STOCK TITAN

Associated Banc-Corp (ASB) director reports 4,585-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Associated Banc-Corp director Judith P. Greffin reported an award of 4,585 shares of common stock on February 1, 2026 at a value of $27.26 per share. After this grant, she directly holds 17,431 common shares.

The award represents restricted stock units that will fully vest on the first anniversary of the February 1, 2026 grant and are payable in common shares unless she elected to defer delivery until separation. She also holds 46,662.003 phantom stock units, which are fully vested and will be distributed after separation in line with her existing distribution election.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Greffin Judith P

(Last) (First) (Middle)
ASSOCIATED BANC-CORP
433 MAIN STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $0.01 Par Value 02/01/2026 A(1) 4,585 A $27.26 17,431 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Unit $0 (2) (3) Common Stock $0.01 Par Value 46,662.003 46,662.003 D
Explanation of Responses:
1. Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2026 grant. They are payable solely in shares of common stock unless the Insider elected to defer shares until separation.
2. Stock units are 100% vested at the time of the acquisition.
3. Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.
/s/ Lynn M. Floeter, attorney-in-fact for Judith P. Greffin 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ASB director Judith P. Greffin report?

Judith P. Greffin reported receiving 4,585 shares of Associated Banc-Corp common stock on February 1, 2026. These shares reflect a restricted stock unit award that vests after one year and increases her directly held stake in the company to 17,431 shares.

At what price were Judith P. Greffin’s ASB shares reported on the Form 4?

The 4,585 Associated Banc-Corp shares were reported at $27.26 per share. This figure typically reflects the grant or fair market value on the award date, helping investors understand the approximate dollar size of the director’s equity compensation.

When do Judith P. Greffin’s ASB restricted stock units vest?

The restricted stock units granted to Judith P. Greffin fully vest on the first anniversary of the February 1, 2026 grant. Once vested, they are payable in Associated Banc-Corp common stock, unless she elected to defer receipt until leaving the company.

How many ASB common shares does Judith P. Greffin own after this transaction?

After the reported grant, Judith P. Greffin directly owns 17,431 Associated Banc-Corp common shares. This updated figure reflects the addition of 4,585 shares from the February 1, 2026 restricted stock unit award shown in the Form 4 filing.

What are Judith P. Greffin’s phantom stock units in Associated Banc-Corp?

Judith P. Greffin holds 46,662.003 phantom stock units tied to Associated Banc-Corp common stock. These units are fully vested and will remain in her stock plan account until separation, when they will be distributed according to her existing payout election on file.

Are Judith P. Greffin’s ASB phantom stock units vested or unvested?

The phantom stock units held by Judith P. Greffin are 100% vested at the time of acquisition. They will stay in her Stock Plan Services account until she separates from service, after which distributions follow the schedule she previously elected.
Associated Banc Corp

NYSE:ASB

ASB Rankings

ASB Latest News

ASB Latest SEC Filings

ASB Stock Data

4.62B
164.27M
0.77%
86.7%
3.67%
Banks - Regional
State Commercial Banks
Link
United States
GREEN BAY