Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Gregory Warsek, EVP of Associated Banc-Corp (ASB), reported a small purchase and his post-transaction holdings. On 09/15/2025 he acquired 15 shares of common stock at $25.92 per share. After the transaction he beneficially owned 13,385 shares directly and 27,638.46 shares indirectly through a 401(k) plan. The filing notes these 15 shares represent fully vested dividend equivalents from performance-based RSUs that are payable solely in shares and may be deferred until separation, as elected. The Form 4 was signed by POA on 09/17/2025.
John B. Williams, a director of Associated Banc-Corp (ticker: ASBA), reported two non-derivative acquisitions of common stock on 09/15/2025 that arose from dividend equivalent units. He received 45 shares at $25.92 (recorded as increasing beneficial ownership to 67,905 shares) and received 372 shares at $25.92 (lifting his direct beneficial ownership to 68,277 shares). The filing also discloses an indirect holding of 8,000 shares held in an IRA with sole voting rights. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Williams on 09/17/2025.
The disclosure notes that the 45 and 372 share amounts represent dividend equivalents tied to restricted stock units: one set vests on the first anniversary of the RSU grant and the other represents fully vested dividend equivalents payable in shares upon cessation of service as a director.
Karen van Lith, a director of Associated Banc-Corp (ASB), reported two non-derivative stock acquisitions on 09/15/2025. The Form 4 shows purchases recorded at a price of $25.92 per share: 45 shares (noted as dividend equivalent units) and 372 shares (noted as fully vested dividend equivalents related to restricted stock units). Following those transactions the filing lists beneficial ownership amounts of 54,978 and 55,350 shares, respectively. The filing explains the 45 units vest on the first anniversary of the related restricted stock units and the 372 units are fully vested and payable in shares when the director leaves service. The Form 4 is signed on behalf of Ms. van Lith by an attorney-in-fact on 09/17/2025.
Associated Banc-Corp (ASB) director Owen J. Sullivan reported an insider purchase of company common stock. The Form 4 shows a 09/15/2025 acquisition of 45 shares at $25.92 each, leaving Mr. Sullivan with 5,373 shares beneficially owned. The filing notes these units relate to dividend equivalent units tied to restricted stock units and payable in shares upon vesting. The Form 4 was signed by Lynn M. Floeter by power of attorney on 09/17/2025. No derivative transactions or additional amendments are reported in this filing.
Cory L. Nettles, a director of Associated Banc-Corp, reported two non-derivative acquisitions on 09/15/2025 that increased his direct beneficial ownership of common stock. The Form 4 shows 45 shares acquired under Code A(1) at $25.92 and 361 shares acquired under Code A(2) at $25.92, bringing the reported direct holdings to 46,597 shares following the transactions. The filing explains these items are dividend equivalent units tied to restricted stock units: one set vests on the first anniversary of the related RSU grant and is payable in shares on vesting, and another represents fully vested dividend equivalents payable in shares after the director ceases service. The Form 4 is signed by an attorney-in-fact on behalf of Nettles on 09/17/2025.
Gale E. Klappa, a director of Associated Banc-Corp (ticker: ASBA), reported two acquisitions of common stock on 09/15/2025 related to dividend-equivalent units tied to restricted stock units. The filings show 45 shares acquired at $25.92 per share, bringing beneficial ownership to 25,651 shares, and 180 shares acquired at $25.92 per share, bringing beneficial ownership to 25,831 shares. The report was signed by an attorney-in-fact on 09/17/2025. The filing explains these units vest or are payable in shares under the company’s restricted stock arrangements.
Associated Banc-Corp director Eileen A. Kamerick reported insider acquisitions on 09/15/2025. The filings show two non-derivative transactions: 45 shares acquired at $25.92 and 372 shares acquired at $25.92, both described as dividend equivalent units payable in common stock upon vesting. After these transactions the reported beneficial ownership totals are listed as 50,485 and 50,857 shares respectively. The form is signed by an attorney-in-fact and notes that fully vested dividend equivalents are payable in shares following cessation of board service.
Associated Banc-Corp insider filing: The Form 4 reports that director Rodney Jones-Tyson (via attorney-in-fact) acquired 45 shares of Associated Banc-Corp common stock on 09/15/2025 at a price of $25.92 per share. After the transaction he beneficially owns 9,192 shares. The filing notes that the grant includes dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable in shares when vested. The form is signed by an attorney-in-fact on 09/17/2025.
Robert A. Jeffe, a director of Associated Banc‑Corp (ASBA), reported acquiring dividend equivalent units tied to restricted stock units that convert to common stock. On 09/15/2025 he received 45 and 372 dividend equivalent units at an indicated per‑share value of $25.92, which are payable solely in shares upon vesting. The reported transactions increased his direct beneficial ownership to 47,903 shares following the grants.
The filing clarifies that one set of dividend equivalents vests on the first anniversary of the related restricted stock units and another represents fully vested dividend equivalents payable in shares after he ceases serving as a director. The form is signed by an attorney‑in‑fact for the reporting person.
Michael J. Haddad, a director of Associated Banc-Corp (ticker shown as ASB), reported purchases of Common Stock on 09/15/2025. The filing shows 34.95 shares acquired via dividend reinvestment at a price of $26.2269 and 45 shares recorded as dividend equivalent units payable in shares at $25.92, bringing his direct beneficial ownership to 9,138.287 shares. He also holds 5,750 shares indirectly through a trust with voting rights. The Form 4 was signed by an attorney-in-fact on 09/17/2025. These entries reflect routine insider activity from dividend reinvestment and restricted stock unit-related dividend equivalents rather than open-market purchases or sales.