Welcome to our dedicated page for ASA Gold and Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ASA Gold and Precious Metals Limited filings document the regulatory record of a Bermuda-organized, NYSE-listed closed-end fund with common shares trading under ASA. The filings identify the Fund's investment-company structure, common-share class, exchange listing and material-event disclosures for portfolio valuation matters, shareholder rights plan status, director changes and other governance actions.
ASA proxy materials cover annual general meeting procedures, director elections, auditor ratification, audited financial statements and shareholder voting mechanics. Its Form 8-K reports and proxy filings also record board and committee matters, Regulation FD disclosures, capital-structure information and formal updates affecting the Fund's public-company status.
Patrick J. Keniston, identified as Chief Compliance Officer, filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) dated 09/19/2025. The filing states explicitly that no securities are beneficially owned by the reporting person as of the event date, and the form is signed by Patrick J. Keniston.
Patrick J. Keniston, identified as Chief Compliance Officer, filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) dated 09/19/2025. The filing states explicitly that no securities are beneficially owned by the reporting person as of the event date, and the form is signed by Patrick J. Keniston.
Saba Capital Management, L.P. reported purchases of ASA Gold & Precious Metals Ltd (ASA) common stock on September 15-16, 2025. The filer executed two open-market purchases: 17,256 shares at $41.39 on 09/15/2025 and 91,385 shares at $41.50 on 09/16/2025. After these transactions, Saba reported beneficial ownership of 4,625,028 shares held indirectly. The Form 4 was signed by representatives of Saba Capital, confirming the transactions and the indirect ownership position.
Saba Capital Management, L.P. reported purchases of ASA Gold & Precious Metals Ltd (ASA) common stock on September 15-16, 2025. The filer executed two open-market purchases: 17,256 shares at $41.39 on 09/15/2025 and 91,385 shares at $41.50 on 09/16/2025. After these transactions, Saba reported beneficial ownership of 4,625,028 shares held indirectly. The Form 4 was signed by representatives of Saba Capital, confirming the transactions and the indirect ownership position.
Saba Capital and affiliated persons report holding 4,516,387 common shares of ASA Gold and Precious Metals Limited, representing 23.93% of the outstanding common stock based on 18,872,332 shares outstanding. The position is held with shared voting and dispositive power only; no sole voting or dispositive power is claimed. A total of approximately $95,287,003 was paid to acquire the reported shares. The filing amends prior Schedule 13D disclosures and notes that the reported transactions were effected in the open market and that funds and accounts advised by Saba Capital have the right to receive dividends and sale proceeds on these shares.
Saba Capital and affiliated persons report holding 4,516,387 common shares of ASA Gold and Precious Metals Limited, representing 23.93% of the outstanding common stock based on 18,872,332 shares outstanding. The position is held with shared voting and dispositive power only; no sole voting or dispositive power is claimed. A total of approximately $95,287,003 was paid to acquire the reported shares. The filing amends prior Schedule 13D disclosures and notes that the reported transactions were effected in the open market and that funds and accounts advised by Saba Capital have the right to receive dividends and sale proceeds on these shares.
Saba Capital and affiliated persons report holding 4,516,387 common shares of ASA Gold and Precious Metals Limited, representing 23.93% of the outstanding common stock based on 18,872,332 shares outstanding. The position is held with shared voting and dispositive power only; no sole voting or dispositive power is claimed. A total of approximately $95,287,003 was paid to acquire the reported shares. The filing amends prior Schedule 13D disclosures and notes that the reported transactions were effected in the open market and that funds and accounts advised by Saba Capital have the right to receive dividends and sale proceeds on these shares.
Saba Capital Management reported purchases of ASA Gold & Precious Metals Ltd common stock on 09/11/2025 and 09/12/2025. The filing shows two non-derivative acquisitions: 96,286 shares at $40.40 and 109,206 shares at $40.91, bringing indirect beneficial ownership to 4,516,387 shares. Transactions were filed on Form 4 and signed 09/15/2025.
Saba Capital Management, L.P. and Boaz Weinstein reported purchases of ASA Gold & Precious Metals Ltd (ASA) common stock on 09/09/2025 and 09/10/2025. The filings show 31,225 shares purchased at $40.06 on 09/09/2025 and 19,126 shares purchased at $40.34 on 09/10/2025. After these transactions the reporting persons beneficially owned 4,310,895 shares in an indirect capacity.
