ASB insider files notice of stock sale

ASB received a Form 144 notice relating to proposed sales of its common stock through Fidelity Brokerage Services LLC as of 07/30/2026.

Rhea-AI Filing Summary

ASB received a Form 144 notice relating to proposed sales of its common stock through Fidelity Brokerage Services LLC as of 07/30/2026. The filing lists the reporting person’s historical acquisitions of common stock via open market purchases, stock option exercises, and restricted stock vesting awards dating back to 2012.

It also discloses recent sales of common stock by Randall J. Erickson during the past three months, including a sale on 05/01/2026 of 2,000 shares for $56,590.00 and a sale on 05/04/2026 of 28,311 shares for $788,055.92.

Key Figures

Sale on 05/01/2026: 2,000 shares Proceeds on 05/01/2026: $56,590.00 Sale on 05/04/2026: 28,311 shares +2 more

5 metrics

Sale on 05/01/2026 2,000 shares Common stock sale by Randall J. Erickson on 05/01/2026

Proceeds on 05/01/2026 $56,590.00 Cash received from 2,000-share sale of common stock

Sale on 05/04/2026 28,311 shares Common stock sale by Randall J. Erickson on 05/04/2026

Proceeds on 05/04/2026 $788,055.92 Cash received from 28,311-share sale of common stock

Option exercise on 07/30/2026 26,480 shares Stock option exercise in common stock for cash on 07/30/2026

Key Terms

Form 144, Stock Option Exercise, Restricted Stock Vesting, Open Market Purchase

4 terms

Form 144 regulatory

"ASB received a Form 144 notice relating to proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Common | 07/30/2026 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Restricted Stock Vesting financial

"Common | 02/08/2023 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Open Market Purchase financial

"Common | 04/12/2012 | Open Market Purchase | Issuer"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for ASB report about Randall J. Erickson?

The Form 144 reports that Randall J. Erickson intends to sell ASB common stock and discloses his recent stock sales and historical acquisitions, including stock option exercises and restricted stock vesting transactions going back to 2012.

What recent ASB share sales by Randall J. Erickson are disclosed?

The filing lists two recent sales of ASB common stock: 2,000 shares sold on 05/01/2026 for $56,590.00 and 28,311 shares sold on 05/04/2026 for $788,055.92 as part of the three-month sale history.

Which broker is involved in the ASB Form 144 stock sale notice?

The proposed ASB stock sales in the Form 144 are to be handled through Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917, as identified in the securities information section.

What types of ASB equity awards has Randall J. Erickson received?

The filing shows a history of ASB equity grants, including stock option exercises and restricted stock vesting events on multiple dates between 2015 and 2026, all involving ASB common stock issued as compensation or exercised for cash.

Does the ASB Form 144 include historical purchase activity?

Yes. The Form 144 includes a prior open market purchase of ASB common stock dated 04/12/2012, in addition to later stock option exercises and restricted stock vesting entries for the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/30/2026 - 02:48 PM Accepted by SEC EDGAR 07/30/2026 - 02:47 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001180800
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ASSOCIATED BANC-CORP
SEC File Number	001-31343
Address of Issuer	433 MAIN STREET GREEN BAY WISCONSIN 54301
Phone	920-491-7500
Name of Person for Whose Account the Securities are To Be Sold	Erickson Randall J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	90573	2785048.02	165941629	07/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/12/2012	Open Market Purchase	Issuer			2000	04/12/2012	Cash
Common	07/27/2015	Stock Option Exercise	Issuer			2571	07/27/2015	Cash
Common	10/27/2016	Stock Option Exercise	Issuer			4178	10/27/2016	Cash
Common	01/27/2017	Restricted Stock Vesting	Issuer			666	01/27/2017	Compensation
Common	02/06/2017	Restricted Stock Vesting	Issuer			6226	02/06/2017	Compensation
Common	02/08/2017	Restricted Stock Vesting	Issuer			1233	02/08/2017	Compensation
Common	01/02/2018	Restricted Stock Vesting	Issuer			498	01/02/2018	Compensation
Common	01/27/2018	Restricted Stock Vesting	Issuer			695	01/27/2018	Compensation
Common	02/06/2018	Restricted Stock Vesting	Issuer			2701	02/06/2018	Compensation
Common	02/08/2018	Restricted Stock Vesting	Issuer			1703	02/08/2018	Compensation
Common	02/05/2019	Restricted Stock Vesting	Issuer			11547	02/05/2019	Compensation
Common	02/08/2019	Restricted Stock Vesting	Issuer			3075	02/08/2019	Compensation
Common	02/04/2020	Restricted Stock Vesting	Issuer			8300	02/04/2020	Compensation
Common	01/25/2022	Restricted Stock Vesting	Issuer			2059	01/25/2022	Compensation
Common	02/08/2022	Restricted Stock Vesting	Issuer			4841	02/08/2022	Compensation
Common	02/08/2023	Restricted Stock Vesting	Issuer			672	02/08/2023	Compensation
Common	12/14/2023	Stock Option Exercise	Issuer			674	12/14/2023	Cash
Common	10/30/2024	Stock Option Exercise	Issuer			3868	10/30/2024	Cash
Common	11/06/2024	Stock Option Exercise	Issuer			6586	11/06/2024	Cash
Common	07/30/2026	Stock Option Exercise	Issuer			26480	07/30/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Randall J. Erickson 433 Main Street Green Bay WI 54301	Common	05/01/2026	2000	56590.00
Randall J. Erickson 433 Main Street Green Bay WI 54301	Common	05/04/2026	28311	788055.92

144: Remarks and Signature

Remarks
Date of Notice	07/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Randall Erickson
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)