STOCK TITAN

Associated Banc-Corp EVP sells 1,309 shares

Executive Vice President Patrick Edward Ahern sold 1,309 ASB shares and reported 5,589.79 shares held indirectly via a 401(k) plan.

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP (ASB) reported that Executive Vice President Patrick Edward Ahern sold a total of 1,309 shares of Common Stock on September 3, 2026 in transactions reported as open market or private sales at prices around $30.85 per share. The filing also reports 5,589.79 shares of Common Stock held indirectly through a 401(k) plan as of that date. No Rule 10b5-1 trading plan is indicated.

Positive

  • None.

Negative

  • None.
Insider Ahern Patrick Edward
Role Executive Vice President
Sold 1,309 shs ($40K)
Type Security Shares Price Value
Sale Common Stock $0.01 Par Value 1,209 $30.85 $37K
Sale Common Stock $0.01 Par Value 100 $30.8504 $3K
holding Common Stock $0.01 Par Value -- -- --
Holdings After Transaction: Common Stock $0.01 Par Value — 43,743 shares (Direct); Common Stock $0.01 Par Value — 5,589.79 shares (Indirect, 401(k) plan)
Shares sold (first transaction) 1,209 shares Common Stock sold on September 3, 2026 at $30.85 per share
Shares sold (second transaction) 100 shares Common Stock sold on September 3, 2026 at $30.8504 per share
Total shares sold 1,309 shares Aggregate Common Stock sales reported for September 3, 2026
Sale price per share $30.85–$30.8504 per share Prices for Common Stock sales on September 3, 2026
Indirect holdings 5,589.79 shares Common Stock held indirectly through a 401(k) plan as of September 3, 2026
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is indicated"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
401(k) plan financial
"held indirectly through a 401(k) plan as of that date"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Common Stock $0.01 Par Value financial
"security title is listed as Common Stock $0.01 Par Value"

FAQ

What insider transaction did ASB report for Patrick Edward Ahern?

ASSOCIATED BANC-CORP reported that Executive Vice President Patrick Edward Ahern sold a total of 1,309 shares of Common Stock on September 3, 2026 in transactions reported as open market or private sales.

How many ASB shares did Patrick Edward Ahern sell and at what prices?

Patrick Edward Ahern sold 1,209 shares at $30.85 per share and 100 shares at $30.8504 per share of ASSOCIATED BANC-CORP Common Stock on September 3, 2026.

What are Patrick Edward Ahern’s reported indirect ASB holdings after the Form 4 transactions?

The Form 4 reports that 5,589.79 shares of ASSOCIATED BANC-CORP Common Stock are held indirectly for Patrick Edward Ahern through a 401(k) plan as of September 3, 2026.

Were Patrick Edward Ahern’s ASB share sales under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and there is no footnote indicating that Patrick Edward Ahern’s September 3, 2026 sales were made pursuant to a Rule 10b5-1 trading plan.

What role does Patrick Edward Ahern hold at ASSOCIATED BANC-CORP (ASB)?

Patrick Edward Ahern is reported as an Executive Vice President of ASSOCIATED BANC-CORP in the Form 4 insider transaction filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ahern Patrick Edward

(Last)(First)(Middle)
C/O ASSOCIATED BANC CORP
433 MAIN STREET

(Street)
GREEN BAY WISCONSIN 54301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock $0.01 Par Value09/03/2026S1,209D$30.8543,843D
Common Stock $0.01 Par Value09/03/2026S100D$30.850443,743D
Common Stock $0.01 Par Value5,589.79I401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/Lynn M. Floeter, attorney-in-fact for Patrick Edward Ahern09/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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