STOCK TITAN

Archrock (AROC) director granted 5,313 restricted stock shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Archrock, Inc. director Gordon T. Hall reported receiving a grant of 5,313 shares of common stock on January 29, 2026. The shares are restricted stock awarded under the Archrock, Inc. 2020 Stock Incentive Plan at a stated price of $0 per share, bringing his directly held stake to 242,251 shares.

The restricted stock vests in four equal 25% installments on the grant date and on June 1, September 1, and December 1, 2026. The award can be forfeited or vest earlier under certain events described in the related award notice and agreement.

Positive

  • None.

Negative

  • None.
Insider HALL GORDON T
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 5,313 $0.00 --
Holdings After Transaction: Common Stock — 242,251 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HALL GORDON T

(Last) (First) (Middle)
9807 KATY FREEWAY
SUITE 100

(Street)
HOUSTON TX 77024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2026 A(1) 5,313 A $0 242,251 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Andrew Gratz, Attorney-in-Fact 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Archrock (AROC) report for Gordon T. Hall?

Archrock reported that director Gordon T. Hall received a grant of 5,313 shares of Archrock common stock on January 29, 2026. This was an award of restricted stock under the company’s 2020 Stock Incentive Plan, with no cash price per share stated.

How many Archrock (AROC) shares does Gordon T. Hall own after this grant?

After the reported restricted stock grant, Gordon T. Hall beneficially owns 242,251 shares of Archrock common stock in direct form. This figure reflects his holdings following the January 29, 2026 award as disclosed in the insider transaction report.

How do the 5,313 restricted Archrock (AROC) shares vest for Gordon T. Hall?

The 5,313 restricted shares granted to Gordon T. Hall vest in four installments of 25% each. Vesting occurs on the grant date and on June 1, September 1, and December 1, 2026, as specified in the award’s terms.

Are Gordon T. Hall’s Archrock (AROC) restricted shares subject to forfeiture?

Yes. The restricted stock award is subject to forfeiture or accelerated vesting upon certain events. These conditions are detailed in the related Award Notice and Agreement governing the grant made under the Archrock, Inc. 2020 Stock Incentive Plan.

What plan governs Gordon T. Hall’s restricted stock grant at Archrock (AROC)?

The award to Gordon T. Hall is granted under the Archrock, Inc. 2020 Stock Incentive Plan. It is structured as restricted stock, includes scheduled vesting dates during 2026, and incorporates forfeiture and possible accelerated vesting provisions specified in the award documentation.