Associated Banc-Corp director granted 36 stock units

ASB director Rodney Jones-Tyson received a small equity-based dividend equivalent award, modestly increasing his direct holdings.

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP (ASB) reported that director Rodney Jones-Tyson received a grant of 36 shares of common stock equivalents on September 15, 2026, as a grant, award, or other acquisition at a reference value of $30.32 per share. These are dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable solely in common stock upon vesting, subject to any deferral election. Following this award, Jones-Tyson directly holds a total of 13,940 shares. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 36 shares

Grant/Award 1 txn

Insider Jones-Tyson Rodney

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock $0.01 Par Value F1	36	$30.32	$1K

Holdings After Transaction: Common Stock $0.01 Par Value — 13,940 shares (Direct)

Footnotes (1)

1. F1. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Key Figures

Shares acquired: 36 shares Reference price per share: $30.32 per share Holdings after transaction: 13,940 shares

3 metrics

Shares acquired 36 shares Dividend equivalent units granted to Rodney Jones-Tyson on September 15, 2026

Reference price per share $30.32 per share Value used for the grant of 36 dividend equivalent units

Holdings after transaction 13,940 shares Total ASB common stock directly held by Rodney Jones-Tyson after the award

Key Terms

Dividend equivalent units, restricted stock units, vesting, deferral

4 terms

Dividend equivalent units financial

"Dividend equivalent units, which vest on the first anniversary of the grant"

Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.

restricted stock units financial

"the grant of the restricted stock units to which they relate"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"which vest on the first anniversary of the grant"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

deferral financial

"subject to deferral if so elected by the Insider"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASB disclose for Rodney Jones-Tyson?

ASB disclosed that director Rodney Jones-Tyson acquired 36 dividend equivalent units tied to restricted stock units on September 15, 2026, payable in common stock upon vesting, increasing his direct holdings to 13,940 shares.

How many ASB shares does Rodney Jones-Tyson hold after this Form 4 transaction?

After the reported transaction, Rodney Jones-Tyson directly holds 13,940 shares of Associated Banc-Corp common stock, including the 36 dividend equivalent units reported as a grant or award acquisition.

What are the terms of the dividend equivalent units reported by ASB?

The filing states the dividend equivalent units vest on the first anniversary of the grant of the related restricted stock units and are payable solely in ASB common stock upon vesting, subject to deferral if so elected by the insider.

Was the ASB insider transaction made under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating that Rodney Jones-Tyson’s acquisition of dividend equivalent units was made under a Rule 10b5-1 trading plan.

What price per share was reported for the ASB dividend equivalent unit grant?

The award of 36 dividend equivalent units was reported with a value of $30.32 per share, which serves as the reference price for the grant of these equity-based units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/17/2026 - 12:07 PM Accepted by SEC EDGAR 09/17/2026 - 12:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jones-Tyson Rodney

(Last) (First) (Middle)

C/O ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY WISCONSIN 54301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock $0.01 Par Value	09/15/2026		A(1)		36	A	$30.32	13,940	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

	/s/ Lynn M. Floeter, Attorney-in-Fact for Rodney Jones-Tyson	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)