Welcome to our dedicated page for ASA Gold and Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ASA Gold and Precious Metals Limited (NYSE: ASA) SEC filings page on Stock Titan provides access to the Company’s regulatory disclosures as a Bermuda-organized, non-diversified closed-end fund focused on precious metals and minerals. These documents help investors understand how ASA describes its strategy, governance and material events within the U.S. securities law framework.
Key filings include the Company’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain audited or interim financial statements, portfolio information and discussions of risk factors tied to concentration in gold and precious minerals, foreign markets and closed-end fund discounts. Definitive proxy statements on Schedule 14A outline proposals for shareholder votes, such as the election of directors and the ratification and approval of the appointment of Tait, Weller & Baker LLP as independent auditors, along with explanations of virtual meeting procedures and Board recommendations.
Current reports on Form 8-K capture material events, including the adoption and expiration of shareholder rights plans, litigation updates involving the Investment Company Act of 1940, changes in Board composition and the status of settlements and related proceedings in U.S. and Bermuda courts. These filings also confirm ASA’s listing of its common shares on the New York Stock Exchange under the symbol ASA.
Stock Titan’s interface is designed to surface new EDGAR filings in near real time and to pair them with AI-powered summaries that explain the significance of each document in clear language. Investors can quickly scan 10-K and 10-Q disclosures, proxy materials and 8-K event reports, and review information relevant to governance, auditor appointments and structural matters such as ASA’s classification as a passive foreign investment company for U.S. tax purposes.
ASA Gold & Precious Metals Ltd reported insider activity by Saba Capital Management, L.P., which is identified as a director and indirect owner. On 11/28/2025, Saba disposed of 11,759 shares of common stock at $0 per share in a transaction coded J, described as a pro-rata in-kind distribution for no consideration. Following this, it held 5,246,632 shares indirectly.
On 12/01/2025, Saba acquired 9,560 shares of ASA common stock in an open-market purchase coded P at a price of $53.46 per share, bringing its indirect beneficial ownership to 5,256,192 shares. All holdings are reported as indirectly owned.
ASA Gold & Precious Metals Ltd reported an insider transaction on a Form 4. The reporting person acquired 7,283 shares of common stock on 11/25/2025 in an open-market purchase coded "P".
The shares were bought at a price of $48.75 per share. Following this transaction, the reporting person beneficially owned 5,258,391 ASA common shares, held with an indirect (I) ownership form.
ASA Gold & Precious Metals Ltd (ASA) reported insider buying by major shareholder Saba Capital Management, L.P., which files as a 10% owner and director-level insider. On 11/20/2025, the reporting person indirectly purchased 27,496 shares of common stock at $47.41 per share. On 11/21/2025, they indirectly purchased an additional 9,784 shares at $46.94 per share.
Following these two open-market purchases, the reporting person beneficially owned 5,251,108 ASA common shares in indirect form. The filing is made on a Form 4 for one reporting person and reflects non-derivative equity accumulation, with no derivative securities reported.
ASA Gold & Precious Metals Ltd. (ASA) reported insider activity by a major holder. A Form 4 shows that on 11/18/2025, the reporting person bought 2,268 shares of common stock at $47.20 per share. On 11/19/2025, they bought an additional 10,094 shares at $48.16 per share.
The reporting person is identified as a director and 10% owner, and their holdings after these purchases totaled 5,213,828 ASA common shares held indirectly. The filing is made by one reporting person and covers only non-derivative stock; no derivative securities are listed in the transactions table.
ASA Gold & Precious Metals Ltd (ASA)11/17/2025, the reporting person bought 18,124 shares of ASA common stock in an open-market purchase coded "P" at a price of $47.35 per share. After this transaction, the reporting person held 5,201,466 shares of ASA common stock with indirect beneficial ownership.
ASA Gold & Precious Metals Ltd reported an insider transaction by a major holder. On 11/13/2025, an indirect owner associated with Saba Capital Management, L.P. acquired 2,550 shares of ASA common stock in an open market purchase coded "P".
The shares were bought at a price of $49.43 per share, and following this transaction the reporting person beneficially owns 5,183,342 shares indirectly. The filer is identified as both a director and a 10% owner, and the Form 4 indicates the filing is made by one reporting person.
ASA Gold & Precious Metals Ltd (ASA)Neal Neilinger. The filing states that no securities are beneficially owned by the reporting person as of the event date.
The event requiring the statement occurred on 11/06/2025, and the form was filed by one reporting person in the capacity of Director.
ASA Gold & Precious Metals Ltd (ASA) reported insider activity on Form 4 by Saba Capital Management, L.P. Purchases of common stock were reported on two dates: 3,994 shares at $48.35 on 11/10/2025 and 10,286 shares at $47.64 on 11/11/2025. Both were marked as acquisitions and as indirect ownership.
Following these transactions, the filing shows 5,180,792 shares beneficially owned indirectly. The filing indicates it was submitted by one reporting person.
ASA Gold & Precious Metals Ltd received an updated Schedule 13G/A (Amendment No. 7) reporting significant ownership positions as of 09/30/2025.
Morgan Stanley reports beneficial ownership of 1,565,354 common shares, representing 8.3% of the class, with shared voting power of 402,265 and shared dispositive power of 1,565,354. It reports no sole voting or dispositive power.
Morgan Stanley Smith Barney LLC reports beneficial ownership of 1,163,090 shares, or 6.2%, with shared voting power of 1 and shared dispositive power of 1,163,090, and no sole voting or dispositive power.
The filers certify the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
ASA Gold & Precious Metals Ltd (ASA) reported insider buying on a Form 4. The reporting person, marked as a Director, executed open‑market purchases of common stock on 11/04/2025 and 11/05/2025.
Transactions included 20,070 shares at $44.49 and 928 shares at $44.68. Following these trades, the filing lists 5,166,512 shares beneficially owned on an indirect basis.