STOCK TITAN

[Form 4] ASSOCIATED BANC-CORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Associated Banc-Corp (ASB) reported an insider transaction by Executive Vice President John A. Utz. On 10/15/2025, he acquired 51.6576 shares of common stock at $26.086 under the company’s Employee Stock Purchase Plan (Transaction Code J).

Following the transaction, his beneficial ownership stood at 111,787.831 shares held directly and 15,499.26 shares held indirectly through a 401(k) plan.

Associated Banc-Corp (ASB) ha riportato una transazione interna da parte del Vicepresidente Esecutivo John A. Utz. Il 15/10/2025, ha acquistato 51.6576 azioni ordinarie al prezzo di $26.086 nell'ambito del piano di acquisto azioni per dipendenti della società (Codice di Transazione J).

Dopo l'operazione, la sua proprietà beneficiaria ammontava a 111.787.831 azioni detenute direttamente e 15.499,26 azioni detenute indirettamente tramite un piano 401(k).

Associated Banc-Corp (ASB) informó una transacción de insider por parte del Vicepresidente Ejecutivo John A. Utz. El 15/10/2025, adquirió 51.6576 acciones comunes a un precio de $26.086 bajo el plan de Compra de Acciones para Empleados de la empresa (Código de Transacción J).

Después de la transacción, su titularidad beneficiosa quedó en 111.787.831 acciones poseídas directamente y 15.499,26 acciones poseídas indirectamente a través de un plan 401(k).

Associated Banc-Corp (ASB)의 내부자 거래가 최고경영책임자(Executive Vice President) John A. Utz에 의해 보고되었습니다. 2025-10-15에 그는 회사의 직원 주식 매입 계획(Employee Stock Purchase Plan) 하에 51.6576주의 보통주를 $26.086에 취득했습니다(거래 코드 J).

거래 후 그의 유익한 소유는 직접 보유 111,787.831주와 401(k) 계획을 통해 간접 보유 15,499.26주로 나타났습니다.

Associated Banc-Corp (ASB) a signalé une transaction d’initié par le Vice‑Président Exécutif John A. Utz. Le 15/10/2025, il a acquis 51.6576 actions ordinaires à $26.086 dans le cadre du plan d’achat d’actions pour les salariés de la société (Code de transaction J).

À la suite de la transaction, sa propriété bénéficiaire s’élevait à 111.787.831 actions détenues directement et 15.499,26 actions détenues indirectement par le biais d’un plan 401(k).

Associated Banc-Corp (ASB) meldete eine Insider-Transaktion des Executive Vice President John A. Utz. Am 15.10.2025 erwarb er 51,6576 Aktien Stammaktien zu $26,086 im Rahmen des Aktienkaufplans der Mitarbeiter des Unternehmens (Transaktionscode J).

Nach der Transaktion belief sich sein nutzungsberechtigter Besitz auf 111.787.831 Aktien direkt gehalten und 15.499,26 Aktien indirekt über einen 401(k)-Plan.

Associated Banc-Corp (ASB) أبلغت عن صفقة داخلية من قبل نائب رئيس التنفيذ جون أ. أوتز. في 15/10/2025 قام باكتساب 51.6576 سهماً عادياً بسعر $26.086 بموجب خطة شراء أسهم الموظفين للشركة (رمز المعاملة J).

بعد الصفقة، بلغت ملكيته المستفيدة 111.787.831 سهماً مملوكة بشكل مباشر و 15.499,26 سهماً مملوكة بشكل غير مباشر من خلال خطة 401(k).

Positive
  • None.
Negative
  • None.

Associated Banc-Corp (ASB) ha riportato una transazione interna da parte del Vicepresidente Esecutivo John A. Utz. Il 15/10/2025, ha acquistato 51.6576 azioni ordinarie al prezzo di $26.086 nell'ambito del piano di acquisto azioni per dipendenti della società (Codice di Transazione J).

Dopo l'operazione, la sua proprietà beneficiaria ammontava a 111.787.831 azioni detenute direttamente e 15.499,26 azioni detenute indirettamente tramite un piano 401(k).

