STOCK TITAN

Associated Banc-Corp grants Angela M. Kelley 17,385 shares

The award vests in three equal annual installments, subject to continued service through each applicable vesting date.

(Moderate)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Associated Banc-Corp (ASB) General Counsel and Corporate Secretary Angela M. Kelley received a direct sign-on award of 17,385 common shares on October 13, 2026, under the company's equity incentive plan. The award vests in three equal annual installments on the first, second and third anniversaries of the grant date, subject to her continued service through each vesting date. The reported $28.76 per-share figure represents the average closing price over the ten consecutive trading days ending October 13, 2026. The award is also reflected in her Form 3 initial statement of beneficial ownership, and this Form 4 is informational.

Insider Kelley Angela M
Role General Counsel & Corp Sec'y
Type Security Shares Price Value
Grant/Award Common Stock $0.01 Par Value F1, F2 17,385 $28.76 $500K
Holdings After Transaction: Common Stock $0.01 Par Value — 17,385 shares (Direct)
Footnotes (2)
  1. F1. Sign-on award: The reported shares were granted pursuant to the issuer's equity incentive plan and vest in three equal annual installments on the first, second and third anniversaries of the grant date, subject to the reporting person's continued service through each applicable vesting date. NOTE: The reported award was granted on the date the reporting person became subject to Section 16 of the Securities Exchange Act of 1934 and is also reflected in the reporting person's Form 3 initial statement of beneficial ownership. This Form 4 is filed for informational purposes only.
  2. F2. The reported price represents the average closing price of the Issuer's common stock over the ten consecutive trading days ending on 10/13/2026.
Sign-on award 17,385 common shares Granted October 13, 2026
Direct holdings following award 17,385 shares Reported after the October 13, 2026 transaction
Average closing price $28.76 per share Average over the ten consecutive trading days ending October 13, 2026
Vesting installments Three equal annual installments On the first, second and third anniversaries of the grant date, subject to continued service
equity incentive plan technical
"granted pursuant to the issuer's equity incentive plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
Section 16 of the Securities Exchange Act of 1934 regulatory
"became subject to Section 16 of the Securities Exchange Act of 1934"
A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.
beneficial ownership regulatory
"initial statement of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ASB shares did Angela M. Kelley receive?

Angela M. Kelley received a sign-on award of 17,385 Associated Banc-Corp common shares on October 13, 2026. Her reported direct holdings following the award were 17,385 shares.

When do Angela M. Kelley's ASB sign-on shares vest?

The award vests in three equal annual installments on the first, second and third anniversaries of the grant date, subject to her continued service through each applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kelley Angela M

(Last)(First)(Middle)
ASSOCIATED BANC-CORP
433 MAIN STREET

(Street)
GREEN BAY WISCONSIN 54301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel & Corp Sec'y
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock $0.01 Par Value10/13/2026A(1)17,385A$28.76(2)17,385D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Sign-on award: The reported shares were granted pursuant to the issuer's equity incentive plan and vest in three equal annual installments on the first, second and third anniversaries of the grant date, subject to the reporting person's continued service through each applicable vesting date. NOTE: The reported award was granted on the date the reporting person became subject to Section 16 of the Securities Exchange Act of 1934 and is also reflected in the reporting person's Form 3 initial statement of beneficial ownership. This Form 4 is filed for informational purposes only.
2. The reported price represents the average closing price of the Issuer's common stock over the ten consecutive trading days ending on 10/13/2026.
/s/ Lynn M. Floeter, by POA from Angela M. Kelley10/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading