Welcome to our dedicated page for ASA Gold & Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Saba Capital Management, L.P., reported a purchase of 23,813 shares of ASA Gold & Precious Metals Ltd (ASA) on 10/08/2025 at a price of $48.17 per share. After the transaction the reporting person beneficially owns 4,727,139 shares on an indirect basis. The filing is a Form 4 disclosure of changes in beneficial ownership signed on 10/09/2025.
Saba Capital Management, L.P. reported an insider purchase of 46,649 shares of ASA Gold & Precious Metals Ltd (ASA) on 10/07/2025 at a reported price of $46.5 per share. After the transaction the reporting person beneficially owned 4,703,326 shares, held indirectly. The filing is a Form 4 disclosure of a non-derivative acquisition by a director-level reporting entity.
Officer James Chekos filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) related to a reportable event dated 10/01/2025. The filing identifies Mr. Chekos as an officer (Secretary) and indicates no securities are beneficially owned by him at the time of the statement. The form is an administrative disclosure required by Section 16 and contains the reporting persons address and a signed certification dated 10/07/2025.
The document is a portion of ASA Gold & Precious Metals Ltd's definitive proxy statement for the annual shareholder meeting. It explains that the meeting will be held virtually, describes voting options (mail, telephone, internet, or at the virtual meeting using a unique control number), and notes identification and proof-of-ownership requirements for voting during the webcast. The proxy card will be mailed on September 26, 2025.
The statement lists director nominees and recent board appointments, including Independent Directors Maryann Bruce (elected June 2025), Ketu Desai (director since 2024), Ms. Caldwell (appointed August 2025), Zachary Tackett (Senior Counsel), and other directors with specified backgrounds and committee roles. It describes director fees, retirement benefits for long-serving directors, Audit Committee pre-approval rules for auditor fees, and deadlines for shareholder proposals for the 2026 meeting.
Saba Capital Management, L.P. reported a purchase of 5,779 shares of ASA Gold & Precious Metals Ltd (ASA) on 09/19/2025 at a reported price of $41.78 per share. After the transaction the reporting person beneficially owned 4,656,677 shares indirectly. The Form 4 lists Saba as a director and 10% owner and was signed on 09/23/2025.
Saba Capital Management, L.P. filed a Form 4 reporting purchases of ASA Gold & Precious Metals Ltd (ASA) common stock on 09/17/2025 and 09/18/2025. The filing shows 16,670 shares bought at $41.30 on 09/17/2025 and 9,200 shares bought at $40.64 on 09/18/2025, increasing indirect beneficial ownership to 4,650,898 shares. The filing is signed by Zachary Gindes and Boaz Weinstein on 09/19/2025 and lists the reporting person as a director and 10% owner.
Patrick J. Keniston, identified as Chief Compliance Officer, filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) dated 09/19/2025. The filing states explicitly that no securities are beneficially owned by the reporting person as of the event date, and the form is signed by Patrick J. Keniston.
Saba Capital Management, L.P. reported purchases of ASA Gold & Precious Metals Ltd (ASA) common stock on September 15-16, 2025. The filer executed two open-market purchases: 17,256 shares at $41.39 on 09/15/2025 and 91,385 shares at $41.50 on 09/16/2025. After these transactions, Saba reported beneficial ownership of 4,625,028 shares held indirectly. The Form 4 was signed by representatives of Saba Capital, confirming the transactions and the indirect ownership position.
Saba Capital and affiliated persons report holding 4,516,387 common shares of ASA Gold and Precious Metals Limited, representing 23.93% of the outstanding common stock based on 18,872,332 shares outstanding. The position is held with shared voting and dispositive power only; no sole voting or dispositive power is claimed. A total of approximately $95,287,003 was paid to acquire the reported shares. The filing amends prior Schedule 13D disclosures and notes that the reported transactions were effected in the open market and that funds and accounts advised by Saba Capital have the right to receive dividends and sale proceeds on these shares.
Saba Capital Management reported purchases of ASA Gold & Precious Metals Ltd common stock on 09/11/2025 and 09/12/2025. The filing shows two non-derivative acquisitions: 96,286 shares at $40.40 and 109,206 shares at $40.91, bringing indirect beneficial ownership to 4,516,387 shares. Transactions were filed on Form 4 and signed 09/15/2025.