Were Patrick Edward Ahern’s ASB share sales under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and there is no footnote indicating that Patrick Edward Ahern’s September 3, 2026 sales were made pursuant to a Rule 10b5-1 trading plan.

Associated Banc-Corp EVP sells 1,309 shares

Q: How many ASB shares did Patrick Edward Ahern sell and at what prices?

Patrick Edward Ahern sold 1,209 shares at $30.85 per share and 100 shares at $30.8504 per share of ASSOCIATED BANC-CORP Common Stock on September 3, 2026.

Q: What are Patrick Edward Ahern’s reported indirect ASB holdings after the Form 4 transactions?

The Form 4 reports that 5,589.79 shares of ASSOCIATED BANC-CORP Common Stock are held indirectly for Patrick Edward Ahern through a 401(k) plan as of September 3, 2026.

Q: What role does Patrick Edward Ahern hold at ASSOCIATED BANC-CORP (ASB)?

Patrick Edward Ahern is reported as an Executive Vice President of ASSOCIATED BANC-CORP in the Form 4 insider transaction filing.

Executive Vice President Patrick Edward Ahern sold 1,309 ASB shares and reported 5,589.79 shares held indirectly via a 401(k) plan.

Available on EDGAR 09/04/2026 - 11:21 AM EDT Accepted by SEC EDGAR 09/04/2026 - 11:20 AM EDT

Filing Impact

(Neutral)

Filing Sentiment

(Negative)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

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Form Type

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP (ASB) reported that Executive Vice President Patrick Edward Ahern sold a total of 1,309 shares of Common Stock on September 3, 2026 in transactions reported as open market or private sales at prices around $30.85 per share. The filing also reports 5,589.79 shares of Common Stock held indirectly through a 401(k) plan as of that date. No Rule 10b5-1 trading plan is indicated.

Insider Trade Summary

Net Seller: 1,309 shares

Net Sell 2 txns

Insider Ahern Patrick Edward

Role Executive Vice President

Sold 1,309 shs ($40K)

Type	Security	Shares	Price	Value
Sale	Common Stock $0.01 Par Value	1,209	$30.85	$37K
Sale	Common Stock $0.01 Par Value	100	$30.8504	$3K
Holding	Common Stock $0.01 Par Value	--	--	--

Holdings After Transaction: Common Stock $0.01 Par Value — 43,743 shares (Direct); Common Stock $0.01 Par Value — 5,589.79 shares (Indirect, 401(k) plan)

Key Figures

Shares sold (first transaction): 1,209 shares Shares sold (second transaction): 100 shares Total shares sold: 1,309 shares +2 more

5 metrics

Shares sold (first transaction) 1,209 shares Common Stock sold on September 3, 2026 at $30.85 per share

Shares sold (second transaction) 100 shares Common Stock sold on September 3, 2026 at $30.8504 per share

Total shares sold 1,309 shares Aggregate Common Stock sales reported for September 3, 2026

Sale price per share $30.85–$30.8504 per share Prices for Common Stock sales on September 3, 2026

Indirect holdings 5,589.79 shares Common Stock held indirectly through a 401(k) plan as of September 3, 2026

Key Terms

Rule 10b5-1, 401(k) plan, Common Stock $0.01 Par Value

3 terms

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is indicated"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

401(k) plan financial

"held indirectly through a 401(k) plan as of that date"

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

Common Stock $0.01 Par Value financial

"security title is listed as Common Stock $0.01 Par Value"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASB report for Patrick Edward Ahern?

ASSOCIATED BANC-CORP reported that Executive Vice President Patrick Edward Ahern sold a total of 1,309 shares of Common Stock on September 3, 2026 in transactions reported as open market or private sales.

How many ASB shares did Patrick Edward Ahern sell and at what prices?

Patrick Edward Ahern sold 1,209 shares at $30.85 per share and 100 shares at $30.8504 per share of ASSOCIATED BANC-CORP Common Stock on September 3, 2026.

What are Patrick Edward Ahern’s reported indirect ASB holdings after the Form 4 transactions?

The Form 4 reports that 5,589.79 shares of ASSOCIATED BANC-CORP Common Stock are held indirectly for Patrick Edward Ahern through a 401(k) plan as of September 3, 2026.

What role does Patrick Edward Ahern hold at ASSOCIATED BANC-CORP (ASB)?

Patrick Edward Ahern is reported as an Executive Vice President of ASSOCIATED BANC-CORP in the Form 4 insider transaction filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ahern Patrick Edward

(Last)

(First)

(Middle)

C/O ASSOCIATED BANC CORP

433 MAIN STREET

(Street)

GREEN BAY

WISCONSIN

54301

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock $0.01 Par Value	09/03/2026		S		1,209	D	$30.85	43,843	D
Common Stock $0.01 Par Value	09/03/2026		S		100	D	$30.8504	43,743	D
Common Stock $0.01 Par Value								5,589.79	I	401(k) plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/Lynn M. Floeter, attorney-in-fact for Patrick Edward Ahern	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR