Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Associated Banc-Corp (ASB) reported an amended Form 4 for Executive Vice President Randall J. Erickson. On 10/30/2024, he exercised 34,473 stock options at $17.24 per share (transaction code M) and surrendered 29,316 shares at $24.02 (code F) to satisfy tax withholding. Following these transactions, he directly beneficially owned 133,837 shares.
The amendment notes that the acquired shares were inadvertently omitted from the post-transaction share total in the original filing. The exercised options were non-qualified options, originally vesting in four equal annual installments beginning February 8, 2016, and carry an expiration date of February 2, 2025.
Jayne C. Hladio, EVP and President Private Wealth at Associated Banc-Corp (ASB), reported a sale of 1,821 shares of the company's common stock on 10/02/2025 at a reported price of $25.71 per share. Following the transaction, the filing shows 14,575.9293 shares beneficially owned. The filing explains the sold shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock related to the second tranche of a sign-on bonus. The Form 4 was signed by an agent under power of attorney on 10/03/2025.
Steven S. Zandpour, an executive of Associated Banc-Corp (ticker shown as ASB), reported an open-market transaction dated 09/15/2025 under Form 4. The filing shows 89.3521 shares acquired through the companys Employee Stock Purchase Plan at a price of $26.161 per share. After the transaction, the report lists 14,212.9498 shares beneficially owned by the reporting person. The form was signed on 09/17/2025 by a power of attorney on behalf of Mr. Zandpour. The filing identifies the reporting person as an EVP and indicates officer and director status.
Insider purchase under ESPP at Associated Banc-Corp (ASBA) — Terry Lynn Williams, Chief Information Officer and director, purchased 84.0946 shares of Common Stock $0.01 par value on 09/15/2025 under the issuer's Employee Stock Purchase Plan at a reported price of $26.161 per share. After the transaction, the filing reports 12,733.8737 shares beneficially owned. The Form 4 was signed by an attorney-in-fact on 09/17/2025. The filing indicates the purchase code as J(1) and discloses direct ownership.
Associated Banc-Corp insider purchase by EVP, CHRO Julio Manso. The Form 4 reports a transaction dated 09/15/2025 coded J(1), indicating shares were acquired under the issuer's Employee Stock Purchase Plan. The reported price per share for the transaction is $26.161 and the Form shows a post-transaction beneficial ownership figure of 12,885.1718 shares. The filing lists the reporting person as Julio Manso, EVP, CHRO, and includes a signature dated 09/17/2025 executed by Lynn M. Floeter by power of attorney.
This disclosure is a routine Section 16 filing documenting an employee plan purchase and does not include derivative transactions or other dispositions in this Form 4.
Associated Banc-Corp (ASB) Form 4 shows that Nicole M. Kitowski, identified as an Executive Vice President and officer, reported an equity transaction dated 09/15/2025. The filing states shares were purchased under the issuer's Employee Stock Purchase Plan and lists a purchase price of $26.161. The form reports 3,164 shares held indirectly via a 401(k) plan following the reported transaction. The submission was signed by an attorney-in-fact, Lynn M. Floeter, on 09/17/2025. The document does not provide consolidated totals of all shares directly beneficially owned by the reporting person beyond the 401(k) disclosure.
Jayne C. Hladio, an officer of Associated Banc-Corp (symbol: ASBA), reported a transaction dated 09/15/2025 under Form 4. The filing shows a purchase of common stock through the company's Employee Stock Purchase Plan (transaction code J(1)) at a per-share price of $26.161. Following the reported transaction, the filing lists 16,396.9293 shares beneficially owned, shown in direct ownership form. The form is signed by a power of attorney on behalf of Ms. Hladio on 09/17/2025.
Andrew J. Harmening, President & CEO of Associated Banc-Corp (ASB), acquired 2,144.512 shares through the company dividend reinvestment plan on 09/15/2025 at an implied price of $26.2267 per share. After the transaction his reported beneficial ownership totals 323,837.308 shares. The filing was made on Form 4 and notes the acquisition was a dividend reinvestment transaction exempt under Rule 16a-11, reported by an attorney-in-fact on 09/17/2025.
Phillip Trier, Executive Vice President and officer of Associated Banc-Corp (ASB) reported a small acquisition of common stock on 09/15/2025 through the company's dividend reinvestment plan. The filing shows 45.231 shares were acquired at a price of $26.2265 per share under a Rule 16a-11 dividend reinvestment transaction. After the transaction, Mr. Trier is recorded as beneficially owning 22,647.838 shares directly. The Form 4 was signed by an authorized POA on 09/17/2025.
Derek S. Meyer, EVP and Chief Financial Officer of Associated Banc-Corp (symbol provided as ASBA), reported a Form 4 disclosing a purchase on 09/15/2025 of 23 shares of the issuer's common stock at a price of $25.92 per share. Following the reported transaction, the filing lists 51,184.379 shares beneficially owned. The filing includes an explanation that the shares represent fully vested dividend equivalents awarded under performance-based RSUs, payable solely in common stock and subject to deferral until separation if elected by the insider. The form is signed by an attorney-in-fact on 09/17/2025.