Executive VP John A. Utz adds ASB (ASB) shares through employee stock plan

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP Executive Vice President John A. Utz acquired 48.443 shares of common stock on February 17, 2026 through the company’s Employee Stock Purchase Plan at a price of $27.817 per share. Following this transaction, he holds 112,744.0565 shares directly and 15,624.53 shares indirectly via a 401(k) plan.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Utz John A.

Role Executive Vice President

Type	Security	Shares	Price	Value
Other	Common Stock $0.01 Par Value	48.443	$27.817	$1K
holding	Common Stock $0.01 Par Value	--	--	--

Holdings After Transaction: Common Stock $0.01 Par Value — 112,744.0565 shares (Direct); Common Stock $0.01 Par Value — 15,624.53 shares (Indirect, 401(k) Plan)

Footnotes (1)

1. F1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.

FAQ

What insider transaction did ASB executive John A. Utz report?

John A. Utz reported acquiring 48.443 shares of Associated Banc-Corp common stock. The shares were purchased through the company’s Employee Stock Purchase Plan, reflecting ongoing participation in employer equity programs rather than an open-market trade or discretionary large purchase.

At what price were the ASB shares acquired in John A. Utz’s Form 4?

The shares were acquired at a price of $27.817 per share. This price applies to the 48.443 shares purchased through Associated Banc-Corp’s Employee Stock Purchase Plan, as disclosed in the Form 4 insider transaction data and supporting footnote.

How many ASB shares does John A. Utz own directly after this transaction?

After the transaction, John A. Utz directly owns 112,744.0565 shares of Associated Banc-Corp common stock. This figure represents his direct holdings following the Employee Stock Purchase Plan acquisition recorded on February 17, 2026.

What are John A. Utz’s indirect ASB holdings reported in the Form 4?

The filing shows 15,624.53 Associated Banc-Corp shares held indirectly for John A. Utz. These indirect holdings are maintained through a 401(k) Plan, separate from his directly owned common stock positions disclosed in the same report.

What does transaction code J mean in John A. Utz’s ASB Form 4?

Transaction code J indicates an “other acquisition or disposition” of securities. In this case, a footnote clarifies the 48.443 Associated Banc-Corp shares were purchased under the Employee Stock Purchase Plan, rather than via standard open-market buying or selling.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/18/2026 - 03:51 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Utz John A.

(Last) (First) (Middle)

ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY WI 54301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock $0.01 Par Value	02/17/2026		J(1)	V	48.443	A	$27.817	112,744.0565	D
Common Stock $0.01 Par Value								15,624.53	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.

	/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.