Welcome to our dedicated page for ASA Gold and Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ASA Gold and Precious Metals Limited filings document the regulatory record of a Bermuda-organized, NYSE-listed closed-end fund with common shares trading under ASA. The filings identify the Fund's investment-company structure, common-share class, exchange listing and material-event disclosures for portfolio valuation matters, shareholder rights plan status, director changes and other governance actions.
ASA proxy materials cover annual general meeting procedures, director elections, auditor ratification, audited financial statements and shareholder voting mechanics. Its Form 8-K reports and proxy filings also record board and committee matters, Regulation FD disclosures, capital-structure information and formal updates affecting the Fund's public-company status.
ASA Gold & Precious Metals Ltd (ASA) reported insider buying by major shareholder Saba Capital Management, L.P., which files as a 10% owner and director-level insider. On 11/20/2025, the reporting person indirectly purchased 27,496 shares of common stock at $47.41 per share. On 11/21/2025, they indirectly purchased an additional 9,784 shares at $46.94 per share.
Following these two open-market purchases, the reporting person beneficially owned 5,251,108 ASA common shares in indirect form. The filing is made on a Form 4 for one reporting person and reflects non-derivative equity accumulation, with no derivative securities reported.
ASA Gold & Precious Metals Ltd. (ASA) reported insider activity by a major holder. A Form 4 shows that on 11/18/2025, the reporting person bought 2,268 shares of common stock at $47.20 per share. On 11/19/2025, they bought an additional 10,094 shares at $48.16 per share.
The reporting person is identified as a director and 10% owner, and their holdings after these purchases totaled 5,213,828 ASA common shares held indirectly. The filing is made by one reporting person and covers only non-derivative stock; no derivative securities are listed in the transactions table.
ASA Gold & Precious Metals Ltd (ASA) reported an insider transaction by a director and 10% owner affiliated with Saba Capital Management, L.P. On 11/17/2025, the reporting person bought 18,124 shares of ASA common stock in an open-market purchase coded "P" at a price of $47.35 per share. After this transaction, the reporting person held 5,201,466 shares of ASA common stock with indirect beneficial ownership.
ASA Gold & Precious Metals Ltd reported an insider transaction by a major holder. On 11/13/2025, an indirect owner associated with Saba Capital Management, L.P. acquired 2,550 shares of ASA common stock in an open market purchase coded "P".
The shares were bought at a price of $49.43 per share, and following this transaction the reporting person beneficially owns 5,183,342 shares indirectly. The filer is identified as both a director and a 10% owner, and the Form 4 indicates the filing is made by one reporting person.
ASA Gold & Precious Metals Ltd (ASA) filed a Form 3 for director Neal Neilinger. The filing states that no securities are beneficially owned by the reporting person as of the event date.
The event requiring the statement occurred on 11/06/2025, and the form was filed by one reporting person in the capacity of Director.
ASA Gold & Precious Metals Ltd (ASA) reported insider activity on Form 4 by Saba Capital Management, L.P. Purchases of common stock were reported on two dates: 3,994 shares at $48.35 on 11/10/2025 and 10,286 shares at $47.64 on 11/11/2025. Both were marked as acquisitions and as indirect ownership.
Following these transactions, the filing shows 5,180,792 shares beneficially owned indirectly. The filing indicates it was submitted by one reporting person.
ASA Gold & Precious Metals Ltd received an updated Schedule 13G/A (Amendment No. 7) reporting significant ownership positions as of 09/30/2025.
Morgan Stanley reports beneficial ownership of 1,565,354 common shares, representing 8.3% of the class, with shared voting power of 402,265 and shared dispositive power of 1,565,354. It reports no sole voting or dispositive power.
Morgan Stanley Smith Barney LLC reports beneficial ownership of 1,163,090 shares, or 6.2%, with shared voting power of 1 and shared dispositive power of 1,163,090, and no sole voting or dispositive power.
The filers certify the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
ASA Gold & Precious Metals Ltd (ASA) reported insider buying on a Form 4. The reporting person, marked as a Director, executed open‑market purchases of common stock on 11/04/2025 and 11/05/2025.
Transactions included 20,070 shares at $44.49 and 928 shares at $44.68. Following these trades, the filing lists 5,166,512 shares beneficially owned on an indirect basis.
Saba Capital Management filed Amendment No. 18 to Schedule 13D disclosing beneficial ownership of 5,145,514 ASA Gold and Precious Metals Limited common shares, representing 27.26% of the class. The filing reports shared voting and dispositive power over all disclosed shares and no sole power.
The stake size is based on 18,872,332 shares outstanding as of 9/24/25, as cited from ASA’s DEF 14A. Saba states that purchases were funded by investor subscriptions, capital appreciation, and ordinary-course margin borrowings, with positions in margin accounts pledged as collateral. A total of approximately $124,357,166 was paid to acquire the reported shares.
The filing notes that all reported transactions from 10/21/25 to 11/03/25 were executed in the open market and are listed in Schedule A. The amendment updates Items 3, 5, and 7.
ASA Gold & Precious Metals Ltd received an annual Form 5 statement of changes in beneficial ownership for the fiscal year ended 11/30/2024. The report is filed by Zachary R. Tackett, who serves as an officer of the company with the title Secretary.
The document lists standard tables for non-derivative and derivative securities, which are used to report any acquisitions, dispositions, or year-end holdings, although no specific transactions are shown in the provided excerpt.