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Associated Banc-Corp GC to retire in Oct 2026

Associated Banc-Corp outlines a planned retirement and short-term advisory role for its general counsel extending into early 2027.

(High)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP (ASB) discloses that Executive Vice President, General Counsel and Corporate Secretary Randall J. Erickson will retire from his position effective October 13, 2026. He will remain with the company in an advisory capacity through the end of 2026 to support transition of his duties.

Under an Employment Transition – Letter Agreement dated September 21, 2026, Erickson will serve as an Attorney-Advisor from the effective date of his retirement to January 4, 2027, reporting to the Chief Executive Officer and performing duties determined by the CEO and the General Counsel and Corporate Secretary. The Letter Agreement is filed as Exhibit 10.1 and incorporated by reference.

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Retirement effective date October 13, 2026 Date Randall J. Erickson retires as EVP, General Counsel and Corporate Secretary
Attorney-Advisor period end date January 4, 2027 End of Erickson’s Attorney-Advisor role under the Letter Agreement
Letter Agreement date September 21, 2026 Date of Employment Transition – Letter Agreement between the company and Erickson
Series E preferred dividend rate 5.875% Non-Cumulative Perpetual Preferred Stock, Series E represented by depositary shares
Series F preferred dividend rate 5.625% Non-Cumulative Perpetual Preferred Stock, Series F represented by depositary shares
Subordinated Notes coupon 6.625% Fixed-Rate Reset Subordinated Notes due 2033 listed under symbol ASBA
Non-Cum. Perp Pref Stock financial
"Depositary Shrs, each representing 1/40th intrst in a shr of 5.875% Non-Cum. Perp Pref Stock, Srs E"
Fixed-Rate Reset Subordinated Notes financial
"6.625% Fixed-Rate Reset Subordinated Notes due 2033"
Emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Inline XBRL technical
"Cover Page Interactive Data File the cover page XBRL tags are embedded within the Inline XBRL document"
Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.
Employment Transition – Letter Agreement financial
"entered into the Employment Transition – Letter Agreement dated September 21, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What executive change did ASB announce for its General Counsel?

Associated Banc-Corp announced that Executive Vice President, General Counsel and Corporate Secretary Randall J. Erickson will retire from his position effective October 13, 2026, with a short-term advisory role to support the transition of his responsibilities.

How long will Randall J. Erickson remain with Associated Banc-Corp (ASB) after retiring?

After retiring effective October 13, 2026, Randall J. Erickson will remain in an advisory capacity through the end of 2026 and will serve as Attorney-Advisor until January 4, 2027 under the transition Letter Agreement.

What is the Employment Transition – Letter Agreement mentioned by ASB?

The Employment Transition – Letter Agreement dated September 21, 2026 sets terms for Randall J. Erickson’s service as Attorney-Advisor from his retirement effective date to January 4, 2027. It is filed as Exhibit 10.1 and incorporated by reference.

What role will Randall J. Erickson hold at ASB after October 13, 2026?

From October 13, 2026 to January 4, 2027, Randall J. Erickson will serve as an Attorney-Advisor, reporting to the Chief Executive Officer and having duties, authority and responsibility as determined by the CEO and the General Counsel and Corporate Secretary.

Which securities of ASB are listed on the New York Stock Exchange?

Listed securities include Common Stock (symbol ASB), two series of Depositary Shares representing non-cumulative perpetual preferred stock (Series E 5.875%, Series F 5.625%), and 6.625% Fixed-Rate Reset Subordinated Notes due 2033 (symbol ASBA).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) September 21, 2026

  

Associated Banc-Corp

(Exact name of registrant as specified in its charter)

 

Wisconsin 001-31343 39-1098068
(State or other jurisdiction of incorporation) (Commission
File Number)
(IRS Employer Identification No.)

 

433 Main Street, Green Bay, Wisconsin 54301
(Address of principal executive offices) (Zip code)

 

Registrants telephone number, including area code (920) 491-7500

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock, par value $0.01 per share ASB The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.875% Non-Cum. Perp Pref Stock, Srs E ASB PrE The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.625% Non-Cum. Perp Pref Stock, Srs FASB PrFThe New York Stock Exchange
6.625% Fixed-Rate Reset Subordinated Notes due 2033ASBAThe New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 

 

 

 

Item 5.02.Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

As previously announced, Randall J. Erickson, Executive Vice President, General Counsel and Corporate Secretary of Associated Banc-Corp (the “Company”), will retire from his position, effective October 13, 2026 (“Effective Date”). Mr. Erickson will remain in an advisory capacity through the end of 2026 to ensure a successful transition of his duties. In connection with the transition, the Company and Mr. Erickson entered into the Employment Transition – Letter Agreement dated September 21, 2026 (the “Letter Agreement”), providing that Mr. Erickson will serve in the role of Attorney-Advisor from the Effective Date to January 4, 2027 (the “Retirement Date”), reporting to the Company’s Chief Executive Officer and having such duties, authority and responsibility as the Chief Executive Officer and the General Counsel and Corporate Secretary shall determine. In addition, the Letter Agreement sets forth, without limitation, the following material terms:

 

·Mr. Erickson will maintain his current base salary through the Retirement Date.
·He will also retain all vested rights in the Company’s 401(k) plan, Supplemental Executive Retirement Plan, and Retirement Account Plan and will receive all payments due to him under the terms of those plans.
·He is eligible to participate in the Company’s short-term incentive program through the Retirement Date, and he will receive the full amount of his 2026 short-term incentive as calculated in accordance with applicable metrics.
·He will continue to vest in any unvested awards under the 2025-2027 Long-Term Incentive Performance Plan (“LTIPP”) and 2026-2028 LTIPP, all of which are issued under and governed by the 2025 Equity Incentive Plan and the award agreements issued thereunder.

 

The foregoing description of the material terms of the Letter Agreement is a summary only and is qualified in its entirety by reference to the text of the Letter Agreement, a copy of which is attached hereto as Exhibit 10.1 and is incorporated herein by reference.

 

Item 9.01.Financial Statements and Exhibits.

 

(d) Exhibits

 

10.1  Letter Agreement, dated September 21, 2026
    
104  Cover Page Interactive Data File the cover page XBRL tags are embedded within the Inline XBRL document

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Associated Banc-Corp
  (Registrant)
   
   
Date: September 21, 2026 By: /s/ Randall J. Erickson
    Randall J. Erickson
    Executive Vice President, General Counsel and Corporate Secretary

 

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