Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp director R. Jay Gerken received 4,585 shares of common stock on February 1, 2026 at $27.26 per share, bringing his directly held common stock to 44,794 shares. These shares relate to restricted stock units that will fully vest on the first anniversary of the grant.
Gerken also holds 46,662 phantom stock units, which are fully vested and track the value of Associated Banc-Corp common stock. These phantom units will remain in his stock plan account and be distributed after separation according to his existing distribution election.
Associated Banc-Corp executive Randall J. Erickson received a grant of restricted stock. On February 1, 2026, the Executive Vice President was awarded 4,612 shares of Associated Banc-Corp common stock at a reference price of $27.26 per share.
These shares are time-based restricted stock units that will vest in four equal annual installments beginning on February 8, 2027. Following this grant, Erickson beneficially owns 159,839 shares of Associated Banc-Corp common stock held directly.
Associated Banc-Corp Executive Vice President Dennis DeLoye received an equity grant of company stock. On February 1, 2026, he was awarded 2,193 shares of Associated Banc-Corp common stock at a price of $27.26 per share, increasing his directly held stake to 22,028.3 shares.
The award consists of time-based restricted stock units granted in 2026 that will vest in four equal annual installments starting on February 8, 2027, linking a portion of his compensation to the company’s long-term performance and continued service.
A holder of ASB common stock filed a notice of proposed sale under Rule 144. The filing covers a planned sale of 2,325 shares of common stock through Fidelity Brokerage Services LLC on the NYSE around February 3, 2026, with an aggregate market value of $65,204.63. These shares were acquired on February 1, 2026 through restricted stock vesting as compensation from the issuer. By signing, the seller represents they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Associated Banc-Corp Executive Vice President Bryan Carson received an equity award of 3,128 shares of common stock on February 1, 2026 at a price of $27.26 per share. These shares are time-based restricted stock units that will vest in four equal annual installments beginning on February 8, 2027.
After this grant, Carson beneficially owned 32,789.2431 shares of Associated Banc-Corp common stock in direct form. This filing reflects routine equity compensation that ties part of his pay to the company’s long-term stock performance through gradual vesting.
Associated Banc-Corp Executive Vice President Matthew R. Braeger received an award of 1,484 shares of common stock on February 1, 2026, as time-based restricted stock units. The grant is valued at $27.26 per share and will vest in four equal annual installments beginning on February 8, 2027.
After this grant, Braeger beneficially owns 14,830.0966 shares of Associated Banc-Corp common stock directly, plus 779.5 shares held indirectly through a 401(k) plan.
Associated Banc-Corp Executive Vice President Patrick Edward Ahern received 3,118 shares of common stock on February 1, 2026, reported as an acquisition at $27.26 per share. A footnote explains these are time-based restricted stock units (TRSUs) granted in 2026 that will vest in four equal annual installments beginning on February 8, 2027.
After this grant, Ahern beneficially owns 44,306 shares of Associated Banc-Corp common stock directly. He also has an additional 5,505.21 shares reported as indirectly owned through a 401(k) plan.
Associated Banc-Corp filed a current report to share that it has announced its earnings for the quarter ended December 31, 2025. The company released a press statement and an accompanying slide presentation on January 22, 2026, aimed at investors and analysts.
The press release with the quarterly financial information is furnished as Exhibit 99.1, and the investor presentation used on the conference call the same day is furnished as Exhibit 99.2. Both exhibits are incorporated by reference, meaning they contain the detailed results and commentary for the quarter.
Associated Banc-Corp executive Steven S. Zandpour, an EVP of the company, increased his direct holdings of common stock through the employee stock purchase plan. On January 15, 2026, he acquired 86.9912 shares of Associated Banc-Corp common stock at a price of $26.871 per share. Following this transaction, he directly beneficially owns 14,569.3211 shares of the company’s common stock.
Associated Banc-Corp Chief Information Officer Terry Lynn Williams acquired additional company stock through an employee program. On 01/15/2026, Williams purchased 81.8727 shares of Associated Banc-Corp common stock at a price of $26.871 per share. The transaction was made within the issuer's Employee Stock Purchase Plan, indicating it was part of a company-sponsored program for employees to buy shares. Following this purchase, Williams beneficially owned a total of 13,069.2762 shares of Associated Banc-Corp common stock held directly.