Insider purchase recorded: Saba Capital Management, L.P. and Boaz Weinstein reported on Form 4 that 24,510 shares of ASA Gold & Precious Metals Ltd (ASA) were acquired on 09/08/2025 at a price of $40.50 per share. After the transaction, the reporting persons beneficially own 4,260,544 shares indirectly. The filing identifies the reporting entities as directors and 10% owners.
Saba Capital Management, L.P., Saba Capital Management GP, LLC and Boaz R. Weinstein report beneficial ownership of 4,236,034 common shares of ASA Gold and Precious Metals Limited, representing 22.45% of the outstanding stock based on 18,872,332 shares. The filing (Amendment No. 14) updates Items 3, 5 and 7 and discloses that approximately $83,914,503 was paid to acquire the reported shares. Purchases from the prior amendment through the 9/5/2025 event date were executed in the open market and are detailed in Schedule A.
The funds used include investor subscriptions, capital appreciation and margin borrowings; the reporting parties retain shared voting and dispositive power over the reported shares. No contracts, arrangements or legal proceedings are disclosed in this amendment.
Saba Capital Management, L.P., Saba Capital Management GP, LLC and Boaz R. Weinstein report beneficial ownership of 4,236,034 common shares of ASA Gold and Precious Metals Limited, representing 22.45% of the outstanding stock based on 18,872,332 shares. The filing (Amendment No. 14) updates Items 3, 5 and 7 and discloses that approximately $83,914,503 was paid to acquire the reported shares. Purchases from the prior amendment through the 9/5/2025 event date were executed in the open market and are detailed in Schedule A.
The funds used include investor subscriptions, capital appreciation and margin borrowings; the reporting parties retain shared voting and dispositive power over the reported shares. No contracts, arrangements or legal proceedings are disclosed in this amendment.
Saba Capital Management, L.P., Saba Capital Management GP, LLC and Boaz R. Weinstein report beneficial ownership of 4,236,034 common shares of ASA Gold and Precious Metals Limited, representing 22.45% of the outstanding stock based on 18,872,332 shares. The filing (Amendment No. 14) updates Items 3, 5 and 7 and discloses that approximately $83,914,503 was paid to acquire the reported shares. Purchases from the prior amendment through the 9/5/2025 event date were executed in the open market and are detailed in Schedule A.
The funds used include investor subscriptions, capital appreciation and margin borrowings; the reporting parties retain shared voting and dispositive power over the reported shares. No contracts, arrangements or legal proceedings are disclosed in this amendment.
Saba Capital Management, L.P., Saba Capital Management GP, LLC and Boaz R. Weinstein report beneficial ownership of 4,236,034 common shares of ASA Gold and Precious Metals Limited, representing 22.45% of the outstanding stock based on 18,872,332 shares. The filing (Amendment No. 14) updates Items 3, 5 and 7 and discloses that approximately $83,914,503 was paid to acquire the reported shares. Purchases from the prior amendment through the 9/5/2025 event date were executed in the open market and are detailed in Schedule A.
The funds used include investor subscriptions, capital appreciation and margin borrowings; the reporting parties retain shared voting and dispositive power over the reported shares. No contracts, arrangements or legal proceedings are disclosed in this amendment.
Insider purchases reported for ASA Gold & Precious Metals Ltd (ASA). Saba Capital Management, L.P. and individual reporting person Boaz Weinstein, each listed as a director and 10% owner, reported purchases of common stock on 09/04/2025 and 09/05/2025. Transactions: 24,150 shares at $38.52 on 09/04/2025 and 9,309 shares at $39.20 on 09/05/2025. Total beneficial ownership following the transactions is reported as 4,236,034 shares (indirect).
Karen Caldwell, a director of ASA Gold & Precious Metals Ltd (ASA), filed an initial Form 3 reporting No securities beneficially owned as of 08/19/2025. The filing indicates the statement was executed by an attorney-in-fact and electronically signed on 09/04/2025. This means the director has no direct or indirect equity position to disclose under Section 16 at the reported date.
Saba Capital Management and director Boaz Weinstein reported purchases of ASA Gold & Precious Metals Ltd common stock on September 2-3, 2025. Saba acquired 70,108 shares at $38.64 on 09/02/2025 and 30,460 shares at $38.88 on 09/03/2025, bringing indirect beneficial ownership to 4,202,575 shares. The filings show the transactions were reported on Form 4 and signed on 09/04/2025.