STOCK TITAN

Associated Banc-Corp (NYSE: ASB) EVP trades 7,663 shares of stock

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP Executive Vice President Nicole M. Kitowski reported selling a total of 7,663 shares of common stock on July 28, 2026, in open-market or private transactions at prices around $30.91 per share. She also reports 3,266.3 shares held indirectly through a 401(k) Plan. These transactions were not marked as made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Kitowski Nicole M
Role Executive Vice President
Sold 7,663 shs ($237K)
Type Security Shares Price Value
Sale Common Stock $0.01 Par Value 6,255 $30.9101 $193K
Sale Common Stock $0.01 Par Value 1,408 $30.915 $44K
holding Common Stock $0.01 Par Value -- -- --
Holdings After Transaction: Common Stock $0.01 Par Value — 45,326.9702 shares (Direct); Common Stock $0.01 Par Value — 3,266.3 shares (Indirect, 401(k) Plan)
Total shares sold 7,663 shares Common stock sold by Executive Vice President Nicole M. Kitowski on July 28, 2026
Sale price per share (block 1) $30.9101 per share Price for 6,255 common shares sold on July 28, 2026
Sale price per share (block 2) $30.9150 per share Price for 1,408 common shares sold on July 28, 2026
Indirect holdings after transactions 3,266.3 shares Common stock held indirectly through a 401(k) Plan following the reported transactions
Rule 10b5-1 checkbox Not checked Form 4 does not affirm trades as made under a Rule 10b5-1 plan
401(k) Plan financial
"Nature of ownership is listed as "401(k) Plan" for indirect holdings."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
indirect ownership financial
"Total shares following transaction are held as indirect ownership through a 401(k) Plan."
open market or private transaction financial
"Transaction code description states "Sale in open market or private transaction"."
Rule 10b5-1 regulatory
"The Rule 10b5-1 trading plan checkbox is not marked for these transactions."
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider stock transaction did Associated Banc-Corp (ASB) disclose for Nicole M. Kitowski?

Nicole M. Kitowski, an Executive Vice President, reported selling 7,663 shares of Associated Banc-Corp common stock on July 28, 2026. The sales were recorded as open-market or private transactions at prices around $30.91 per share.

How many Associated Banc-Corp (ASB) shares did Nicole M. Kitowski sell and at what prices?

She sold 6,255 shares at $30.9101 per share and 1,408 shares at $30.9150 per share, totaling 7,663 shares of Associated Banc-Corp common stock in open-market or private transactions.

On what date did Nicole M. Kitowski complete her recent ASB stock sales?

All reported transactions occurred on July 28, 2026. On that date, Nicole M. Kitowski executed two open-market or private sales of Associated Banc-Corp common stock, together totaling 7,663 shares at prices slightly above $30.91 per share.

Does Nicole M. Kitowski still hold Associated Banc-Corp (ASB) shares after these sales?

Yes. She reports 3,266.3 shares of Associated Banc-Corp common stock held indirectly through a 401(k) Plan following the reported transactions. The Form 4 does not state a total for her remaining directly held shares.

Were Nicole M. Kitowski’s ASB share sales made under a Rule 10b5-1 trading plan?

No. The Form 4 checkbox for Rule 10b5-1 trading plans is not marked, indicating these Associated Banc-Corp share sales were not affirmatively reported as executed under a pre-arranged Rule 10b5-1 plan.

How are some of Nicole M. Kitowski’s Associated Banc-Corp (ASB) shares held?

She reports an indirect ownership position of 3,266.3 shares of Associated Banc-Corp common stock through a 401(k) Plan. This means those shares are held within an employer-sponsored retirement plan rather than directly in her own name.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kitowski Nicole M

(Last)(First)(Middle)
433 MAIN STREET

(Street)
GREEN BAY WISCONSIN 54301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock $0.01 Par Value07/28/2026S6,255D$30.910146,734.9702D
Common Stock $0.01 Par Value07/28/2026S1,408D$30.91545,326.9702D
Common Stock $0.01 Par Value3,266.3I401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Lynn M. Floeter, attorney-in-fact for Nicole M. Kitowski07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)