Associated Banc-Corp (ASB) informó una transacción de insider por parte del Vicepresidente Ejecutivo John A. Utz. El 15/10/2025, adquirió 51.6576 acciones comunes a un precio de $26.086 bajo el plan de Compra de Acciones para Empleados de la empresa (Código de Transacción J).

Después de la transacción, su titularidad beneficiosa quedó en 111.787.831 acciones poseídas directamente y 15.499,26 acciones poseídas indirectamente a través de un plan 401(k).

Associated Banc-Corp (ASB)의 내부자 거래가 최고경영책임자(Executive Vice President) John A. Utz에 의해 보고되었습니다. 2025-10-15에 그는 회사의 직원 주식 매입 계획(Employee Stock Purchase Plan) 하에 51.6576주의 보통주를 $26.086에 취득했습니다(거래 코드 J).

거래 후 그의 유익한 소유는 직접 보유 111,787.831주와 401(k) 계획을 통해 간접 보유 15,499.26주로 나타났습니다.

Associated Banc-Corp (ASB) a signalé une transaction d’initié par le Vice‑Président Exécutif John A. Utz. Le 15/10/2025, il a acquis 51.6576 actions ordinaires à $26.086 dans le cadre du plan d’achat d’actions pour les salariés de la société (Code de transaction J).

À la suite de la transaction, sa propriété bénéficiaire s’élevait à 111.787.831 actions détenues directement et 15.499,26 actions détenues indirectement par le biais d’un plan 401(k).

Associated Banc-Corp (ASB) meldete eine Insider-Transaktion des Executive Vice President John A. Utz. Am 15.10.2025 erwarb er 51,6576 Aktien Stammaktien zu $26,086 im Rahmen des Aktienkaufplans der Mitarbeiter des Unternehmens (Transaktionscode J).

Nach der Transaktion belief sich sein nutzungsberechtigter Besitz auf 111.787.831 Aktien direkt gehalten und 15.499,26 Aktien indirekt über einen 401(k)-Plan.

Associated Banc-Corp (ASB) أبلغت عن صفقة داخلية من قبل نائب رئيس التنفيذ جون أ. أوتز. في 15/10/2025 قام باكتساب 51.6576 سهماً عادياً بسعر $26.086 بموجب خطة شراء أسهم الموظفين للشركة (رمز المعاملة J).

بعد الصفقة، بلغت ملكيته المستفيدة 111.787.831 سهماً مملوكة بشكل مباشر و 15.499,26 سهماً مملوكة بشكل غير مباشر من خلال خطة 401(k).

Associated Banc-Corp (ASB) 报告了一笔由执行副总裁 John A. Utz 发起的内幕交易。在2025/10/15,他按照公司员工股票购买计划以$26.086购买了51.6576股普通股(交易代码 J)。

交易完成后,他的受益所有权为直接持有的111,787.831股以及通过401(k)计划间接持有的15,499.26股

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Utz John A.

(Last) (First) (Middle)
ASSOCIATED BANC-CORP
433 MAIN STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $0.01 Par Value 10/15/2025 J(1) V 51.6576 A $26.086 111,787.831 D
Common Stock $0.01 Par Value 15,499.26 I 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ASB insider John A. Utz report on Form 4?

He acquired 51.6576 shares of common stock at $26.086 on 10/15/2025.

What was the transaction code in ASB’s Form 4 filing?

The transaction was coded J, with the note that shares were purchased under the Employee Stock Purchase Plan.

How many ASB shares does John A. Utz own after the transaction?

He beneficially owns 111,787.831 shares directly and 15,499.26 shares indirectly via a 401(k) plan.

What is the role of the reporting person at ASB (ticker: ASB)?

He is an Executive Vice President of Associated Banc-Corp.

When did the earliest reported transaction occur for ASB’s Form 4?

The earliest transaction date disclosed is 10/15/2025.

How were the ASB shares acquired according to the filing?

The filing states, “Shares were purchased within the Issuer's Employee Stock Purchase Plan.”
Associated Banc Corp

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