Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp President and CEO Andrew J. Harmening reported acquiring 2,188.702 shares of Associated Banc-Corp common stock through a dividend reinvestment transaction dated December 15, 2025. The shares were credited at a price of $27.0496 per share under transaction code J, which is described as shares acquired in a dividend reinvestment transaction, bringing his directly held position to 326,026.01 shares of common stock.
Associated Banc-Corp director Michael J. Haddad reported small equity-related transactions dated 12/15/2025. He acquired 35.67 shares of common stock through a dividend reinvestment transaction at $27.0499 per share under code J and 45 additional shares as dividend equivalent units at $26.94 per share under code A.
After these transactions, he beneficially owned 9,218.957 common shares directly and 5,750 shares indirectly through a trust with voting rights. He also held 61,475.712 phantom stock units linked to common stock in the Director's Deferred Compensation Plan; these stock units are 100% vested and will be distributed according to his existing distribution elections.
Associated Banc-Corp executive Bryan Carson reported a transfer of 5,351 shares of common stock on 12/15/2025. The Form 4 shows a disposition coded as transaction type J at a reported price of $0, reflecting shares moved to his ex-spouse under a divorce settlement and domestic relations order.
After this transfer, Carson beneficially owns 29,661.2431 shares of Associated Banc-Corp common stock directly. He is identified as an Executive Vice President, and the report is filed by a single reporting person.
Associated Banc-Corp executive John A. Utz reported several stock transactions. On December 9, 2025, he sold 128 shares of Associated Banc-Corp common stock at $26.41 per share and 1,872 shares at $26.411 per share. He also exercised a non-qualified stock option to acquire 135 shares at an exercise price of $17.38 per share, then sold those 135 shares at $26.45 per share. After these transactions, he beneficially owned 109,841.6852 shares of common stock directly and 15,499.26 shares indirectly through a 401(k) plan. Utz is listed as an Executive Vice President of Associated Banc-Corp, and this Form 4 was filed for a single reporting person.
A shareholder of ASB has filed a notice of intent to sell 2,135 common shares, with an aggregate market value of 56,392.62, through Fidelity Brokerage Services LLC on the NYSE around 12/09/2025.
The shares relate to prior acquisitions through employee stock purchase plan purchases, restricted stock vesting, and option exercises. Common shares outstanding were 165,922,444 at the time of the notice; this is a baseline figure, not the amount being sold.
Associated Banc-Corp executive Patrick Edward Ahern reported multiple stock option exercises and a share sale on 12/04/2025. As an Executive Vice President, he exercised options to acquire 13,356 shares of common stock at $24.70 per share and 17,133 shares at $23.45 per share. On the same day, he sold 30,489 shares of common stock at a weighted average price of $25.70 per share, with individual sale prices ranging from $25.68 to $25.72. Following these transactions, he directly held 41,188 shares of Associated Banc-Corp common stock and indirectly held 5,461.07 shares through a 401(k) plan. The options exercised related to grants vesting in four equal annual installments beginning on 2/8/2019 and 2/8/2020.
Associated Banc-Corp executive reports stock sales and updated holdings. An Executive Vice President sold 3,161 shares of Associated Banc-Corp common stock at $25.79 per share and 166 shares at $25.795 per share on 12/03/2025. After these transactions, the reporting person directly beneficially owned 41,188 shares of common stock and indirectly beneficially owned 5,461.07 shares through a 401(k) plan.
Associated Banc-Corp (ASB) has a planned Rule 144 sale of 30,489 shares of its common stock through Fidelity Brokerage Services LLC, with an aggregate market value of 783,721.99, to be sold on or about 12/04/2025 on the NYSE. The filing notes that 165,922,444 common shares are outstanding.
The shares to be sold were acquired via option grants dated 03/01/2018 and 03/01/2019, resulting in 13,356 and 17,133 shares respectively, paid for in cash on 12/04/2025. Over the past three months, additional common shares were sold in two transactions totaling 3,342 and 3,327 shares, generating gross proceeds of 87,580.75 and 85,803.99.
Associated Banc-Corp insider plans to sell common stock under Rule 144. A holder has filed a notice to sell 30,489 shares of Associated Banc-Corp common stock through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $783,721.99. The filing notes that 165,922,444 shares of common stock were outstanding, providing context for the size of the planned sale. The shares to be sold were acquired from the issuer by exercising stock options originally granted on 03/01/2018 and 03/01/2019, with cash payment made on 12/04/2025.