Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Associated Banc‑Corp (ASB) Form 144 notice discloses a proposed sale of 5,998 common shares held at Fidelity Brokerage Services with an aggregate market value of $162,697.33. The shares were acquired on 02/01/2025 through restricted stock vesting as compensation and are scheduled for approximate sale on 08/29/2025 on the NYSE. The filer reports no sales of the issuer's securities in the past three months and includes the standard representation that the selling person has no undisclosed material adverse information about the issuer.
Form 144 notice for Associated Banc-Corp (ASB): The filer notifies a proposed sale of 13,000 shares of common stock through Fidelity Brokerage Services on 08/29/2025 on the NYSE, with an aggregate market value of $354,154.50. The filing lists the company's outstanding common shares as 165,848,030. The shares to be sold were acquired through a mix of option exercise, restricted stock vesting and ESPP purchases across 2021–2025, including an option-related lot of 8,000 shares and multiple ESPP/vesting lots. The filer states there were no sales in the past three months and certifies no known material nonpublic information. The form is marked as a LIVE filing.
Steven S. Zandpour, EVP of Associated Banc-Corp (ASB), purchased shares under the company's Employee Stock Purchase Plan on 08/15/2025. The Form 4 shows a purchase transaction executed under Code J(1) with a price of $25.079 per share and an indicated acquired amount of 93.2071 shares, resulting in reported beneficial ownership of 14,123.5977 shares following the transaction. The filing was signed by a power of attorney on behalf of Mr. Zandpour on 08/18/2025. The form notes the purchase was made through the issuer's ESPP, with no derivative transactions disclosed.
Associated Banc-Corp (ASB) insider purchase reported on Form 4. Chief Information Officer Terry Lynn Williams purchased 87.7228 shares of Common Stock on 08/15/2025 at a price of $25.079 per share under the company's Employee Stock Purchase Plan. After the transaction, the filing reports 12,649.7791 shares beneficially owned (direct). The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 08/18/2025 and lists the transaction code J(1), indicating plan-based acquisition.
Associated Banc-Corp director and Executive Vice President John A. Utz reported an insider transaction on Form 4 showing a purchase of 53.7318 shares of the issuer's common stock at a price of $25.079 on 08/15/2025. After the reported transaction, the filing shows 116,227.6639 shares beneficially owned directly. The report also discloses indirect beneficial ownership of 15,367.72 shares held in a 401(k) plan. The filing notes the purchase was made under the company's Employee Stock Purchase Plan and is signed by an attorney-in-fact on 08/18/2025.
Nicole M. Kitowski, Executive Vice President of Associated Banc-Corp (ASB), is the reporting person on this Form 4. The filing discloses a transaction dated 08/15/2025 in which shares of the issuer's common stock were acquired through the company’s Employee Stock Purchase Plan.
The Form shows an acquisition of 29.242 shares at a purchase price of $25.079 per share and indicates 45,032.2636 shares beneficially owned following the transaction. The filing also reports an indirect holding of 3,164 shares through a 401(k) plan. The Form was signed by an attorney-in-fact on behalf of Ms. Kitowski on 08/18/2025.
Jayne C. Hladio, EVP and President Private Wealth of Associated Banc-Corp (ASB), purchased 14.987 shares under the issuer's Employee Stock Purchase Plan at $25.079 per share. After the transaction, she beneficially owns 16,382.5621 shares reported in a direct ownership form. The filing identifies the purchase as Code J(1) and confirms the acquisition occurred pursuant to the company ESPP.
Associated Banc-Corp filed a Form 13F reporting its role as an institutional investment manager. The filing lists 321 holdings with a total value of $3,528,155,745 and names Associated Trust Company, National Association as an other included manager. The report is signed by Jayne C. Hladio on 08-12-2025.
State Street Corporation reported beneficial ownership of 8,524,500 shares of Associated Banc‑Corp common stock, representing 5.1% of the class. The filing shows 0 shares with sole voting power and sole dispositive power, 1,183,812 shares with shared voting power, and 8,524,500 shares with shared dispositive power, indicating the position is held with shared authority rather than as a single controlling holder.
The filing identifies several State Street affiliates acting in investment advisor roles that are associated with the reported holdings. The filer certifies the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Associated Banc-Corp (ASB) – Form 4: EVP & CFO Derek S. Meyer reported an automatic insider transaction dated 08/04/2025. Exactly 5,883 common shares were withheld at $24.09 (transaction code F) to cover tax due on the third tranche vesting of a sign-on-bonus restricted-stock grant. No shares were sold into the market and no cash was received by the executive.
After the withholding, Meyer directly owns 51,161.379 ASB shares. The filing, signed 08/05/2025 by attorney-in-fact Lynn M. Floeter, represents a routine tax-settlement mechanism rather than an investment decision, leaving the executive’s underlying economic exposure largely unchanged and carrying minimal market impact.