Associated Banc-Corp (ASB) CEO adds shares through dividend reinvestment

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening reported an internal share adjustment tied to dividend reinvestment. On this Form 4, 2,574.552 shares of common stock were credited at an average price of $24.5909 per share through a dividend reinvestment transaction.

Following this activity, Harmening now holds 393,938.562 shares of Associated Banc-Corp common stock directly. The filing reflects a routine, non-market transaction rather than an open-market purchase or sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harmening Andrew J

(Last) (First) (Middle)

C/O ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY WI 54301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock $0.01 Par Value	03/16/2026		J(1)	V	2,574.552	A	$24.5909	393,938.562	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired in dividend reinvestment transaction.

	/s/ Lynn M. Floeter, attorney-in-fact for Andrew J. Harmening	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transaction did ASSOCIATED BANC-CORP (ASB) report for Andrew J. Harmening?

ASSOCIATED BANC-CORP reported that President & CEO Andrew J. Harmening had 2,574.552 common shares credited through a dividend reinvestment transaction. This is classified as an “other” transaction on Form 4, not an open-market buy or sell.

How many ASSOCIATED BANC-CORP (ASB) shares does Andrew J. Harmening hold after this Form 4?

After the dividend reinvestment entry, Andrew J. Harmening holds 393,938.562 shares of ASSOCIATED BANC-CORP common stock directly. This updated total reflects the additional 2,574.552 shares credited in the reported transaction.

Was the ASSOCIATED BANC-CORP (ASB) CEO Form 4 an open-market purchase or sale?

The Form 4 for ASSOCIATED BANC-CORP’s CEO was not an open-market purchase or sale. It records an “other” transaction where 2,574.552 shares were acquired via dividend reinvestment, a routine mechanism for reinvesting cash dividends into additional shares.

What price per share applied to the ASSOCIATED BANC-CORP (ASB) dividend reinvestment transaction?

The dividend reinvestment transaction for ASSOCIATED BANC-CORP common stock used an average price of $24.5909 per share. This price was applied to the 2,574.552 shares credited to President & CEO Andrew J. Harmening’s direct holdings in the reported transaction.

How is the ASSOCIATED BANC-CORP (ASB) CEO’s Form 4 transaction classified by the SEC code?

The CEO’s Form 4 transaction is coded “J,” which the filing describes as an “other acquisition or disposition.” In this case, a footnote clarifies that the 2,574.552 shares were acquired through a dividend reinvestment transaction rather than a standard market trade.