Welcome to our dedicated page for ASA Gold and Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ASA Gold and Precious Metals Limited (NYSE: ASA) SEC filings page on Stock Titan provides access to the Company’s regulatory disclosures as a Bermuda-organized, non-diversified closed-end fund focused on precious metals and minerals. These documents help investors understand how ASA describes its strategy, governance and material events within the U.S. securities law framework.
Key filings include the Company’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain audited or interim financial statements, portfolio information and discussions of risk factors tied to concentration in gold and precious minerals, foreign markets and closed-end fund discounts. Definitive proxy statements on Schedule 14A outline proposals for shareholder votes, such as the election of directors and the ratification and approval of the appointment of Tait, Weller & Baker LLP as independent auditors, along with explanations of virtual meeting procedures and Board recommendations.
Current reports on Form 8-K capture material events, including the adoption and expiration of shareholder rights plans, litigation updates involving the Investment Company Act of 1940, changes in Board composition and the status of settlements and related proceedings in U.S. and Bermuda courts. These filings also confirm ASA’s listing of its common shares on the New York Stock Exchange under the symbol ASA.
Stock Titan’s interface is designed to surface new EDGAR filings in near real time and to pair them with AI-powered summaries that explain the significance of each document in clear language. Investors can quickly scan 10-K and 10-Q disclosures, proxy materials and 8-K event reports, and review information relevant to governance, auditor appointments and structural matters such as ASA’s classification as a passive foreign investment company for U.S. tax purposes.
ASA Gold & Precious Metals Ltd (ASA) reported insider share purchases on a Form 4. The reporting person acquired 23,917 common shares on 10/16/2025 at $53.07 and 81,855 shares on 10/17/2025 at $49.35.
Following these transactions, the filing shows 4,871,322 shares beneficially owned indirectly after the first trade and 4,953,177 shares indirectly after the second. The filer is identified as a Director, and the form was filed by one reporting person.
ASA Gold & Precious Metals Ltd disclosed insider share purchases by a director on Form 4. On 10/14/2025, the reporting person bought 31,833 common shares at $50.01. On 10/15/2025, they bought 13,170 shares at $51.71. After these trades, the filer reported 4,847,405 shares of indirect beneficial ownership.
ASA Gold & Precious Metals Ltd reported insider share purchases on a Form 4. The reporting person disclosed three open-market buys of common stock with indirect ownership: 40,943 shares at $47.39 on 10/09/2025 (beneficially owned following the trade: 4,768,082 shares), 25,883 shares at $47.06 on 10/10/2025 (4,793,965 shares), and 8,437 shares at $49.02 on 10/13/2025 (4,802,402 shares). The filing indicates the transactions were coded “P” for purchases and that ownership is indirect. The document was signed by Saba Capital Management, L.P. (by Zachary Gindes) and by Boaz Weinstein on 10/14/2025.
Saba Capital Management, its GP and Boaz R. Weinstein reported beneficial ownership of 4,727,139 common shares of ASA Gold and Precious Metals Limited, representing 25.05% of the outstanding common stock based on
Thomas Perugini, an officer and treasurer who is also identified as a director-related reporting person at ASA Gold & Precious Metals Ltd (ASA), filed an Initial Form 3 dated
Saba Capital Management, L.P., reported a purchase of 23,813 shares of ASA Gold & Precious Metals Ltd (ASA) on
Saba Capital Management, L.P. reported an insider purchase of 46,649 shares of ASA Gold & Precious Metals Ltd (ASA) on
Officer James Chekos filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) related to a reportable event dated 10/01/2025. The filing identifies Mr. Chekos as an officer (Secretary) and indicates no securities are beneficially owned by him at the time of the statement. The form is an administrative disclosure required by Section 16 and contains the reporting persons address and a signed certification dated 10/07/2025.
The document is a portion of ASA Gold & Precious Metals Ltd's definitive proxy statement for the annual shareholder meeting. It explains that the meeting will be held virtually, describes voting options (mail, telephone, internet, or at the virtual meeting using a unique control number), and notes identification and proof-of-ownership requirements for voting during the webcast. The proxy card will be mailed on September 26, 2025.
The statement lists director nominees and recent board appointments, including Independent Directors Maryann Bruce (elected June 2025), Ketu Desai (director since 2024), Ms. Caldwell (appointed August 2025), Zachary Tackett (Senior Counsel), and other directors with specified backgrounds and committee roles. It describes director fees, retirement benefits for long-serving directors, Audit Committee pre-approval rules for auditor fees, and deadlines for shareholder proposals for the 2026 meeting.
Saba Capital Management, L.P. reported a purchase of 5,779 shares of ASA Gold & Precious Metals Ltd (ASA) on 09/19/2025 at a reported price of $41.78 per share. After the transaction the reporting person beneficially owned 4,656,677 shares indirectly. The Form 4 lists Saba as a director and 10% owner and was signed on 09/23/2025.