Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Judith P. Greffin, a director of Associated Banc-Corp (ASB), reported two non-derivative acquisitions on 09/15/2025. The Form 4 shows purchases of 45 shares and 110 shares of common stock at $25.92 per share, resulting in beneficial ownership totals reported as 17,743 and 17,853 shares after each transaction. The filing includes explanations that the transactions relate to dividend equivalent units tied to restricted stock units, which are payable solely in shares upon vesting or termination as described. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
R. Jay Gerken, a director of Associated Banc-Corp (ticker shown as ASB), reported two non-derivative acquisitions on 09/15/2025. The filings show receipt of 45 common shares at a price of $25.92 and receipt of 303 common shares at $25.92, for a total of 348 shares recorded as dividend equivalent units. The reported beneficial ownership following the transactions is shown as 44,717 shares after the first entry and 45,020 shares after the second entry. The form explains these were dividend equivalent units tied to restricted stock units: one set vests on the first anniversary of the RSU grant and pays in shares upon vesting, and another reflects fully vested dividend equivalents payable in shares following cessation of directorship. The form is signed on behalf of Mr. Gerken by an attorney-in-fact.
This Form 144 notice reports a proposed sale of 3,342 common shares of Associated Banc-Corp (ASB) with an aggregate market value of $87,727.50 to be sold on or about 09/11/2025 on the NYSE. The filer acquired the reported shares as stock awards between 2016 and 2022, with individual award lots shown and payment recorded as compensation. No sales by the filer in the past three months are reported and the filer certifies no undisclosed material adverse information.
Matthew R. Braeger, Executive Vice President and director of Associated Banc-Corp (ASB), reported a sale of 2,000 shares of Common Stock on 09/09/2025 at a reported price of $26.34 per share. After the sale he beneficially owned 13,346.0966 shares directly and an additional 766.69 shares indirectly through a 401(k) plan. The Form 4 was signed by an attorney-in-fact on 09/10/2025.
Form 144 notice for Associated Banc-Corp (ASB): An individual intends to sell 2,000 common shares through Fidelity Brokerage Services on the NYSE with an aggregate market value of $52,680.00. The filing lists the securities as previously acquired through restricted stock vesting in 2021 and 2022 (819, 721, and 460 shares respectively) and shows 165,848,030 shares outstanding for the issuer. The proposed approximate sale date is 09/09/2025. The filer certifies no undisclosed material adverse information and that no sales were reported in the past three months.
Associated Banc-Corp executive John A. Utz, listed as Executive Vice President and director, reported multiple transactions on 08/29/2025. Mr. Utz exercised 8,000 non-qualified stock options at an exercise price of $17.38, resulting in acquisition of 8,000 common shares. On the same date he sold a total of 13,000 common shares in several trades at prices between $27.24 and $27.255. After these transactions he directly beneficially owned 111,227.6639 shares and had indirect ownership of 15,367.72 shares through a 401(k) plan. The filing was signed by an attorney-in-fact on 09/02/2025.
Karen van Lith, a director of Associated Banc-Corp (ASB), reported two open-market sales of Common Stock on 08/29/2025. The filings show dispositions of 720 shares at $27.125 and 5,278 shares at $27.1253, reducing her direct beneficial ownership to 54,933 shares. The Form 4 was signed by an attorney-in-fact on 09/02/2025.
Form 144 notice from an insider of Associated Banc-Corp (ASB) discloses a proposed sale of 14,951 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $406,680.09. The filing lists the approximate sale date as 08/29/2025 on the NYSE and reports 165,848,030 shares outstanding. The shares were acquired via restricted stock vesting on specific dates between 02/05/2019 and 02/08/2021, totaling the units shown in the acquisition table. The filer reports no sales in the past three months and affirms no undisclosed material adverse information.
Associated Banc-Corp (ASB) filed a Form 144 proposing the sale of common stock. The notice identifies 3,971 shares to be sold through Fidelity Brokerage Services LLC on 08/29/2025 on the NYSE, with an aggregate market value of $108,036.02 against 165,848,030 shares outstanding. The filing lists the acquisition history of the shares, showing purchases and restricted stock vesting dates from 2018 through 2022 via ESPP purchases, dividend reinvestment, and compensation vesting. The filer reports no securities sold in the past three months and includes the required representation that they are not aware of undisclosed material adverse information.
Associated Banc‑Corp (ASB) Form 144 notice discloses a proposed sale of 5,998 common shares held at Fidelity Brokerage Services with an aggregate market value of $162,697.33. The shares were acquired on 02/01/2025 through restricted stock vesting as compensation and are scheduled for approximate sale on 08/29/2025 on the NYSE. The filer reports no sales of the issuer's securities in the past three months and includes the standard representation that the selling person has no undisclosed material adverse information about the issuer.