STOCK TITAN

Archrock (AROC) director receives 5,313 restricted stock units and holds 134,300 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Archrock, Inc. director receives equity grant. Director Edmund P. Segner III was granted 5,313 shares of Archrock common stock on a deferred-fee basis valued at $0 per share, reflecting a restricted stock unit award under the company’s 2020 Stock Incentive Plan. Following this grant, he beneficially owns 134,300 shares directly.

The award vests in four equal 25% installments on the grant date and on June 1, September 1, and December 1, 2026. Each restricted stock unit will be settled one-for-one in Archrock common stock, with optional deferred delivery, and is subject to potential forfeiture or accelerated vesting under the award terms.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SEGNER EDMUND P III

(Last) (First) (Middle)
9807 KATY FREEWAY
SUITE 100

(Street)
HOUSTON TX 77024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2026 A(1) 5,313 A $0 134,300 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The restricted stock units are payable on a one-for-one basis in shares of common stock and, at the election of the Reporting Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Andrew Gratz, Attorney-in-Fact 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Archrock (AROC) disclose in this Form 4 filing?

Archrock reported that director Edmund P. Segner III received a grant of 5,313 restricted stock units of common stock. These units vest in four installments during 2026 and are part of the company’s 2020 Stock Incentive Plan for director compensation.

How many Archrock (AROC) shares does the director own after this transaction?

After the reported grant, director Edmund P. Segner III beneficially owns 134,300 shares of Archrock common stock directly. This total includes the new 5,313-share restricted stock unit award that will settle in stock as it vests under the plan.

What are the vesting terms of the Archrock (AROC) restricted stock units?

The 5,313 restricted stock units vest in four equal 25% installments. Vesting occurs on the grant date and then on June 1, September 1, and December 1, 2026, subject to the award’s forfeiture and accelerated vesting provisions.

How will the Archrock (AROC) restricted stock units be settled?

Each restricted stock unit will be settled on a one-for-one basis in shares of Archrock common stock. At the election of the reporting person, settlement can involve deferred delivery, meaning actual share delivery may occur at a later date under plan rules.

Is this Archrock (AROC) Form 4 transaction a purchase or a grant?

This Form 4 reflects a grant of restricted stock units, not an open-market purchase. The transaction code is “A” for an acquisition at $0 per share, consistent with equity compensation granted under Archrock’s 2020 Stock Incentive Plan.

What risks or conditions apply to the Archrock (AROC) restricted stock unit award?

The award is subject to possible forfeiture or accelerated vesting under specified events detailed in the Award Notice and Agreement. These conditions can affect whether and when the director ultimately receives Archrock common shares from the units.
Archrock Inc

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