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ASB (ASB) officer Randall Erickson files Form 144 stock sale notice

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

ASB received a Form 144 notice relating to proposed sales of its common stock through Fidelity Brokerage Services LLC as of 07/30/2026. The filing lists the reporting person’s historical acquisitions of common stock via open market purchases, stock option exercises, and restricted stock vesting awards dating back to 2012.

It also discloses recent sales of common stock by Randall J. Erickson during the past three months, including a sale on 05/01/2026 of 2,000 shares for $56,590.00 and a sale on 05/04/2026 of 28,311 shares for $788,055.92.

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Sale on 05/01/2026 2,000 shares Common stock sale by Randall J. Erickson on 05/01/2026
Proceeds on 05/01/2026 $56,590.00 Cash received from 2,000-share sale of common stock
Sale on 05/04/2026 28,311 shares Common stock sale by Randall J. Erickson on 05/04/2026
Proceeds on 05/04/2026 $788,055.92 Cash received from 28,311-share sale of common stock
Option exercise on 07/30/2026 26,480 shares Stock option exercise in common stock for cash on 07/30/2026
Form 144 regulatory
"ASB received a Form 144 notice relating to proposed sales"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Stock Option Exercise financial
"Common | 07/30/2026 | Stock Option Exercise | Issuer"
A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.
Restricted Stock Vesting financial
"Common | 02/08/2023 | Restricted Stock Vesting | Issuer"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
Open Market Purchase financial
"Common | 04/12/2012 | Open Market Purchase | Issuer"
An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Form 144 filing for ASB report about Randall J. Erickson?
The Form 144 reports that Randall J. Erickson intends to sell ASB common stock and discloses his recent stock sales and historical acquisitions, including stock option exercises and restricted stock vesting transactions going back to 2012.

What recent ASB share sales by Randall J. Erickson are disclosed?
The filing lists two recent sales of ASB common stock: 2,000 shares sold on 05/01/2026 for $56,590.00 and 28,311 shares sold on 05/04/2026 for $788,055.92 as part of the three-month sale history.

Which broker is involved in the ASB Form 144 stock sale notice?
The proposed ASB stock sales in the Form 144 are to be handled through Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917, as identified in the securities information section.

What types of ASB equity awards has Randall J. Erickson received?
The filing shows a history of ASB equity grants, including stock option exercises and restricted stock vesting events on multiple dates between 2015 and 2026, all involving ASB common stock issued as compensation or exercised for cash.

Does the ASB Form 144 include historical purchase activity?
Yes. The Form 144 includes a prior open market purchase of ASB common stock dated 04/12/2012, in addition to later stock option exercises and restricted stock vesting entries for the reporting person.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR