Welcome to our dedicated page for ASA Gold and Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ASA Gold and Precious Metals Limited (NYSE: ASA) SEC filings page on Stock Titan provides access to the Company’s regulatory disclosures as a Bermuda-organized, non-diversified closed-end fund focused on precious metals and minerals. These documents help investors understand how ASA describes its strategy, governance and material events within the U.S. securities law framework.
Key filings include the Company’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain audited or interim financial statements, portfolio information and discussions of risk factors tied to concentration in gold and precious minerals, foreign markets and closed-end fund discounts. Definitive proxy statements on Schedule 14A outline proposals for shareholder votes, such as the election of directors and the ratification and approval of the appointment of Tait, Weller & Baker LLP as independent auditors, along with explanations of virtual meeting procedures and Board recommendations.
Current reports on Form 8-K capture material events, including the adoption and expiration of shareholder rights plans, litigation updates involving the Investment Company Act of 1940, changes in Board composition and the status of settlements and related proceedings in U.S. and Bermuda courts. These filings also confirm ASA’s listing of its common shares on the New York Stock Exchange under the symbol ASA.
Stock Titan’s interface is designed to surface new EDGAR filings in near real time and to pair them with AI-powered summaries that explain the significance of each document in clear language. Investors can quickly scan 10-K and 10-Q disclosures, proxy materials and 8-K event reports, and review information relevant to governance, auditor appointments and structural matters such as ASA’s classification as a passive foreign investment company for U.S. tax purposes.
Saba Capital Management filed Amendment No. 18 to Schedule 13D disclosing beneficial ownership of 5,145,514 ASA Gold and Precious Metals Limited common shares, representing 27.26% of the class. The filing reports shared voting and dispositive power over all disclosed shares and no sole power.
The stake size is based on 18,872,332 shares outstanding as of 9/24/25, as cited from ASA’s DEF 14A. Saba states that purchases were funded by investor subscriptions, capital appreciation, and ordinary-course margin borrowings, with positions in margin accounts pledged as collateral. A total of approximately $124,357,166 was paid to acquire the reported shares.
The filing notes that all reported transactions from 10/21/25 to 11/03/25 were executed in the open market and are listed in Schedule A. The amendment updates Items 3, 5, and 7.
ASA Gold & Precious Metals Ltd received an annual Form 5 statement of changes in beneficial ownership for the fiscal year ended 11/30/2024. The report is filed by Zachary R. Tackett, who serves as an officer of the company with the title Secretary.
The document lists standard tables for non-derivative and derivative securities, which are used to report any acquisitions, dispositions, or year-end holdings, although no specific transactions are shown in the provided excerpt.
ASA Gold & Precious Metals Ltd (ASA) received a Form 4 reporting an open-market purchase. On 11/03/2025, the reporting person bought 26,152 shares of common stock at $46.21 per share (Transaction Code: P), increasing indirect beneficial ownership to 5,145,514 shares. The filing was submitted by one reporting person.
ASA Gold & Precious Metals Ltd (ASA) received a Form 4 reporting open‑market purchases of common stock. The reporting person bought 1,700 shares on 10/30/2025 at $45.61 and 15,847 shares on 10/31/2025 at $46.10. Following these transactions, the filer reported beneficial ownership of 5,119,362 shares, held indirectly.
These were coded as “P” transactions, indicating purchases. The filing pertains to a single reporting person.
ASA Gold & Precious Metals Ltd (ASA) received a Form 4 reporting open‑market purchases of its common stock. The reporting person acquired 12,847 shares on 10/28/2025 at $45.32 per share and 9,128 shares on 10/29/2025 at $45.32 per share.
Following these transactions, 5,101,815 shares were listed as indirectly beneficially owned after the reported trades. The filing indicates transaction code “P,” which denotes a purchase in the open market.
ASA Gold & Precious Metals Ltd (ASA): A Form 4 reports that Saba Capital Management, L.P. purchased 28,500 shares of common stock on 10/27/2025 at $44.08 per share.
Following this transaction, the reporting person beneficially owned 5,079,840 shares, held indirectly.
ASA Gold & Precious Metals Ltd (ASA): A reporting person disclosed open-market purchases of ASA common stock. On 10/23/2025, they bought 19,172 shares at $46.22 each, bringing beneficial ownership to 5,029,005 shares. On 10/24/2025, they bought 22,335 shares at $45.97 each, with beneficial ownership rising to 5,051,340 shares. The filing lists ownership as indirect.
ASA Gold & Precious Metals Ltd reported insider open‑market purchases of common stock on 10/21/2025 and 10/22/2025. The reporting person bought 24,550 shares at $45.20 and 20,540 shares at $44.77, respectively. Following the trades, indirect beneficial ownership was 4,989,293 shares after 10/21 and 5,009,833 shares after 10/22.
Saba Capital Management filed Amendment No. 17 to Schedule 13D on ASA Gold and Precious Metals Limited. The filing reports beneficial ownership of 4,953,177 common shares, representing 26.25% of the class. The percentage is based on 18,872,332 shares outstanding as of 9/24/25, as disclosed in the company’s DEF 14A.
Saba Capital, Saba Capital Management GP, LLC, and Boaz R. Weinstein are the reporting persons. They report shared voting power and shared dispositive power over 4,953,177 shares, with no sole voting or dispositive power. The date of the event requiring the filing is 10/17/2025. The filing states that approximately $115,566,849 was paid to acquire the reported shares, and notes open‑market transactions from 10/09/2025 to 10/17/2025 listed in Schedule A.
Saba Capital Management, L.P., a reporting person for ASA Gold & Precious Metals Ltd. (ASA), reported a purchase of 11,566 common shares at $50.10 on October 20, 2025 (Form 4, code P).
Following the transaction, the filing lists 4,964,743 shares beneficially owned on an indirect basis. The relationship section indicates the reporting person is a Director, and the filing was made by one reporting person.