Associated Banc-Corp officer may sell $40K stock

An Associated Banc-Corp officer files a Rule 144 notice to potentially sell stock-award shares through a broker, referencing NYSE trading.

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP (ASB) has a notice under Rule 144 for potential sales of its common stock for the account of officer Patrick Edward Ahern. The notice lists Rockefeller Capital Management as the broker and references common stock trades on the NYSE.

The securities to be sold include common shares acquired on February 8, 2025 through two stock awards used as compensation, in amounts of 574 shares and 735 shares. The filing also reports 188,849,659 common shares outstanding, which serves as a baseline figure, not the amount being sold.

Key Figures

Stock Award 1 shares: 574 shares Stock Award 2 shares: 735 shares Shares outstanding: 188,849,659 shares +1 more

4 metrics

Stock Award 1 shares 574 shares Common stock acquired February 8, 2025 as a Stock Award for compensation

Stock Award 2 shares 735 shares Common stock acquired February 8, 2025 as a Stock Award for compensation

Shares outstanding 188,849,659 shares Common stock outstanding for ASSOCIATED BANC-CORP used as baseline in the notice

Aggregate value for planned sale entry 40381.82 Aggregate value figure associated with the planned common stock sale line via Rockefeller Capital Management

Key Terms

Rule 144, Stock Award, Compensation, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Award financial

"Common | 02/08/2025 | Stock Award | Issuer |"

Compensation financial

"574 | 02/08/2025 | Compensation"

attorney-in-fact regulatory

"as attorney-in-fact for Ahern Patrick Edward"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing mean for ASSOCIATED BANC-CORP (ASB)?

The Form 144 reports that an officer, Patrick Edward Ahern, may sell common stock of ASSOCIATED BANC-CORP under Rule 144. It is a notice of potential sales through a broker and does not itself complete any transaction.

How many ASSOCIATED BANC-CORP (ASB) shares are tied to the reported stock awards?

The notice lists two stock awards in ASSOCIATED BANC-CORP common stock: one for 574 shares and another for 735 shares, both acquired on February 8, 2025 as compensation from the issuer.

When were the ASSOCIATED BANC-CORP (ASB) shares acquired and how?

The shares referenced in the Form 144 were acquired on February 8, 2025 as Stock Award grants from ASSOCIATED BANC-CORP, categorized as Compensation from the issuer.

How many ASSOCIATED BANC-CORP (ASB) shares are outstanding according to the filing?

The filing states that there are 188,849,659 shares of ASSOCIATED BANC-CORP common stock outstanding. This figure is a baseline for the issuer’s equity and is not the number of shares being sold under the notice.

Who is the broker and where may the ASSOCIATED BANC-CORP (ASB) shares be sold?

The Form 144 lists Rockefeller Capital Management as the broker, with trading referenced on the NYSE. One row includes an aggregate value of 40381.82 associated with the planned sale entry.

Who signed the Form 144 related to ASSOCIATED BANC-CORP (ASB)?

The Form 144 is signed by Carmen Zamores as a duly authorized representative of National Financial Services LLC, acting as attorney-in-fact for Patrick Edward Ahern.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 04:08 PM EDT Accepted by SEC EDGAR 09/03/2026 - 04:04 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001791042
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ASSOCIATED BANC-CORP
SEC File Number	001-31343
Address of Issuer	433 MAIN STREET GREEN BAY WISCONSIN 54301
Phone	920-491-7500
Name of Person for Whose Account the Securities are To Be Sold	Ahern Patrick Edward
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	ROCKEFELLER CAPITAL MANAGEMENT 45 ROCKEFELLER PLAZA, FLOOR 5 NEW YORK NY 10111	1309	40381.82	188849659	09/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/08/2025	Stock Award	Issuer			574	02/08/2025	Compensation
Common	02/08/2025	Stock Award	Issuer			735	02/08/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Carmen Zamores as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Ahern Patrick Edward
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)