget planners for top management: they decide salaries, bonuses and stock awards so pay rewards performance and limits excessive risk. For investors, their role matters because compensation policies affect management incentives, business strategy and the long‑term value shareholders receive.
American Depositary Shares financial
"are held in the form of American Depositary Shares ("ADSs")"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
tax withholding requirements financial
"Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs."
weighted average sales price financial
"Represents weighted average sales price. The shares were sold at prices"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Grisenthwaite Richard Roy

(Last)(First)(Middle)
C/O ARM HOLDINGS PLC
110 FULBOURN ROAD

(Street)
CAMBRIDGECB1 9NJ

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
ARM HOLDINGS PLC /UK [ ARM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Architect
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares(1)05/15/2026A5,217(2)A(3)5,543D
Ordinary Shares(1)05/15/2026M2,046(4)A(3)7,589D
Ordinary Shares(1)05/15/2026M14,595(4)A(3)22,184D
Ordinary Shares(1)05/15/2026A4,158(5)A(3)26,342D
Ordinary Shares(1)05/15/2026M1,631(6)A(3)27,973D
Ordinary Shares(1)05/15/2026A13,315(7)A(3)41,288D
Ordinary Shares(1)05/15/2026M4,352(8)A(3)45,640D
Ordinary Shares(1)05/15/2026F(9)21,301D$209.1624,339D
Ordinary Shares(1)05/18/2026S24,339D$209.15(10)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)05/15/2026A6,648 (11) (11)Ordinary Shares6,648$0106,282D
Restricted Stock Units(3)05/15/2026A34,785 (12) (12)Ordinary Shares34,785$0141,067D
Restricted Stock Units(3)05/15/2026M2,046 (4) (4)Ordinary Shares2,046$0139,021D
Restricted Stock Units(3)05/15/2026M14,595 (4) (4)Ordinary Shares14,595$0124,426D
Restricted Stock Units(3)05/15/2026M1,631 (6) (6)Ordinary Shares1,631$0122,795D
Restricted Stock Units(3)05/15/2026M4,352 (8) (8)Ordinary Shares4,352$0118,443D
Explanation of Responses:
1. Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share.
2. Represents performance-based restricted stock units granted on May 1, 2025, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee (the "Remuneration Committee") of the Board of Directors of the Company.
3. Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS.
4. This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company.
5. Represents performance-based RSUs granted on May 13, 2024, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee.
6. This RSU award was granted on May 13, 2024, 30% of which vested on each of May 15, 2025 and May 15, 2026. The remaining 40% will vest on May 15, 2027, subject to continued service to the Company.
7. Represents performance-based RSUs granted on May 23, 2023, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee.
8. This RSU award was granted on May 23, 2023 and vested on May 15, 2026.
9. Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs.
10. Represents weighted average sales price. The shares were sold at prices ranging from $209.03 to $209.66. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price
11. This RSU award was granted effective May 15, 2026. 30% will vest on each of May 15, 2027, and May 15, 2028, and the remaining 40% will vest on May 15, 2029, subject to continued service to the Company.
12. This RSU award was granted effective May 15, 2026. 50% will vest on each of May 15, 2028 and May 15, 2029, subject to continued service to the Company.
Remarks:
/s/ George Kanelos, as Attorney-in-Fact for Richard Roy Grisenthwaite05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did ARM (ARM) report for Richard Roy Grisenthwaite?

ARM reported RSU-related activity and a share sale for Chief Architect Richard Roy Grisenthwaite. RSUs vested and converted into Ordinary Shares, some shares were withheld for taxes, and 24,339 Ordinary Shares were sold in an open-market transaction at a weighted average price around $209.15.

How many ARM (ARM) shares did Richard Roy Grisenthwaite sell and at what price?

He sold 24,339 Ordinary Shares of ARM Holdings in an open-market transaction. The weighted average sale price was approximately $209.15 per share, with individual sale prices ranging from $209.03 to $209.66 according to the filing footnote.

What tax-withholding transaction occurred in the ARM (ARM) Form 4 filing?

21,301 Ordinary Shares were withheld to satisfy tax withholding requirements on vesting of restricted stock units. This tax-withholding disposition did not represent an open-market sale; it reflects shares delivered to cover tax liabilities tied to RSU vesting.

What new restricted stock unit (RSU) awards did ARM (ARM) grant to Grisenthwaite?

He received new RSU grants totaling tens of thousands of units, including 34,785 performance-based RSUs and 6,648 RSUs. These awards were effective May 15, 2026 and are scheduled to vest between 2027 and 2029, subject to continued service and performance conditions.

Did Richard Roy Grisenthwaite hold ARM (ARM) Ordinary Shares after the reported sale?

The Form 4 shows zero directly held Ordinary Shares after the May 18, 2026 sale of 24,339 shares. However, he continues to hold restricted stock units that may convert into Ordinary Shares in future as they vest under the disclosed schedules.