Welcome to our dedicated page for ASA Gold and Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ASA Gold and Precious Metals Limited filings document the regulatory record of a Bermuda-organized, NYSE-listed closed-end fund with common shares trading under ASA. The filings identify the Fund's investment-company structure, common-share class, exchange listing and material-event disclosures for portfolio valuation matters, shareholder rights plan status, director changes and other governance actions.
ASA proxy materials cover annual general meeting procedures, director elections, auditor ratification, audited financial statements and shareholder voting mechanics. Its Form 8-K reports and proxy filings also record board and committee matters, Regulation FD disclosures, capital-structure information and formal updates affecting the Fund's public-company status.
ASA Gold & Precious Metals Ltd disclosed insider share purchases by a director on Form 4. On 10/14/2025, the reporting person bought 31,833 common shares at $50.01. On 10/15/2025, they bought 13,170 shares at $51.71. After these trades, the filer reported 4,847,405 shares of indirect beneficial ownership.
ASA Gold & Precious Metals Ltd reported insider share purchases on a Form 4. The reporting person disclosed three open-market buys of common stock with indirect ownership: 40,943 shares at $47.39 on 10/09/2025 (beneficially owned following the trade: 4,768,082 shares), 25,883 shares at $47.06 on 10/10/2025 (4,793,965 shares), and 8,437 shares at $49.02 on 10/13/2025 (4,802,402 shares). The filing indicates the transactions were coded “P” for purchases and that ownership is indirect. The document was signed by Saba Capital Management, L.P. (by Zachary Gindes) and by Boaz Weinstein on 10/14/2025.
Saba Capital Management, its GP and Boaz R. Weinstein reported beneficial ownership of 4,727,139 common shares of ASA Gold and Precious Metals Limited, representing 25.05% of the outstanding common stock based on 9/24/25 share count. The filing states approximately $104,413,498 was paid to acquire these shares, purchased in the open market and held in accounts advised by Saba Capital. Voting and dispositive power over these shares is reported as shared, with no sole voting or sole dispositive power. The Schedule 13D/A amends prior disclosures and updates Items 3, 5 and 7; no contractual arrangements, litigation disclosures, or changes in purpose are reported.
Thomas Perugini, an officer and treasurer who is also identified as a director-related reporting person at ASA Gold & Precious Metals Ltd (ASA), filed an Initial Form 3 dated 10/01/2025 with a signature dated 10/09/2025. The filing states no securities are beneficially owned by the reporting person, so there are no listed direct or indirect holdings or derivative positions on this Form 3.
Saba Capital Management, L.P., reported a purchase of 23,813 shares of ASA Gold & Precious Metals Ltd (ASA) on 10/08/2025 at a price of $48.17 per share. After the transaction the reporting person beneficially owns 4,727,139 shares on an indirect basis. The filing is a Form 4 disclosure of changes in beneficial ownership signed on 10/09/2025.
Saba Capital Management, L.P. reported an insider purchase of 46,649 shares of ASA Gold & Precious Metals Ltd (ASA) on 10/07/2025 at a reported price of $46.5 per share. After the transaction the reporting person beneficially owned 4,703,326 shares, held indirectly. The filing is a Form 4 disclosure of a non-derivative acquisition by a director-level reporting entity.
Officer James Chekos filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) related to a reportable event dated 10/01/2025. The filing identifies Mr. Chekos as an officer (Secretary) and indicates no securities are beneficially owned by him at the time of the statement. The form is an administrative disclosure required by Section 16 and contains the reporting persons address and a signed certification dated 10/07/2025.
The document is a portion of ASA Gold & Precious Metals Ltd's definitive proxy statement for the annual shareholder meeting. It explains that the meeting will be held virtually, describes voting options (mail, telephone, internet, or at the virtual meeting using a unique control number), and notes identification and proof-of-ownership requirements for voting during the webcast. The proxy card will be mailed on September 26, 2025.
The statement lists director nominees and recent board appointments, including Independent Directors Maryann Bruce (elected June 2025), Ketu Desai (director since 2024), Ms. Caldwell (appointed August 2025), Zachary Tackett (Senior Counsel), and other directors with specified backgrounds and committee roles. It describes director fees, retirement benefits for long-serving directors, Audit Committee pre-approval rules for auditor fees, and deadlines for shareholder proposals for the 2026 meeting.
Saba Capital Management, L.P. reported a purchase of 5,779 shares of ASA Gold & Precious Metals Ltd (ASA) on 09/19/2025 at a reported price of $41.78 per share. After the transaction the reporting person beneficially owned 4,656,677 shares indirectly. The Form 4 lists Saba as a director and 10% owner and was signed on 09/23/2025.
Saba Capital Management, L.P. reported a purchase of 5,779 shares of ASA Gold & Precious Metals Ltd (ASA) on 09/19/2025 at a reported price of $41.78 per share. After the transaction the reporting person beneficially owned 4,656,677 shares indirectly. The Form 4 lists Saba as a director and 10% owner and was signed on 09/23/2025.
Saba Capital Management, L.P. filed a Form 4 reporting purchases of ASA Gold & Precious Metals Ltd (ASA) common stock on 09/17/2025 and 09/18/2025. The filing shows 16,670 shares bought at $41.30 on 09/17/2025 and 9,200 shares bought at $40.64 on 09/18/2025, increasing indirect beneficial ownership to 4,650,898 shares. The filing is signed by Zachary Gindes and Boaz Weinstein on 09/19/2025 and lists the reporting person as a director and 10% owner.
Saba Capital Management, L.P. filed a Form 4 reporting purchases of ASA Gold & Precious Metals Ltd (ASA) common stock on 09/17/2025 and 09/18/2025. The filing shows 16,670 shares bought at $41.30 on 09/17/2025 and 9,200 shares bought at $40.64 on 09/18/2025, increasing indirect beneficial ownership to 4,650,898 shares. The filing is signed by Zachary Gindes and Boaz Weinstein on 09/19/2025 and lists the reporting person as a director and 10% owner.