Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp director R. Jay Gerken reported acquiring additional common stock and stock-based units on 12/15/2025. He acquired 45 and 307 shares of common stock at $26.94 per share, bringing his directly held common stock to 45,372 shares.
The filing also shows 41,499 phantom stock units tied to Associated Banc-Corp common stock. Certain units are dividend equivalents on restricted stock units that vest on the first anniversary of the related grant and are payable solely in shares, while other dividend equivalents are fully vested but payable in shares after he ceases serving as a director. Phantom stock units remain in the plan until separation and are then distributed according to his prior election.
Associated Banc-Corp’s executive vice president and chief financial officer reported acquiring 23 shares of common stock on December 15, 2025 at a price of $26.94 per share. These shares were fully vested dividend equivalents awarded under performance-based restricted stock units, payable solely in common stock and subject to deferral until separation, as elected by the insider. Following this transaction, the reporting person beneficially owns 51,207.379 shares of Associated Banc-Corp common stock in direct ownership.
Associated Banc-Corp executive Gregory Warsek reported acquiring 15 shares of common stock on 12/15/2025 at a price of $26.94 per share. The shares represent fully vested dividend equivalents awarded under performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the insider.
Following this transaction, Warsek beneficially owns 13,400 shares of Associated Banc-Corp common stock directly and 27,875.05 shares indirectly through a 401(k) plan, reflecting his ongoing equity-based stake in the company.
Associated Banc-Corp executive Steven S. Zandpour, an EVP of the company, reported a purchase of common stock under the bank's Employee Stock Purchase Plan. On December 15, 2025, he acquired 86.3517 shares of Associated Banc-Corp common stock at a price of $27.07 per share.
Following this transaction, Zandpour beneficially owns 14,482.3299 shares of Associated Banc-Corp common stock, held directly. The filing is a Form 4 submitted for a single reporting person in connection with routine employee stock purchase activity.
Associated Banc-Corp's Chief Information Officer, Terry Lynn Williams, acquired 81.2708 shares of common stock on 12/15/2025. The shares were purchased through the issuer's Employee Stock Purchase Plan at a price of $27.07 per share. Following this routine insider purchase, Williams directly owns 12,987.4035 shares of Associated Banc-Corp common stock.
Associated Banc-Corp Executive Vice President John A. Utz reported small acquisitions of company common stock. On 12/15/2025, he acquired 49.7798 shares of common stock at $27.07 in a transaction classified as purchased within the Issuer's Employee Stock Purchase Plan, and separately received 463 shares at $26.94 as fully vested dividend equivalents awarded pursuant to performance-based restricted stock units.
After these transactions, Utz directly beneficially owned 110,354.465 shares of Associated Banc-Corp common stock and indirectly held 15,499.26 shares through a 401(k) plan.
Associated Banc-Corp executive vice president Phillip Trier reported acquiring 46.163 shares of Associated Banc-Corp common stock on 12/15/2025 through a dividend reinvestment transaction at a price of $27.0494 per share. After this transaction, he directly beneficially owned 22,694.001 shares of Associated Banc-Corp common stock.
Associated Banc-Corp executive reports small stock purchases. The company’s EVP and Chief Human Resources Officer reported acquiring 15.2383 shares of Associated Banc-Corp common stock, $0.01 par value, on 12/15/2025 through the issuer's Employee Stock Purchase Plan at $27.07 per share.
On the same date, the executive acquired an additional 0.714 shares in a dividend reinvestment transaction at $27.0448 per share. Following these transactions, the executive directly beneficially owned 12,933.4227 shares of Associated Banc-Corp common stock.
Associated Banc-Corp executive vice president Nicole M. Kitowski reported purchasing 27.0912 shares of the company’s common stock on 12/15/2025 through the issuer’s Employee Stock Purchase Plan at $27.07 per share.
Following this transaction, she beneficially owned 45,144.8092 shares directly and 3,191.08 shares indirectly through a 401(k) plan.
Associated Banc-Corp executive stock purchase reported. On 12/15/2025, EVP and President Private Wealth Jayne C. Hladio acquired 13.8847 shares of Associated Banc-Corp common stock at $27.07 per share.
The shares were bought through the company’s Employee Stock Purchase Plan, bringing Hladio’s directly held stake to 14,619.2437 common shares after the transaction.