Welcome to our dedicated page for Artelo Biosciences SEC filings (Ticker: ARTL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Artelo Biosciences, Inc. filings document a clinical-stage pharmaceutical issuer with securities listed on Nasdaq and a pipeline centered on lipid-signaling modulation. Registration statements and amendments describe securities offerings, delayed or continuous offering registration mechanics, common stock, warrants, pre-funded warrants and capital-structure terms.
Artelo's Form 8-K filings record material events including Nasdaq continued-listing compliance, annual-meeting matters, private-placement activity, material agreements, and clinical or regulatory disclosures for programs such as ART27.13 and ART26.12. The filings connect formal governance and financing records with updates on the company's drug-development strategy and intellectual-property activity.
Artelo Biosciences, Inc. entered an Equity Purchase Agreement with Square Gate Capital Master Fund, LLC – Series 5, giving Artelo the right, but not the obligation, to sell up to $25 million of common stock, with the option to increase this by an additional $25 million once the initial amount is used.
Artelo will issue 292,398 commitment shares, valued at $500,000 as of January 30, 2026, and cover up to $35,000 of Square Gate’s fees. Share sales are priced at 95% of the lowest VWAP or trade price in short measurement periods and are subject to a 19.99% exchange cap and a 4.99% beneficial ownership limit.
Artelo Biosciences received a favorable decision from a Nasdaq Hearing Panel granting extra time to fix its listing deficiencies. The company must demonstrate compliance with Nasdaq’s stockholders’ equity rule, which requires at least $2,500,000 of equity, by March 30, 2026.
Artelo has cured its prior failure to hold a timely annual shareholder meeting by completing its 2025 meeting on January 30, 2026. The company plans additional transactions to restore and sustain required equity levels but warns there is no assurance it will meet all Nasdaq continued listing standards.
Artelo Biosciences director Connie Matsui reported receiving a grant of stock options on January 30, 2026. The award covers 292 stock options, each with a $1.71 exercise price, giving the right to buy 292 shares of common stock. The options were granted at no cost and are held directly, with 292 derivative securities beneficially owned after the transaction. Vesting is contingent on Matsui continuing as a Service Provider, with all shares vesting on the earlier of the one-year anniversary of the January 30, 2026 vesting commencement date or the day before the next annual stockholder meeting following that date.
Artelo Biosciences, Inc. director Blayney Douglas received an award of stock options covering 292 shares of common stock at an exercise price of $1.71 per share. The options expire on January 30, 2036 and are held directly.
According to the grant terms, all 292 option shares vest in full if Douglas continues as a service provider until the earlier of the one-year anniversary of the vesting commencement date of January 30, 2026 or the day before the next annual stockholder meeting following that date. After this grant, he beneficially owns 292 derivative securities.
Artelo Biosciences director Emanuele Robert Martin received a small stock option grant. On January 30, 2026, he was awarded options to buy 292 shares of Artelo Biosciences common stock at an exercise price of $1.71 per share, expiring on January 30, 2036.
According to the terms, all 292 options vest in a single tranche, provided he continues as a service provider. Vesting occurs on the earlier of the one-year anniversary of the vesting commencement date of January 30, 2026, or the day before the next annual stockholder meeting following that date.
Artelo Biosciences director Kelly Steven received a new stock option grant. On January 30, 2026, Steven was awarded stock options to purchase 292 shares of Artelo Biosciences common stock at an exercise price of $1.71 per share, with no purchase price for the option itself.
The options vest in full if Steven continues as a service provider until the earlier of the one-year anniversary of the January 30, 2026 vesting commencement date or the day before the company’s next annual stockholder meeting after that date. After this grant, Steven beneficially owns 292 derivative securities directly.
Artelo Biosciences director Tamara A. Favorito reported a new stock option grant on Common Stock. On January 30, 2026, she was awarded stock options to purchase 292 shares at a conversion or exercise price of $1.71 per share.
All 292 options vest in full once, subject to her continuing as a service provider, on the earlier of the one-year anniversary of the January 30, 2026 vesting commencement date or the day before the next annual stockholder meeting following that date. After this grant, she beneficially owns 292 derivative securities directly.
Artelo Biosciences director Gregory Reyes received a small stock option grant. On January 30, 2026, he was awarded options to buy 292 shares of Artelo Biosciences common stock at an exercise price of $1.71 per share, held directly. These options vest 100% on the earlier of January 30, 2027 or the day before the next annual shareholder meeting, as long as he continues serving the company.
ARTELO BIOSCIENCES, INC. reported that its Chief Financial Officer, Mark Edward Spring, received a grant of stock options on January 29, 2026. The grant covers 36,391 stock options with an exercise price of $1.68 per share.
These options vest over four years, starting from a vesting commencement date of January 1, 2026. One forty-eighth of the option shares vests each month, so the award becomes fully vested on the four-year anniversary of that commencement date, as long as he continues as a service provider.
Artelo Biosciences reported a Form 4 insider transaction for President, CEO, CFO, Treasurer and Secretary Gregory D. Gorgas. He was granted 154,713 stock options on January 29, 2026 with an exercise price of $1.68 per share and expiration on January 29, 2036.
These options vest in equal monthly installments, with 1/48 of the shares vesting each month starting from a vesting commencement date of January 1, 2026, so long as he continues as a service provider. The entire grant is scheduled to be fully vested after four years.