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Arrow Financial (AROW) director receives 187-share stock retainer grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Arrow Financial Corp director Colin L. Read reported a small equity compensation transaction. On a recent date, he recorded an "other" transaction involving 187 shares of Common Stock noted as a quarterly director's retainer payment. Following this non-market, compensation-related entry, his directly held position stands at 33,583 shares of Arrow Financial common stock.

Positive

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Negative

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Insider Read Colin L
Role null
Type Security Shares Price Value
Other Common Stock 187 $38.49 $7K
Holdings After Transaction: Common Stock — 33,583 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares in transaction 187 shares Other transaction coded "J" tied to director retainer
Transaction price per share $38.49 per share Value associated with 187-share Common Stock entry
Shares held after transaction 33,583 shares Director’s direct Arrow Financial Common Stock holdings following entry
Restructuring shares 187 shares Classified as restructuringShares in transaction summary
Form 4 regulatory
"Insider transaction reported on Form 4 for Arrow Financial Corp."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Quarterly Director's Retainer Payment financial
"Footnote describes the 187-share entry as a Quarterly Director's Retainer Payment."
transaction code "J" regulatory
"Transaction code "J" indicates an other acquisition or disposition."
Common Stock financial
"The reported security for this insider transaction is Common Stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Read Colin L
(Last)(First)(Middle)
81 BLAIR ROAD
(Street)
PLATTSBURGH NEW YORK 12901
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ARROW FINANCIAL CORP [ AROW ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026J(1)187A$38.4933,583D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Quarterly Director's Retainer Payment
Remarks:
Penko Ivanov, Attorney in Fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Arrow Financial (AROW) director Colin L. Read report on this Form 4?

Colin L. Read reported an "other" transaction in 187 shares of Arrow Financial Common Stock. The filing identifies it as a quarterly director's retainer payment, indicating routine equity compensation rather than an open-market purchase or sale.

How many Arrow Financial (AROW) shares were involved in Colin L. Read’s latest transaction?

The transaction covered 187 shares of Arrow Financial Common Stock. It is coded as an "other" transaction, described in the footnote as a quarterly director's retainer payment, reflecting stock-based compensation rather than a typical buy or sell trade.

What is Colin L. Read’s Arrow Financial (AROW) shareholding after the reported transaction?

After the reported transaction, Colin L. Read directly holds 33,583 shares of Arrow Financial Common Stock. This total includes the impact of the 187-share director retainer entry disclosed in the Form 4 insider trading report.

What does transaction code "J" mean in Colin L. Read’s Arrow Financial Form 4?

Transaction code "J" on this Form 4 indicates an "other acquisition or disposition" of stock. In this case, the footnote explains the 187-share transaction represents a quarterly director's retainer payment, characterizing it as routine compensation in stock rather than a market trade.

Was Colin L. Read’s Arrow Financial (AROW) Form 4 transaction a market buy or sell?

No, the Form 4 does not show a market buy or sell. The 187-share transaction is coded as "J" for other acquisition or disposition and described as a quarterly director's retainer payment, indicating stock compensation instead of an open-market trade.