Arvinas ex-officer plans sale of 8,300 shares

Former officer Noah C. Berkowitz files Form 144 to sell 8,300 shares of Arvinas common stock, following earlier sales in July and August 2026.

Rhea-AI Filing Summary

ARVINAS, INC. (ARVN) is the issuer of common stock for which former officer Noah C. Berkowitz has filed a notice of proposed sale on Form 144. The filing covers a planned sale of 8,300 shares of Arvinas common stock through Morgan Stanley Smith Barney LLC on September 4, 2026.

The shares to be sold were acquired by exercise of options under a registered plan from Arvinas for cash. The filing also lists prior sales by Berkowitz in the last three months, including 30,000 shares sold on August 4, 2026 and 24,000 shares sold on July 9, 2026.

Key Figures

Shares proposed to be sold: 8,300 shares Aggregate market value of proposed sale: $78,438.32 Shares sold August 4, 2026: 30,000 shares +4 more

7 metrics

Shares proposed to be sold 8,300 shares Common stock of Arvinas, proposed sale date September 4, 2026

Aggregate market value of proposed sale $78,438.32 Estimated for 8,300 shares of Arvinas common stock

Shares sold August 4, 2026 30,000 shares Common stock of Arvinas sold by Noah C. Berkowitz

Proceeds from August 4, 2026 sale $264,000.00 Sale of 30,000 Arvinas common shares

Shares sold July 9, 2026 24,000 shares Common stock of Arvinas sold by Noah C. Berkowitz

Proceeds from July 9, 2026 sale $201,528.00 Sale of 24,000 Arvinas common shares

Planned sale date September 4, 2026 Date for proposed sale of 8,300 Arvinas shares

Key Terms

Form 144, Rule 144, Exercise of Options Under a Registered Plan, aggregate market value

4 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Exercise of Options Under a Registered Plan financial

"Exercise of Options Under a Registered Plan | Issuer"

aggregate market value financial

"8300 | 78438.32 | 65386191 | 09/04/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for ARVN?

The Form 144 discloses that Noah C. Berkowitz, a former officer, intends to sell 8,300 shares of Arvinas, Inc. (ARVN) common stock on September 4, 2026, with the shares to be sold through Morgan Stanley Smith Barney LLC on NASDAQ.

How many ARVN shares is Noah C. Berkowitz planning to sell in this notice?

The notice states that Noah C. Berkowitz plans to sell 8,300 shares of Arvinas common stock, with an aggregate market value indicated as $78,438.32 for the proposed sale dated September 4, 2026.

How were the ARVN shares to be sold by Noah C. Berkowitz acquired?

The shares covered by the Form 144 were acquired through an Exercise of Options Under a Registered Plan, from the issuer, Arvinas, Inc., for cash, with the same acquisition and proposed sale date of September 4, 2026.

What prior ARVN share sales by Noah C. Berkowitz are disclosed?

The filing lists two prior sales: 30,000 shares of Arvinas common stock sold on August 4, 2026 for $264,000.00, and 24,000 shares sold on July 9, 2026 for $201,528.00.

Who is the broker for the proposed ARVN stock sale under this Form 144?

The broker named for the proposed sale is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, which is listed in connection with the planned sale of 8,300 shares of Arvinas common stock on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/04/2026 - 04:23 PM EDT Accepted by SEC EDGAR 09/04/2026 - 04:23 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001369900
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARVINAS, INC.
SEC File Number	001-38672
Address of Issuer	5 Science Park 395 Winchester Ave. New Haven CONNECTICUT 06511
Phone	(203) 535-1456
Name of Person for Whose Account the Securities are To Be Sold	NOAH C BERKOWITZ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8300	78438.32	65386191	09/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/04/2026	Exercise of Options Under a Registered Plan	Issuer			8300	09/04/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NOAH C BERKOWITZ 5 Science Park 395 Winchester Ave. New Haven CT 06511	Common	08/04/2026	30000	264000.00
NOAH C BERKOWITZ 5 Science Park 395 Winchester Ave. New Haven CT 06511	Common	07/09/2026	24000	201528.00

144: Remarks and Signature

Remarks
Date of Notice	09/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Noah Berkowitz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)